Home/Filings/4/0000892712-11-000579
4//SEC Filing

MARSHALL & ILSLEY CORP 4

Accession 0000892712-11-000579

CIK 0001399315operating

Filed

Jul 6, 8:00 PM ET

Accepted

Jul 7, 1:52 PM ET

Size

29.8 KB

Accession

0000892712-11-000579

Insider Transaction Report

Form 4
Period: 2011-07-05
ROBERTS JOHN L
Senior Vice President
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0553,8000 total
    Exercise: $18.66Exp: 2018-10-29Common Stock (53,800 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0566,8100 total
    Exercise: $21.37Exp: 2012-10-25Common Stock (66,810 underlying)
  • Disposition to Issuer

    Common Stock

    2011-07-05269,3960 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0550,1080 total
    Exercise: $26.04Exp: 2013-10-27Common Stock (50,108 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0545,0970 total
    Exercise: $31.40Exp: 2017-10-29Common Stock (45,097 underlying)
  • Disposition to Issuer

    Common Stock

    2011-07-057.0920 total(indirect: By Children)
  • Disposition to Issuer

    Common Stock

    2011-07-0563,018.960 total(indirect: By Deferred Compensation Plan)
  • Disposition to Issuer

    Common Stock

    2011-07-057,808.050 total(indirect: By Retirement Program)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0561,4650 total
    Exercise: $23.91Exp: 2011-12-20Common Stock (61,465 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0550,1080 total
    Exercise: $31.39Exp: 2014-10-27Common Stock (50,108 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0550,1080 total
    Exercise: $32.05Exp: 2015-10-28Common Stock (50,108 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0545,0970 total
    Exercise: $35.98Exp: 2016-10-30Common Stock (45,097 underlying)
Footnotes (12)
  • [F1]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO"), pursuant to which, effective July 5, 2011, Marshall & Ilsley Corporation merged with and into a subsidiary of BMO (the "Merger"), in exchange for 33,863 shares of BMO common stock having a market value of $63.15 per share.
  • [F10]This option which vested in three equal installments beginning 10/19/2008, was assumed by BMO in the Merger and replaced with an option to purchase 5,668 shares of BMO common stock for $249.82 per share.
  • [F11]This option, which vested in three equal installments beginning 10/28/2006, was assumed by BMO in the Merger and replaced with an option to purchase 6,298 shares of BMO common stock for $254.94 per share.
  • [F12]This option, which vested in three equal installments beginning 10/30/2007, was assumed by BMO in the Merger and replaced with an option to purchase 5,668 shares of BMO common stock for $286.20 per share.
  • [F2]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for a cash payment in lieu of 0.89 shares.
  • [F3]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 7,921 shares of BMO common stock having a market value of $63.15 per share.
  • [F4]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 981 shares of BMO common stock having a market value of $63.15 per share.
  • [F5]This option vested on 10/29/2008, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 6,762 shares of BMO common stock for $148.45 per share.
  • [F6]This option, which vested in three equal installments beginning 10/25/2003, was assumed by BMO in the Merger and replaced with an option to purchase 8,398 shares of BMO common stock for $169.98 per share.
  • [F7]This option, which vested in three equal installments beginning 12/20/2002, was assumed by BMO in the Merger and replaced with an option to purchase 7,726 shares of BMO common stock for $190.22 per share.
  • [F8]This option, which vested in three equal installments beginning 10/27/2004, was assumed by BMO in the Merger and replaced with an option to purchase 6,298 shares of BMO common stock for $207.13 per share.
  • [F9]This option, which vested in three equal installments beginning 10/27/2005, was assumed by BMO in the Merger and replaced with an option to purchase 6,298 shares of BMO common stock for $249.76 per share.

Issuer

MARSHALL & ILSLEY CORP

CIK 0001399315

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0001399315

Filing Metadata

Form type
4
Filed
Jul 6, 8:00 PM ET
Accepted
Jul 7, 1:52 PM ET
Size
29.8 KB