BAYLAKE CORP 4

Accession 0000892712-16-001584

CIK 0000275119operating

View on SEC.gov Company Profile

Filed

Apr 4, 8:00 PM ET

Accepted

Apr 5, 6:19 PM ET

Size

28.6 KB

Accession

0000892712-16-001584

Insider Transaction Report

Form 4

Period: 2016-04-01

BAYLAKE CORPBYLK

HANSON DANIEL M

Senior VP Operations/IT

Transactions

Exercise/Conversion
Common Stock
2016-04-01$6.20/sh+838$5,196→ 24,564.724 total
Exercise/Conversion
Common Stock
2016-04-01$13.90/sh+1,404$19,516→ 27,898.724 total
Exercise/Conversion
Stock Option
2016-04-01−837→ 0 total
Exercise: $4.15Exp: 2021-03-15→ Common Stock (837 underlying)
Exercise/Conversion
Stock Option
2016-04-01−838→ 837 total
Exercise: $6.20Exp: 2022-04-01→ Common Stock (838 underlying)
Exercise/Conversion
Stock Option
2016-04-01−1,404→ 2,104 total
Exercise: $13.90Exp: 2024-03-18→ Common Stock (1,404 underlying)
Exercise/Conversion
Stock Option
2016-04-01−1,930→ 1,286 total
Exercise: $9.50Exp: 2023-03-19→ Common Stock (1,930 underlying)
Exercise/Conversion
Stock Option
2016-04-01−648→ 2,591 total
Exercise: $12.52Exp: 2025-03-17→ Common Stock (648 underlying)
Exercise/Conversion
Common Stock
2016-04-01$9.50/sh+1,930$18,335→ 26,494.724 total
Exercise/Conversion
Common Stock
2016-04-01$12.52/sh+648$8,113→ 28,546.724 total
Exercise/Conversion
Common Stock
2016-04-01$4.15/sh+837$3,474→ 23,726.724 total

Holdings

Common Stock
(indirect: By IRA)
557.617
Restricted Stock Units
1,187
Restricted Stock Units
837
Restricted Stock Units
1,124
Restricted Stock Units
493
Restricted Stock Units
1,048

Footnotes (11)

[F1]Increased shares reflect exercising of stock options and vesting of restricted stock units.
[F10]The aggregate stock options were granted on 3/18/14 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F11]The aggregate stock options were granted on 3/17/15 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F2]The aggregate restricted stock units were granted on 3/15/16 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F3]The aggregate restricted stock units were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F4]The aggregate restricted stock units were granted on 3/19/13 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F5]The aggregate restricted stock units were granted on 3/18/14 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F6]The aggregate restricted stock units were granted on 3/17/15 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F7]The aggregate stock options were granted on 3/15/11 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F8]The aggregate stock options were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F9]The aggregate stock options were granted on 3/19/13 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

BAYLAKE CORP

CIK 0000275119

→

Entity typeoperating

IncorporatedWI

Related Parties

filerCIK 0000275119

Filing Metadata

Form type: 4
Filed: Apr 4, 8:00 PM ET
Accepted: Apr 5, 6:19 PM ET
Size: 28.6 KB

View on SEC.gov