PLATTEN PETER M 4
4 · MARSHALL & ILSLEY CORP · Filed Jul 7, 2011
Insider Transaction Report
Form 4
PLATTEN PETER M
Director
Transactions
- Disposition to Issuer
Common Stock
2011-07-05−798→ 0 total(indirect: By Trust) - Disposition to Issuer
Common Stock
2011-07-05−27,041.26→ 0 total(indirect: By IRA) - Disposition to Issuer
Common Stock
2011-07-05−39,528→ 0 total(indirect: By Trust) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−2,000→ 0 totalExercise: $5.90Exp: 2019-04-28→ Common Stock (2,000 underlying) - Disposition to Issuer
Common Stock
2011-07-05−5,238→ 0 total(indirect: By Trust) - Disposition to Issuer
Common Stock
2011-07-05−5,232→ 0 total(indirect: By Spouse) - Disposition to Issuer
Common Stock
2011-07-05−5,234→ 0 total(indirect: By Spouse) - Disposition to Issuer
Common Stock
2011-07-05−70,920→ 0 total(indirect: By IRA) - Disposition to Issuer
Common Stock
2011-07-05−1,890→ 0 total(indirect: By Trust) - Disposition to Issuer
Common Stock
2011-07-05−87,630→ 0 total - Disposition to Issuer
Common Stock
2011-07-05−2,229→ 0 total(indirect: By Trust) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−20,043→ 0 totalExercise: $32.87Exp: 2016-04-25→ Common Stock (20,043 underlying) - Disposition to Issuer
Common Stock
2011-07-05−2,847→ 0 total(indirect: By Trust) - Disposition to Issuer
Common Stock
2011-07-05−1,479→ 0 total(indirect: By Trust) - Disposition to Issuer
Common Stock
2011-07-05−3,982.07→ 0 total(indirect: By Deferred Compensation Plan) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−2,000→ 0 totalExercise: $9.08Exp: 2020-04-27→ Common Stock (2,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−20,043→ 0 totalExercise: $21.91Exp: 2013-04-22→ Common Stock (20,043 underlying)
Footnotes (17)
- [F1]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO"), pursuant to which, effective July 5, 2011, Marshall & Ilsley Corporation merged with and into a subsidiary of BMO (the "Merger"), in exchange for 11,015 shares of BMO common stock having a market value of $63.15 per share.
- [F10]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 3,399 shares of BMO common stock having a market value of $63.15 per share.
- [F11]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 4,968 shares of BMO common stock having a market value of $63.15 per share.
- [F12]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 657 shares of BMO common stock having a market value of $63.15 per share.
- [F13]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 8,914 shares of BMO common stock having a market value of $63.15 per share.
- [F14]This option which vested on 4/28/2009, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 251 shares of BMO common stock for $46.94 per share.
- [F15]This option which vested on 4/27/2010, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 251 shares of BMO common stock for $72.24 per share.
- [F16]This option which vested on 4/22/2003, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 2,519 shares of BMO common stock for $174.27 per share.
- [F17]This option which vested on 4/25/2006, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 2,519 shares of BMO common stock for $261.49 per share.
- [F2]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 357 shares of BMO common stock having a market value of $63.15 per share.
- [F3]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 658 shares of BMO common stock having a market value of $63.15 per share.
- [F4]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 280 shares of BMO common stock having a market value of $63.15 per share.
- [F5]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 237 shares of BMO common stock having a market value of $63.15 per share.
- [F6]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 185 shares of BMO common stock having a market value of $63.15 per share.
- [F7]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 100 shares of BMO common stock having a market value of $63.15 per share.
- [F8]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 500 shares of BMO common stock having a market value of $63.15 per share.
- [F9]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 657 shares of BMO common stock having a market value of $63.15 per share.