4//SEC Filing
Ellis Thomas Robert 4
Accession 0000892712-11-000563
CIK 0001399315other
Filed
Jul 6, 8:00 PM ET
Accepted
Jul 7, 1:24 PM ET
Size
28.2 KB
Accession
0000892712-11-000563
Insider Transaction Report
Form 4
Ellis Thomas Robert
Senior Vice President
Transactions
- Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−53,448→ 0 totalExercise: $32.05Exp: 2015-10-28→ Common Stock (53,448 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−28,060→ 0 totalExercise: $23.91Exp: 2011-12-20→ Common Stock (28,060 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−25,054→ 0 totalExercise: $26.04Exp: 2013-10-27→ Common Stock (25,054 underlying) - Disposition to Issuer
Common Stock
2011-07-05−258,155→ 0 total - Disposition to Issuer
Common Stock
2011-07-05−48,618.45→ 0 total(indirect: By Deferred Compensation) - Disposition to Issuer
Common Stock
2011-07-05−31,607.43→ 0 total(indirect: By Retirement Program) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−65,400→ 0 totalExercise: $18.66Exp: 2018-10-29→ Common Stock (65,400 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−33,405→ 0 totalExercise: $21.37Exp: 2012-10-25→ Common Stock (33,405 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−35,075→ 0 totalExercise: $31.39Exp: 2014-10-27→ Common Stock (35,075 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−56,789→ 0 totalExercise: $31.40Exp: 2017-10-19→ Common Stock (56,789 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−53,448→ 0 totalExercise: $35.98Exp: 2016-10-30→ Common Stock (53,448 underlying)
Footnotes (11)
- [F1]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO"), pursuant to which, effective July 5, 2011, Marshall & Ilsley Corporation merged with and into a subsidiary of BMO (the "Merger"), in exchange for 32,450 shares of BMO common stock having a market value of $63.15 per share.
- [F10]This option, which vested in three equal installments beginning 10/28/2006, was assumed by BMO in the Merger and replaced with an option to purchase 6,718 shares of BMO common stock for $254.94 per share.
- [F11]This option, which vested in three equal installments beginning 10/30/2007, was assumed by BMO in the Merger and replaced with an option to purchase 6,718 shares of BMO common stock for $286.20 per share.
- [F2]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 6,111 shares of BMO common stock having a market value of $63.15 per share.
- [F3]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 3,973 shares of BMO common stock having a market value of $63.15 per share.
- [F4]This option provided for vesting in three equal installments beginning 10/29/2009. Vesting was accelerated to the effective time of the Merger and the option was assumed by BMO in the merger and replaced with an option to purchase 8,220 shares of BMO common stock for $148.45 per share.
- [F5]This option, which vested in three equal installments beginning 10/25/2003, was assumed by BMO in the Merger and replaced with an option to purchase 4,199 shares of BMO common stock for $169.98 per share.
- [F6]This option, which vested in three equal installments beginning 12/20/2002 was assumed by BMO in the Merger and replaced with an option to purchase 3,527 shares of BMO common stock for $190.22 per share.
- [F7]This option, which vested in three equal installments beginning 10/27/2004 was assumed by BMO in the Merger and replaced with an option to purchase 3,149 shares of BMO common stock for $207.13 per share.
- [F8]This option, which vested in three equal installments beginning 10/27/2005, was assumed by BMO in the Merger and replaced with an option to purchase 4,408 shares of BMO common stock for $249.76 per share.
- [F9]This option, which vested in three equal installments beginning 10/19/2008, was assumed by BMO in the merger and replaced with an option to purchase 7,138 shares of BMO common stock for $249.82 per share.
Documents
Issuer
MARSHALL & ILSLEY CORP
CIK 0001399315
Entity typeother
Related Parties
1- filerCIK 0001301006
Filing Metadata
- Form type
- 4
- Filed
- Jul 6, 8:00 PM ET
- Accepted
- Jul 7, 1:24 PM ET
- Size
- 28.2 KB