Home/Filings/4/0000892712-11-000563
4//SEC Filing

Ellis Thomas Robert 4

Accession 0000892712-11-000563

CIK 0001399315other

Filed

Jul 6, 8:00 PM ET

Accepted

Jul 7, 1:24 PM ET

Size

28.2 KB

Accession

0000892712-11-000563

Insider Transaction Report

Form 4
Period: 2011-07-05
Ellis Thomas Robert
Senior Vice President
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0553,4480 total
    Exercise: $32.05Exp: 2015-10-28Common Stock (53,448 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0528,0600 total
    Exercise: $23.91Exp: 2011-12-20Common Stock (28,060 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0525,0540 total
    Exercise: $26.04Exp: 2013-10-27Common Stock (25,054 underlying)
  • Disposition to Issuer

    Common Stock

    2011-07-05258,1550 total
  • Disposition to Issuer

    Common Stock

    2011-07-0548,618.450 total(indirect: By Deferred Compensation)
  • Disposition to Issuer

    Common Stock

    2011-07-0531,607.430 total(indirect: By Retirement Program)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0565,4000 total
    Exercise: $18.66Exp: 2018-10-29Common Stock (65,400 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0533,4050 total
    Exercise: $21.37Exp: 2012-10-25Common Stock (33,405 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0535,0750 total
    Exercise: $31.39Exp: 2014-10-27Common Stock (35,075 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0556,7890 total
    Exercise: $31.40Exp: 2017-10-19Common Stock (56,789 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0553,4480 total
    Exercise: $35.98Exp: 2016-10-30Common Stock (53,448 underlying)
Footnotes (11)
  • [F1]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO"), pursuant to which, effective July 5, 2011, Marshall & Ilsley Corporation merged with and into a subsidiary of BMO (the "Merger"), in exchange for 32,450 shares of BMO common stock having a market value of $63.15 per share.
  • [F10]This option, which vested in three equal installments beginning 10/28/2006, was assumed by BMO in the Merger and replaced with an option to purchase 6,718 shares of BMO common stock for $254.94 per share.
  • [F11]This option, which vested in three equal installments beginning 10/30/2007, was assumed by BMO in the Merger and replaced with an option to purchase 6,718 shares of BMO common stock for $286.20 per share.
  • [F2]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 6,111 shares of BMO common stock having a market value of $63.15 per share.
  • [F3]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 3,973 shares of BMO common stock having a market value of $63.15 per share.
  • [F4]This option provided for vesting in three equal installments beginning 10/29/2009. Vesting was accelerated to the effective time of the Merger and the option was assumed by BMO in the merger and replaced with an option to purchase 8,220 shares of BMO common stock for $148.45 per share.
  • [F5]This option, which vested in three equal installments beginning 10/25/2003, was assumed by BMO in the Merger and replaced with an option to purchase 4,199 shares of BMO common stock for $169.98 per share.
  • [F6]This option, which vested in three equal installments beginning 12/20/2002 was assumed by BMO in the Merger and replaced with an option to purchase 3,527 shares of BMO common stock for $190.22 per share.
  • [F7]This option, which vested in three equal installments beginning 10/27/2004 was assumed by BMO in the Merger and replaced with an option to purchase 3,149 shares of BMO common stock for $207.13 per share.
  • [F8]This option, which vested in three equal installments beginning 10/27/2005, was assumed by BMO in the Merger and replaced with an option to purchase 4,408 shares of BMO common stock for $249.76 per share.
  • [F9]This option, which vested in three equal installments beginning 10/19/2008, was assumed by BMO in the merger and replaced with an option to purchase 7,138 shares of BMO common stock for $249.82 per share.

Issuer

MARSHALL & ILSLEY CORP

CIK 0001399315

Entity typeother

Related Parties

1
  • filerCIK 0001301006

Filing Metadata

Form type
4
Filed
Jul 6, 8:00 PM ET
Accepted
Jul 7, 1:24 PM ET
Size
28.2 KB