Home/Filings/4/A/0000892712-16-001496
4/A//SEC Filing

BAYLAKE CORP 4/A

Accession 0000892712-16-001496

CIK 0000275119operating

Filed

Mar 21, 8:00 PM ET

Accepted

Mar 22, 6:04 PM ET

Size

12.9 KB

Accession

0000892712-16-001496

Insider Transaction Report

Form 4/AAmended
Period: 2016-03-15
CERA ROBERT J
DirectorChief Executive Officer
Transactions
  • Tax Payment

    Common Stock

    2016-03-15$15.17/sh3,000$45,51047,490 total
  • Award

    Restricted Stock Units

    2016-03-15$15.17/sh+5,280$80,0985,280 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    15,000
  • Common Stock

    (indirect: By ESPP)
    2,028
  • Restricted Stock Units

    8,918
  • Restricted Stock Units

    2,201
  • Restricted Stock Units

    5,010
  • Common Stock

    (indirect: By IRA)
    30,350
  • Restricted Stock Units

    4,263
Footnotes (8)
  • [F1]The aggregate restricted stock units were granted on 3/15/16 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F2]Represents shares used to satisfy tax withholding obligation upon vesting of restricted stock units.
  • [F3]Increased shares reflect vested restricted stock units.
  • [F4]Increased shares reflect shares purchased through an Employee Stock Purchase Plan.
  • [F5]The aggregate restricted stock units were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F6]The aggregate restricted stock units were granted on 3/19/13 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F7]The aggregate restricted stock units were granted on 3/18/14 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F8]The aggregate restricted stock units were granted on 3/17/15 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.

Issuer

BAYLAKE CORP

CIK 0000275119

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0000275119

Filing Metadata

Form type
4/A
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 6:04 PM ET
Size
12.9 KB