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4//SEC Filing

Knickerbocker Beth D 4

Accession 0000892712-11-000568

CIK 0001399315other

Filed

Jul 6, 8:00 PM ET

Accepted

Jul 7, 1:40 PM ET

Size

22.8 KB

Accession

0000892712-11-000568

Insider Transaction Report

Form 4
Period: 2011-07-05
Knickerbocker Beth D
SVP and Chief Risk Officer
Transactions
  • Disposition to Issuer

    Common Stock

    2011-07-05135,6220 total
  • Disposition to Issuer

    Common Stock

    2011-07-0510,068.460 total(indirect: By Deferred Compensation Plan)
  • Disposition to Issuer

    Common Stock

    2011-07-05530.5930 total(indirect: By Retirement Plan)
  • Disposition to Issuer

    Common Stock

    2011-07-05102.4660 total(indirect: By Spouse)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0529,2500 total
    Exercise: $18.66Exp: 2018-10-29Common Stock (29,250 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0513,3620 total
    Exercise: $27.52Exp: 2014-04-30Common Stock (13,362 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0522,5480 total
    Exercise: $31.40Exp: 2017-10-19Common Stock (22,548 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0520,0430 total
    Exercise: $32.05Exp: 2015-10-28Common Stock (20,043 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0520,0430 total
    Exercise: $35.98Exp: 2016-10-30Common Stock (20,043 underlying)
Footnotes (9)
  • [F1]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO"), pursuant to which, effective July 5, 2011, Marshall & Ilsley Corporation merged with and into a subsidiary of BMO (the "Merger"), in exchange for 17,047 shares of BMO common stock having a market value of $63.15 per share.
  • [F2]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 1,265 shares of BMO common stock having a market value of $63.15 per share.
  • [F3]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 66 shares of BMO common stock having a market value of $63.15 per share.
  • [F4]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 12 shares of BMO common stock having a market value of $63.15 per share.
  • [F5]This option provided for vesting in three equal installments beginning 10/29/2009. Vesting was accelerated to the effective time of the Merger and the option was assumed by BMO in the merger and replaced with an option to purchase 3,676 shares of BMO common stock for $148.45 per share.
  • [F6]This option, which vested in three equal installments beginning 4/30/2005, was assumed by BMO in the Merger and replaced with an option to purchase 1,679 shares of BMO common stock for $218.92 per share.
  • [F7]This option, which vested in three equal installments beginning 10/19/2008, was assumed by BMO in the merger and replaced with an option to purchase 2,834 shares of BMO common stock for $249.82 per share.
  • [F8]This option, which vested in three equal installments beginning 10/28/2006, was assumed by BMO in the Merger and replaced with an option to purchase 2,519 shares of BMO common stock for $254.94 per share.
  • [F9]This option, which vested in three equal installments beginning 10/30/2007, was assumed by BMO in the Merger and replaced with an option to purchase 2,519 shares of BMO common stock for $286.20 per share.

Issuer

MARSHALL & ILSLEY CORP

CIK 0001399315

Entity typeother

Related Parties

1
  • filerCIK 0001315012

Filing Metadata

Form type
4
Filed
Jul 6, 8:00 PM ET
Accepted
Jul 7, 1:40 PM ET
Size
22.8 KB