Home/Filings/4/0000892712-11-000578
4//SEC Filing

MARSHALL & ILSLEY CORP 4

Accession 0000892712-11-000578

CIK 0001399315operating

Filed

Jul 6, 8:00 PM ET

Accepted

Jul 7, 1:51 PM ET

Size

28.6 KB

Accession

0000892712-11-000578

Insider Transaction Report

Form 4
Period: 2011-07-05
RENARD PAUL J
SVP and Dir. of Human Resource
Transactions
  • Disposition to Issuer

    Common Stock

    2011-07-0527,707.130 total(indirect: By Deferred Compensation Plan)
  • Disposition to Issuer

    Common Stock

    2011-07-05141,1440 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0533,4050 total
    Exercise: $21.37Exp: 2012-10-25Common Stock (33,405 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0525,0540 total
    Exercise: $31.39Exp: 2014-10-27Common Stock (25,054 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0536,5000 total
    Exercise: $18.66Exp: 2018-10-29Common Stock (36,500 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0525,0540 total
    Exercise: $26.04Exp: 2013-10-27Common Stock (25,054 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0528,0600 total
    Exercise: $31.40Exp: 2017-10-19Common Stock (28,060 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0525,0540 total
    Exercise: $32.05Exp: 2015-10-28Common Stock (25,054 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0522,5480 total
    Exercise: $35.98Exp: 2015-10-30Common Stock (22,548 underlying)
  • Disposition to Issuer

    Common Stock

    2011-07-0525,276.120 total(indirect: By Retirement Program)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0529,3960 total
    Exercise: $23.91Exp: 2011-12-20Common Stock (29,396 underlying)
Footnotes (12)
  • [F1]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO"), pursuant to which, effective July 5, 2011, Marshall & Ilsley Corporation merged with and into a subsidiary of BMO (the "Merger"), in exchange for 17,741 shares of BMO common stock having a market value of $63.15 per share
  • [F10]This option, which vested in three equal installments beginning 10/19/2008, was assumed by BMO in the merger and replaced with an option to purchase 3,527 shares of BMO common stock for $249.82 per share.
  • [F11]This option, which vested in three equal installments beginning 10/28/2006, was assumed by BMO in the Merger and replaced with an option to purchase 3,149 shares of BMO common stock for $254.94 per share.
  • [F12]This option, which vested in three equal installments beginning 10/30/2007, was assumed by BMO in the Merger and replaced with an option to purchase 2,834 shares of BMO common stock for $286.20 per share.
  • [F2]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 3,482 shares of BMO common stock having a market value of $63.15 per share
  • [F3]Pursuant to a marital settlement agreement, Mr. Renard's ex-spouse has an economic interest in some of the shares. Mr. Renard reports the full amount of shares in the plan but disclaims beneficial ownership excess of his pecuniary interest.
  • [F4]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 3,177 shares of BMO common stock having a market value of $63.15 per share
  • [F5]This option provided for vesting in three equal installments beginning 10/29/2009. Vesting was accelerated to the effective time of the Merger and the option was assumed by BMO in the merger and replaced with an option to purchase 4,588 shares of BMO common stock for $148.45 per share.
  • [F6]This option, which vested in three equal installments beginning 10/25/2003 was assumed by BMO in the merger and replaced with an option to purchase 4,199 shares of BMO common stock for $169.98 per share.
  • [F7]This option, which vested in three equal installments beginning 12/20/2002, was assumed by BMO in the Merger and replaced with an option to purchase 3,695 shares of BMO common stock for $190.22 per share.
  • [F8]This option, which vested in three equal installments beginning 10/27/2004, was assumed by BMO in the Merger and replaced with an option to purchase 3,149 shares of BMO common stock for $207.13 per share.
  • [F9]This option, which vested in three equal installments beginning 10/27/2005, was assumed by BMO in the Merger and replaced with an option to purchase 3,149 shares of BMO common stock for $249.76 per share.

Issuer

MARSHALL & ILSLEY CORP

CIK 0001399315

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0001399315

Filing Metadata

Form type
4
Filed
Jul 6, 8:00 PM ET
Accepted
Jul 7, 1:51 PM ET
Size
28.6 KB