Home/Filings/4/0000892712-11-000580
4//SEC Filing

MARSHALL & ILSLEY CORP 4

Accession 0000892712-11-000580

CIK 0001399315operating

Filed

Jul 6, 8:00 PM ET

Accepted

Jul 7, 1:53 PM ET

Size

30.7 KB

Accession

0000892712-11-000580

Insider Transaction Report

Form 4
Period: 2011-07-05
ROOT THOMAS A
SVP and Audit Director
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0516,0340 total
    Exercise: $26.04Exp: 2013-10-27Common Stock (16,034 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0514,4310 total
    Exercise: $31.40Exp: 2017-10-19Common Stock (14,431 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0514,4310 total
    Exercise: $35.98Exp: 2016-10-30Common Stock (14,431 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0516,6000 total
    Exercise: $5.21Exp: 2019-11-05Common Stock (16,600 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0516,6000 total
    Exercise: $18.66Exp: 2018-10-29Common Stock (16,600 underlying)
  • Disposition to Issuer

    Common Stock

    2011-07-05275.1650 total(indirect: By Children)
  • Disposition to Issuer

    Common Stock

    2011-07-053,738.710 total(indirect: By Retirement Program)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0516,0340 total
    Exercise: $32.05Exp: 2015-10-28Common Stock (16,034 underlying)
  • Disposition to Issuer

    Common Stock

    2011-07-0548,9520 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0521,3790 total
    Exercise: $21.37Exp: 2012-10-25Common Stock (21,379 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0518,7070 total
    Exercise: $23.91Exp: 2011-12-20Common Stock (18,707 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-07-0516,0340 total
    Exercise: $31.39Exp: 2014-10-27Common Stock (16,034 underlying)
Footnotes (12)
  • [F1]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO"), pursuant to which, effective July 5, 2011, Marshall & Ilsley Corporation merged with and into a subsidiary of BMO (the "Merger"), in exchange for 6,153 shares of BMO common stock having a market value of $63.15 per share.
  • [F10]This option, which vested in three equal installments beginning 10/19/2008, was assumed by BMO in the Merger and replaced with an option to purchase 1,813 shares of BMO common stock for $249.82 per share.
  • [F11]This option, which vested in three equal installments beginning 10/28/2006, was assumed by BMO in the Merger and replaced with an option to purchase 2,015 shares of BMO common stock for $254.94 per share.
  • [F12]This option, which vested in three equal installments beginning 10/30/2007, was assumed by BMO in the Merger and replaced with an option to purchase 1,813 shares of BMO common stock for $286.20 per share.
  • [F2]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 34 shares of BMO common stock having a market value of $63.15 per share.
  • [F3]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 469 shares of BMO common stock having a market value of $63.15 per share.
  • [F4]This option provided for vesting in three equal installments beginning 11/05/2010. Vesting was accelerated to the effective time of the Merger and the option was assumed by BMO in the Merger and replaced with an option to purchase 2,086 shares of BMO common stock for $41.45 per share.
  • [F5]This option provided for vesting in three equal installments beginning 10/29/2009. Vesting was accelerated to the effective time of the Merger and the option was assumed by BMO in the Merger and replaced with an option to purchase 2,086 shares of BMO common stock for $148.45 per share.
  • [F6]This option, which vested in three equal installments beginning 10/25/2003, was assumed by BMO in the Merger and replaced with an option to purchase 2,687 shares of BMO common stock for $169.98 per share.
  • [F7]This option, which vested in three equal installments beginning 12/20/2002, was assumed by BMO in the Merger and replaced with an option to purchase 2,351 shares of BMO common stock for $190.22 per share.
  • [F8]This option, which vested in three equal installments beginning 10/27/2004, was assumed by BMO in the Merger and replaced with an option to purchase 2,015 shares of BMO common stock for $207.13 per share.
  • [F9]This option, which vested in three equal installments beginning 10/27/2005, was assumed by BMO in the Merger and replaced with an option to purchase 2,015 shares of BMO common stock for $249.76 per share.

Issuer

MARSHALL & ILSLEY CORP

CIK 0001399315

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0001399315

Filing Metadata

Form type
4
Filed
Jul 6, 8:00 PM ET
Accepted
Jul 7, 1:53 PM ET
Size
30.7 KB