BAYLAKE CORP 4

Accession 0000892712-15-001121

CIK 0000275119operating

View on SEC.gov Company Profile

Filed

Dec 3, 7:00 PM ET

Accepted

Dec 4, 12:33 PM ET

Size

17.3 KB

Accession

0000892712-15-001121

Insider Transaction Report

Form 4

Period: 2015-12-01

BAYLAKE CORPBYLK

HANSON DANIEL M

Senior VP Operations/IT

Transactions

Exercise/Conversion
Common Stock
2015-12-01$4.15/sh+3,351$13,907→ 10,428 total
Exercise/Conversion
Stock Option
2015-12-01−3,351→ 837 total
Exercise: $4.15Exp: 2021-03-15→ Common Stock (3,351 underlying)
Exercise/Conversion
Common Stock
2015-12-01$6.20/sh+2,513$15,581→ 12,941 total
Exercise/Conversion
Stock Option
2015-12-01−2,513→ 1,675 total
Exercise: $6.20Exp: 2022-04-01→ Common Stock (2,513 underlying)

Holdings

Restricted Stock Units
1,675
Common Stock
(indirect: By IRA)
546.882
Restricted Stock Units
1,405
Restricted Stock Units
1,572
Common Stock
6,999.604
Restricted Stock Units
837
Restricted Stock Units
658

Footnotes (7)

[F1]The aggregate restricted stock units were granted on 3/15/11and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F2]The aggregate restricted stock units were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F3]The aggregate restricted stock units were granted on 3/19/13 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F4]The aggregate restricted stock units were granted on 3/18/14 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F5]The aggregate restricted stock units were granted on 3/17/15 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F6]The aggregate stock options were granted on 3 /15/11 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F7]The aggregate stock options were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

BAYLAKE CORP

CIK 0000275119

→

Entity typeoperating

IncorporatedWI

Related Parties

filerCIK 0000275119

Filing Metadata

Form type: 4
Filed: Dec 3, 7:00 PM ET
Accepted: Dec 4, 12:33 PM ET
Size: 17.3 KB

View on SEC.gov