13F-HR 1 w56627e13f-hr.txt WASLIC COMPANY II FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 ----------------- Check here if Amendment [ ] ; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WASLIC Company II Address: 802 West Street Wilmington, DE 19801 Form 13F File Number: 28-04795 ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel Lindley Title: President Phone: (302) 428-3506 Signature, Place, and Date of Signing: Daniel F. Lindley Wilmington, DE 01/30/02 --------------------------- --------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-04795 ----- ---------------------------------

~~------------------------------------------------------------------------------------------------------------------------------------~~ ITEM 6: INVESTMENT DISCRETION ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ----------------------------------~~---~~ NAME OF ISSUER TITLE OF CLASS CUSIP # SHARES FAIR MARKET (Aa)SOLE (Bb) SHARED- (Cc) SHARED- VALUE AS DEFINED OTHER IN INSTR. V -------------------------------------------------------------------------------------------------------------------------~~-----------~~ WASLIC COMPANY II APPLIED MATERIALS ~~INC~~ Common Stock 038222105 41,000 1,~~166~~644,~~040~~100 X BANK OF NEW YORK ~~INC~~ Common Stock 064057102 2,961,000 ~~103~~120,~~635~~808,~~000~~800 X BROADWING ~~INC~~ Common Stock 111620100 4,765,278 7645,~~625~~270,~~670~~141 X CINCINNATI ~~FINL~~FINANCIAL ~~CORP~~ Common Stock 172062101 4,423,200 ~~184~~168,~~093~~745,~~584~~080 X CONSTELLATION ENERGY GROUP Common Stock 210371100 23,000 ~~556~~610,~~600~~650 X CONVERGYS ~~CORPORATION~~CORP Common Stock 212485106 5,765,278 ~~159~~216,~~986~~140,~~465~~272 X ~~DTE~~DETROIT ~~ENERGY~~EDISON ~~COMPANY~~ Common Stock 233331107 44,000 1,~~894~~845,~~200~~360 X FIFTH THIRD BANCORP Common Stock 316773100 20,604,426 1,~~266~~263,~~760~~669,~~123~~458 X ~~ITC~~GREAT ~~DELTACOM~~PLAINS ENERGY INC. Common Stock 391164100 113,000 2,847,600 X ITC DELTACOM Common Stock 45031T104 40,000 4834,~~000~~800 X INTEL ~~CORP~~CORPORATION Common Stock 458140100 64,000 12,~~308~~012,~~160~~800 X INTL BUSINESS MACHINES Common Stock 459200101 4,300 ~~394~~520,~~396~~128 X JPJ P MORGAN ~~CHASE AND CO~~ Common Stock 46625H100 22,200 ~~758~~806,~~130~~970 X ~~KANSAS CITY POWER & LIGHT Common Stock 485134100 113,000 2,948,170 X~~ LEXMARK ~~INTERNATIONAL INC~~ Common Stock 529771107 72,700 34,~~250~~289,~~417~~300 X MAGNA INTERNATIONAL INC CL A Common Stock 559222401 100,700 56,~~311~~391,~~925~~429 X MASCO CORP Common Stock 574599106 87,300 12,~~784~~138,~~412~~850 X MCLEOD INC Common Stock 582266102 100,000 7737,000 X NRG ENERGY INC Common Stock 629377102 30,000 ~~486~~465,~~300~~000 X NISOURCE INC Common Stock 65473P105 105,000 2,~~447~~421,~~550~~300 X NORTEL NETWORKS CORP Common Stock 656568102 38,000 ~~213~~283,~~180~~480 X NORTH FORK BANCORP Common Stock 659424105 38,300 1,~~139~~225,~~042~~217 X NORTHWESTERN CORP Common Stock 668074107 278,000 65,~~116~~851,~~000~~900 X OHIO CASUALTY CORP Common Stock 677240103 928,100 1214,~~056~~896,~~019~~005 X ONLINE RESOURCES & COMM CORP Common Stock 68273G101 71,284 83163,~~402~~953 X ~~PINNACLE HOLDINGS INC. Common Stock 72346N101 67,700 26,403 X~~ PUGET SOUND ENERGY INC Common Stock 745310102 90,000 1,~~934~~970,100 X SCHLUMBERGER LTD Common Stock 806857108 11,300 ~~516~~620,~~410~~935 X SPRINT CORP (FON GROUP) Common Stock 852061100 50,000 1,~~200~~004,~~500~~000 X SUN MICROSYSTEMS Common Stock 866810104 47,400 ~~391~~583,~~998~~020 X USU S BANCORP Common Stock 902973304 15,254,305 ~~338~~319,~~340~~272,~~485~~604 X US FREIGHTWAYS CORP Common Stock 916906100 8,300 260,620 X VERIZON COMMUNICATIONS Common Stock 92343V104 22,900 1,~~239~~086,~~119~~834 X WEATHERFORD ~~INTL~~INTERNATIONAL ~~INC NEW~~ Common Stock 947074100 50,000 1,~~275~~863,~~500~~000 X WILLIAMS ~~COMMUNICATIONS~~COMM GROUP Common Stock 969455104 41,119 4896,~~520~~630 X WILLIAMS COS INC Common Stock 969457100 50,000 1,~~365~~276,000 X TOTAL 56,~~404~~345,~~790~~390 $2,~~179~~191,~~477~~153,~~820~~336

~~----------------------------------------------------------------------------------~~ ITEM 8: VOTING AUTHORITY ITEM 1: ITEM 7: (shares) ----------------------------------- NAME OF ISSUER MANAGERS (Aa)SOLE (Bb) SHARED (Cc) NONE SEE INSTR. V ---------------------------------------------------------------------------------------- WASLIC COMPANY II APPLIED MATERIALS ~~INC~~ 41,000 BANK OF NEW YORK ~~INC~~ 2,961,000 BROADWING ~~INC~~ 4,765,278 CINCINNATI ~~FINL~~FINANCIAL ~~CORP~~ 4,423,200 CONSTELLATION ENERGY GROUP 23,000 CONVERGYS ~~CORPORATION~~CORP 5,765,278 ~~DTE~~DETROIT ~~ENERGY~~EDISON ~~COMPANY~~ 44,000 FIFTH THIRD BANCORP 20,604,426 ~~ITC~~GREAT ~~DELTACOM~~PLAINS ENERGY INC. 113,000 ITC DELTACOM 40,000 INTEL ~~CORP~~CORPORATION 64,000 INTL BUSINESS MACHINES 4,300 JPJ P MORGAN ~~CHASE AND CO~~ 22,200 ~~KANSAS CITY POWER & LIGHT 113,000~~ LEXMARK ~~INTERNATIONAL INC~~ 72,700 MAGNA INTERNATIONAL INC CL A 100,700 MASCO CORP 87,300 MCLEOD INC 100,000 NRG ENERGY INC 30,000 NISOURCE INC 105,000 NORTEL NETWORKS CORP 38,000 NORTH FORK BANCORP 38,300 NORTHWESTERN CORP 278,000 OHIO CASUALTY CORP 928,100 ONLINE RESOURCES & COMM CORP 71,284 ~~PINNACLE HOLDINGS INC. 67,700~~ PUGET SOUND ENERGY INC 90,000 SCHLUMBERGER LTD 11,300 SPRINT CORP (FON GROUP) 50,000 SUN MICROSYSTEMS 47,400 USU S BANCORP 15,254,305 US FREIGHTWAYS CORP 8,300 VERIZON COMMUNICATIONS 22,900 WEATHERFORD ~~INTL~~INTERNATIONAL ~~INC NEW~~ 50,000 WILLIAMS ~~COMMUNICATIONS~~COMM GROUP 41,119 WILLIAMS COS INC 50,000 TOTAL 56,~~404~~345,~~790~~390

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