Home/Filings/4/0000892712-17-000661
4//SEC Filing

NURTHEN WILLIAM 4

Accession 0000892712-17-000661

CIK 0000879796other

Filed

Aug 30, 8:00 PM ET

Accepted

Aug 31, 10:28 AM ET

Size

14.0 KB

Accession

0000892712-17-000661

Insider Transaction Report

Form 4
Period: 2017-08-29
NURTHEN WILLIAM
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2017-08-29+22,00077,870 total
  • Exercise/Conversion

    Restricted Stock

    2017-08-2922,00033,000 total
    Exercise: $0.00Exp: 2019-03-04Common Stock (22,000 underlying)
  • Disposition to Issuer

    Common Stock

    2017-08-29$7.10/sh77,870$552,8770 total
  • Disposition to Issuer

    Restricted Stock

    2017-08-2933,0000 total
    Exercise: $0.00Common Stock (33,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-08-2975,0000 total
    Exercise: $3.25From: 2014-07-31Exp: 2024-01-10Common Stock (75,000 underlying)
Footnotes (4)
  • [F1]Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated June 20, 2017 among the Issuer, Expedition Holdings LLC ("Parent") and Expedition Merger Sub, Inc., at the effective time (the "Effective Time") of the merger (the "Merger") contemplated under the Merger Agreement, each unvested share of restricted stock of the Issuer vested, and each share of Issuer common stock converted into the right to receive $7.10 in cash.
  • [F2]22,000 shares of performance-based restricted stock vested in connection with the Merger.
  • [F3]33,000 outstanding shares of performance-based restricted stock were cancelled in connection with the Merger.
  • [F4]At the Effective Time of the Merger, outstanding options to purchase shares of Issuer common stock were cancelled and converted into the right to receive, for each share of Issuer common stock subject to the option, an amount in cash equal to (x) $7.10, minus (y) the sum of (1) the exercise price per share of common stock of such option, and (2) any applicable withholding amounts, except that the Reporting Person's options with respect to 27,662 shares were rolled over to options to acquire 196,400 units of an affiliate of the Parent at an exercise price of $0.458 per unit.

Issuer

ARI NETWORK SERVICES INC /WI

CIK 0000879796

Entity typeother

Related Parties

1
  • filerCIK 0001388824

Filing Metadata

Form type
4
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 10:28 AM ET
Size
14.0 KB