4//SEC Filing
MARSHALL & ILSLEY CORP 4
Accession 0000892712-11-000580
CIK 0001399315operating
Filed
Jul 6, 8:00 PM ET
Accepted
Jul 7, 1:53 PM ET
Size
30.7 KB
Accession
0000892712-11-000580
Insider Transaction Report
Form 4
ROOT THOMAS A
SVP and Audit Director
Transactions
- Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−16,034→ 0 totalExercise: $26.04Exp: 2013-10-27→ Common Stock (16,034 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−14,431→ 0 totalExercise: $31.40Exp: 2017-10-19→ Common Stock (14,431 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−14,431→ 0 totalExercise: $35.98Exp: 2016-10-30→ Common Stock (14,431 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−16,600→ 0 totalExercise: $5.21Exp: 2019-11-05→ Common Stock (16,600 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−16,600→ 0 totalExercise: $18.66Exp: 2018-10-29→ Common Stock (16,600 underlying) - Disposition to Issuer
Common Stock
2011-07-05−275.165→ 0 total(indirect: By Children) - Disposition to Issuer
Common Stock
2011-07-05−3,738.71→ 0 total(indirect: By Retirement Program) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−16,034→ 0 totalExercise: $32.05Exp: 2015-10-28→ Common Stock (16,034 underlying) - Disposition to Issuer
Common Stock
2011-07-05−48,952→ 0 total - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−21,379→ 0 totalExercise: $21.37Exp: 2012-10-25→ Common Stock (21,379 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−18,707→ 0 totalExercise: $23.91Exp: 2011-12-20→ Common Stock (18,707 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−16,034→ 0 totalExercise: $31.39Exp: 2014-10-27→ Common Stock (16,034 underlying)
Footnotes (12)
- [F1]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO"), pursuant to which, effective July 5, 2011, Marshall & Ilsley Corporation merged with and into a subsidiary of BMO (the "Merger"), in exchange for 6,153 shares of BMO common stock having a market value of $63.15 per share.
- [F10]This option, which vested in three equal installments beginning 10/19/2008, was assumed by BMO in the Merger and replaced with an option to purchase 1,813 shares of BMO common stock for $249.82 per share.
- [F11]This option, which vested in three equal installments beginning 10/28/2006, was assumed by BMO in the Merger and replaced with an option to purchase 2,015 shares of BMO common stock for $254.94 per share.
- [F12]This option, which vested in three equal installments beginning 10/30/2007, was assumed by BMO in the Merger and replaced with an option to purchase 1,813 shares of BMO common stock for $286.20 per share.
- [F2]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 34 shares of BMO common stock having a market value of $63.15 per share.
- [F3]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 469 shares of BMO common stock having a market value of $63.15 per share.
- [F4]This option provided for vesting in three equal installments beginning 11/05/2010. Vesting was accelerated to the effective time of the Merger and the option was assumed by BMO in the Merger and replaced with an option to purchase 2,086 shares of BMO common stock for $41.45 per share.
- [F5]This option provided for vesting in three equal installments beginning 10/29/2009. Vesting was accelerated to the effective time of the Merger and the option was assumed by BMO in the Merger and replaced with an option to purchase 2,086 shares of BMO common stock for $148.45 per share.
- [F6]This option, which vested in three equal installments beginning 10/25/2003, was assumed by BMO in the Merger and replaced with an option to purchase 2,687 shares of BMO common stock for $169.98 per share.
- [F7]This option, which vested in three equal installments beginning 12/20/2002, was assumed by BMO in the Merger and replaced with an option to purchase 2,351 shares of BMO common stock for $190.22 per share.
- [F8]This option, which vested in three equal installments beginning 10/27/2004, was assumed by BMO in the Merger and replaced with an option to purchase 2,015 shares of BMO common stock for $207.13 per share.
- [F9]This option, which vested in three equal installments beginning 10/27/2005, was assumed by BMO in the Merger and replaced with an option to purchase 2,015 shares of BMO common stock for $249.76 per share.
Documents
Issuer
MARSHALL & ILSLEY CORP
CIK 0001399315
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0001399315
Filing Metadata
- Form type
- 4
- Filed
- Jul 6, 8:00 PM ET
- Accepted
- Jul 7, 1:53 PM ET
- Size
- 30.7 KB