Knickerbocker Beth D 4
4 · MARSHALL & ILSLEY CORP · Filed Jul 7, 2011
Insider Transaction Report
Form 4
Knickerbocker Beth D
SVP and Chief Risk Officer
Transactions
- Disposition to Issuer
Common Stock
2011-07-05−135,622→ 0 total - Disposition to Issuer
Common Stock
2011-07-05−10,068.46→ 0 total(indirect: By Deferred Compensation Plan) - Disposition to Issuer
Common Stock
2011-07-05−530.593→ 0 total(indirect: By Retirement Plan) - Disposition to Issuer
Common Stock
2011-07-05−102.466→ 0 total(indirect: By Spouse) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−29,250→ 0 totalExercise: $18.66Exp: 2018-10-29→ Common Stock (29,250 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−13,362→ 0 totalExercise: $27.52Exp: 2014-04-30→ Common Stock (13,362 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−22,548→ 0 totalExercise: $31.40Exp: 2017-10-19→ Common Stock (22,548 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−20,043→ 0 totalExercise: $32.05Exp: 2015-10-28→ Common Stock (20,043 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−20,043→ 0 totalExercise: $35.98Exp: 2016-10-30→ Common Stock (20,043 underlying)
Footnotes (9)
- [F1]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO"), pursuant to which, effective July 5, 2011, Marshall & Ilsley Corporation merged with and into a subsidiary of BMO (the "Merger"), in exchange for 17,047 shares of BMO common stock having a market value of $63.15 per share.
- [F2]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 1,265 shares of BMO common stock having a market value of $63.15 per share.
- [F3]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 66 shares of BMO common stock having a market value of $63.15 per share.
- [F4]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 12 shares of BMO common stock having a market value of $63.15 per share.
- [F5]This option provided for vesting in three equal installments beginning 10/29/2009. Vesting was accelerated to the effective time of the Merger and the option was assumed by BMO in the merger and replaced with an option to purchase 3,676 shares of BMO common stock for $148.45 per share.
- [F6]This option, which vested in three equal installments beginning 4/30/2005, was assumed by BMO in the Merger and replaced with an option to purchase 1,679 shares of BMO common stock for $218.92 per share.
- [F7]This option, which vested in three equal installments beginning 10/19/2008, was assumed by BMO in the merger and replaced with an option to purchase 2,834 shares of BMO common stock for $249.82 per share.
- [F8]This option, which vested in three equal installments beginning 10/28/2006, was assumed by BMO in the Merger and replaced with an option to purchase 2,519 shares of BMO common stock for $254.94 per share.
- [F9]This option, which vested in three equal installments beginning 10/30/2007, was assumed by BMO in the Merger and replaced with an option to purchase 2,519 shares of BMO common stock for $286.20 per share.