BAYLAKE CORP 4
4 · BAYLAKE CORP · Filed Dec 14, 2015
Insider Transaction Report
Form 4
BAYLAKE CORPBYLK
HAUSER JOHN A
Senior Vice President
Transactions
- Exercise/Conversion
Stock Option
2015-12-11−3,000→ 885 totalExercise: $4.15Exp: 2021-03-15→ Common Stock (3,000 underlying) - Sale
Common Stock
2015-12-11$14.56/sh+1,658$24,140→ 7,231 total - Exercise/Conversion
Common Stock
2015-12-11$4.15/sh+3,000$12,450→ 8,889 total
Holdings
- 8,869(indirect: By IRA)
Common Stock
- 3,198
Stock Option
Exercise: $13.90Exp: 2024-03-18→ Common Stock (3,198 underlying) - 1,554
Restricted Stock Units
- 600
Restricted Stock Units
- 2,932
Stock Option
Exercise: $9.50Exp: 2023-03-19→ Common Stock (2,932 underlying) - 3,885
Stock Option
Exercise: $6.20Exp: 2022-04-01→ Common Stock (3,885 underlying) - 2,952
Stock Option
Exercise: $12.52Exp: 2025-03-17→ Common Stock (2,952 underlying) - 1,433
Restricted Stock Units
- 1,280
Restricted Stock Units
- 777
Restricted Stock Units
Footnotes (10)
- [F1]The aggregate restricted stock units were granted on 3/15/11and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
- [F10]The aggregate stock options were granted on 3/17/15 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
- [F2]The aggregate restricted stock units were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
- [F3]The aggregate restricted stock units were granted on 3/19/13 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
- [F4]The aggregate restricted stock units were granted on 3/18/14 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
- [F5]The aggregate restricted stock units were granted on 3/17/15 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
- [F6]The aggregate stock options were granted on 3/15/11 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
- [F7]The aggregate stock options were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
- [F8]The aggregate stock options were granted on 3/19/13 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
- [F9]The aggregate stock options were granted on 3/18/14 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.