4//SEC Filing
Smith Ronald E 4
Accession 0000892712-11-000584
CIK 0001399315other
Filed
Jul 6, 8:00 PM ET
Accepted
Jul 7, 1:58 PM ET
Size
29.7 KB
Accession
0000892712-11-000584
Insider Transaction Report
Form 4
Smith Ronald E
Senior Vice President
Transactions
- Disposition to Issuer
Common Stock
2011-07-05−5,222.44→ 0 total(indirect: By Retirement Program) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−9,353→ 0 totalExercise: $23.91Exp: 2011-12-20→ Common Stock (9,353 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−22,715→ 0 totalExercise: $31.39Exp: 2014-10-27→ Common Stock (22,715 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−46,767→ 0 totalExercise: $31.40Exp: 2017-10-19→ Common Stock (46,767 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−40,086→ 0 totalExercise: $35.98Exp: 2016-10-30→ Common Stock (40,086 underlying) - Disposition to Issuer
Common Stock
2011-07-05−4,000→ 0 total(indirect: By Children) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−53,800→ 0 totalExercise: $18.66Exp: 2018-10-29→ Common Stock (53,800 underlying) - Disposition to Issuer
Common Stock
2011-07-05−161,404→ 0 total - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−20,043→ 0 totalExercise: $21.37Exp: 2012-10-25→ Common Stock (20,043 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−17,037→ 0 totalExercise: $26.04Exp: 2013-10-27→ Common Stock (17,037 underlying) - Disposition to Issuer
Common Stock
2011-07-05−18,244.92→ 0 total(indirect: By Deferred Compensation Plan) - Disposition to Issuer
Stock Option (Right to Buy)
2011-07-05−40,086→ 0 totalExercise: $32.05Exp: 2015-10-28→ Common Stock (40,086 underlying)
Footnotes (12)
- [F1]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO"), pursuant to which, effective July 5, 2011, Marshall & Ilsley Corporation merged with and into a subsidiary of BMO (the "Merger"), in exchange for 20,288 shares of BMO common stock having a market value of $63.15 per share.
- [F10]This option which vested on 10/19/2007, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 5,878 shares of BMO common stock for $249.82 per share.
- [F11]This option which vested on 10/28/2005, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 5,038 shares of BMO common stock for $254.94 per share.
- [F12]This option which vested on 10/30/2006, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 5,038 shares of BMO common stock for $286.20 per share.
- [F2]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 502 shares of BMO common stock having a market value of $63.15 per share.
- [F3]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 2,293 shares of BMO common stock having a market value of $63.15 per share.
- [F4]Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 656 shares of BMO common stock having a market value of $63.15 per share.
- [F5]This option which vested on 10/29/2008, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 6,762 shares of BMO common stock for $148.45 per share.
- [F6]This option, which vested on 10/25/2002, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 2,519 shares of BMO common stock for $169.98 per share.
- [F7]This option, which vested in three equal installments beginning 12/20/2002, was assumed by BMO in the Merger and replaced with an option to purchase 1,715 shares of BMO common stock for $190.22 per share.
- [F8]This option, which vested on 10/27/2003, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 2,141 shares of BMO common stock for $207.13 per share.
- [F9]This option, which vested on 10/27/2004, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 2,855 shares of BMO common stock for $249.76 per share.
Documents
Issuer
MARSHALL & ILSLEY CORP
CIK 0001399315
Entity typeother
Related Parties
1- filerCIK 0001324563
Filing Metadata
- Form type
- 4
- Filed
- Jul 6, 8:00 PM ET
- Accepted
- Jul 7, 1:58 PM ET
- Size
- 29.7 KB