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4//SEC Filing

SCHOOL SPECIALTY INC 4

Accession 0000892712-12-000461

CIK 0001055454operating

Filed

Sep 5, 8:00 PM ET

Accepted

Sep 6, 9:41 AM ET

Size

9.8 KB

Accession

0000892712-12-000461

Insider Transaction Report

Form 4
Period: 2012-09-04
COLLINS PATRICK TIMOTHY
Senior Vice President, Sales
Transactions
  • Award

    Stock Option

    2012-09-04+75,00075,000 total
    Exercise: $2.80Exp: 2022-09-04Common Stock (75,000 underlying)
  • Award

    Common Stock

    2012-09-04+27,50027,500 total
  • Award

    Stock Option

    2012-09-04+30,00030,000 total
    Exercise: $2.80Exp: 2022-09-04Common Stock (30,000 underlying)
Footnotes (3)
  • [F1]Grant of restricted stock under the School Specialty, Inc. 2008 Equity Incentive Plan (the "2008 Plan"). One-third of the shares will vest on the each of the first, second and third anniversaries of the grant date.
  • [F2]Option granted under the 2008 Plan. One-fourth of the underlying shares will become exercisable on each of the first, second, third and fourth anniversaries of the grant date.
  • [F3]Option granted under the 2008 Plan. Vesting of the grant will commence when the Reporting Person accumulates $115,000 in purchased shares. Once that is completed, one-fourth of the underlying shares will become exercisable on the date the Average Trading Price (as defined in the applicable option agreement) equals or exceeds $5.00, and another one-fourth will become exercisable on each of the dates the Average Trading Price equals or exceeds $10.00, $15.00 and $20.00; provided, however, that the option may not be exercised with respect to more than one-third of the underlying shares on each of the first three anniversaries of the date of grant.

Issuer

SCHOOL SPECIALTY INC

CIK 0001055454

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001055454

Filing Metadata

Form type
4
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 9:41 AM ET
Size
9.8 KB