BAYLAKE CORP 4

Accession 0000892712-15-001142

CIK 0000275119operating

View on SEC.gov Company Profile

Filed

Dec 13, 7:00 PM ET

Accepted

Dec 14, 5:58 PM ET

Size

25.5 KB

Accession

0000892712-15-001142

Insider Transaction Report

Form 4

Period: 2015-12-11

BAYLAKE CORPBYLK

HAUSER JOHN A

Senior Vice President

Transactions

Exercise/Conversion
Stock Option
2015-12-11−3,000→ 885 total
Exercise: $4.15Exp: 2021-03-15→ Common Stock (3,000 underlying)
Sale
Common Stock
2015-12-11$14.56/sh+1,658$24,140→ 7,231 total
Exercise/Conversion
Common Stock
2015-12-11$4.15/sh+3,000$12,450→ 8,889 total

Holdings

Common Stock
(indirect: By IRA)
8,869
Stock Option
Exercise: $13.90Exp: 2024-03-18→ Common Stock (3,198 underlying)
3,198
Restricted Stock Units
1,554
Restricted Stock Units
600
Stock Option
Exercise: $9.50Exp: 2023-03-19→ Common Stock (2,932 underlying)
2,932
Stock Option
Exercise: $6.20Exp: 2022-04-01→ Common Stock (3,885 underlying)
3,885
Stock Option
Exercise: $12.52Exp: 2025-03-17→ Common Stock (2,952 underlying)
2,952
Restricted Stock Units
1,433
Restricted Stock Units
1,280
Restricted Stock Units
777

Footnotes (10)

[F1]The aggregate restricted stock units were granted on 3/15/11and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F10]The aggregate stock options were granted on 3/17/15 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F2]The aggregate restricted stock units were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F3]The aggregate restricted stock units were granted on 3/19/13 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F4]The aggregate restricted stock units were granted on 3/18/14 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F5]The aggregate restricted stock units were granted on 3/17/15 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F6]The aggregate stock options were granted on 3/15/11 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F7]The aggregate stock options were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F8]The aggregate stock options were granted on 3/19/13 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F9]The aggregate stock options were granted on 3/18/14 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.

Documents

2 files

Issuer

BAYLAKE CORP

CIK 0000275119

→

Entity typeoperating

IncorporatedWI

Related Parties

filerCIK 0000275119

Filing Metadata

Form type: 4
Filed: Dec 13, 7:00 PM ET
Accepted: Dec 14, 5:58 PM ET
Size: 25.5 KB

View on SEC.gov