BAYLAKE CORP 4
4 · BAYLAKE CORP · Filed Dec 4, 2015
Insider Transaction Report
Form 4
BAYLAKE CORPBYLK
HANSON DANIEL M
Senior VP Operations/IT
Transactions
- Exercise/Conversion
Common Stock
2015-12-01$4.15/sh+3,351$13,907→ 10,428 total - Exercise/Conversion
Stock Option
2015-12-01−3,351→ 837 totalExercise: $4.15Exp: 2021-03-15→ Common Stock (3,351 underlying) - Exercise/Conversion
Common Stock
2015-12-01$6.20/sh+2,513$15,581→ 12,941 total - Exercise/Conversion
Stock Option
2015-12-01−2,513→ 1,675 totalExercise: $6.20Exp: 2022-04-01→ Common Stock (2,513 underlying)
Holdings
- 1,675
Restricted Stock Units
- 546.882(indirect: By IRA)
Common Stock
- 1,405
Restricted Stock Units
- 1,572
Restricted Stock Units
- 6,999.604
Common Stock
- 837
Restricted Stock Units
- 658
Restricted Stock Units
Footnotes (7)
- [F1]The aggregate restricted stock units were granted on 3/15/11and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
- [F2]The aggregate restricted stock units were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
- [F3]The aggregate restricted stock units were granted on 3/19/13 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
- [F4]The aggregate restricted stock units were granted on 3/18/14 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
- [F5]The aggregate restricted stock units were granted on 3/17/15 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
- [F6]The aggregate stock options were granted on 3 /15/11 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
- [F7]The aggregate stock options were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.