4//SEC Filing
Smith Michael C 4
Accession 0000892712-11-000583
CIK 0001399315other
Filed
Jul 6, 8:00 PM ET
Accepted
Jul 7, 1:57 PM ET
Size
22.8 KB
Accession
0000892712-11-000583
Insider Transaction Report
Form 4
Smith Michael C
SVP and Treasurer
Transactions
- Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−18,039→ 0 totalExercise: $31.40Exp: 2017-10-19→ Common Stock (18,039 underlying) - Disposition to Issuer
Common Stock
2011-07-05−13,000→ 0 total(indirect: By IRA) - Disposition to Issuer
Common Stock
2011-07-05−2,764.78→ 0 total(indirect: By Deferred Compensation Plan) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−23,500→ 0 totalExercise: $5.21Exp: 2019-11-05→ Common Stock (23,500 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−21,000→ 0 totalExercise: $18.66Exp: 2018-10-29→ Common Stock (21,000 underlying) - Disposition to Issuer
Common Stock
2011-07-05−43,657→ 0 total - Disposition to Issuer
Common Stock
2011-07-05−197.586→ 0 total(indirect: By Retirement Program) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−18,039→ 0 totalExercise: $35.98Exp: 2016-10-30→ Common Stock (18,039 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−26,724→ 0 totalExercise: $32.74Exp: 2016-03-13→ Common Stock (26,724 underlying)
Footnotes (9)
- [F1]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO"), pursuant to which, effective July 5, 2011, Marshall & Ilsley Corporation merged with and into a subsidiary of BMO (the "Merger"), in exchange for 5,487 shares of BMO common stock having a market value of $63.15 per share.
- [F2]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 347 shares of BMO common stock having a market value of $63.15 per share.
- [F3]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 24 shares of BMO common stock having a market value of $63.15 per share.
- [F4]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 1,634 shares of BMO common stock having a market value of $63.15 per share.
- [F5]This option provided for vesting in three equal installments beginning 11/5/2010. Vesting was accelerated to the effective time of the Merger and the option was assumed by BMO in the Merger and replaced with an option to purchase 2,953 shares of BMO common stock for $41.45 per share.
- [F6]This option provided for vesting in three equal installments beginning 10/29/2009. Vesting was accelerated to the effective time of the Merger and the option was assumed by BMO in the Merger and replaced with an option to purchase 2,639 shares of BMO common stock for $148.45 per share.
- [F7]This option, which vested in three equal installments beginning 10/19/2008, was assumed by BMO in the Merger and replaced with an option to purchase 2,267 shares of BMO common stock for $249.82 per share.
- [F8]This option, which vested in three equal installments beginning 3/13/2007, was assumed by BMO in the Merger and replaced with an option to purchase 3,359 shares of BMO common stock for $260.48 per share.
- [F9]This option, which vested in three equal installments beginning 10/30/2007, was assumed by BMO in the Merger and replaced with an option to purchase 2,267 shares of BMO common stock for $286.20 per share.
Documents
Issuer
MARSHALL & ILSLEY CORP
CIK 0001399315
Entity typeother
Related Parties
1- filerCIK 0001356177
Filing Metadata
- Form type
- 4
- Filed
- Jul 6, 8:00 PM ET
- Accepted
- Jul 7, 1:57 PM ET
- Size
- 22.8 KB