4//SEC Filing
SM Energy Co 4
Accession 0000893538-15-000061
$SMCIK 0000893538operating
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 5:43 PM ET
Size
28.0 KB
Accession
0000893538-15-000061
Insider Transaction Report
Form 4
MUELLER MARK D
Sr. VP & Regional Manager
Transactions
- Other
Common Stock; $.01 Par Value
2015-06-30$32.79/sh+333$10,920→ 45,917 total - Tax Payment
Common Stock; $.01 Par Value
2015-07-01$46.12/sh−255$11,761→ 46,426 total - Exercise/Conversion
Common Stock; $.01 Par Value
2015-07-01+625→ 47,051 total - Exercise/Conversion
Common Stock; $.01 Par Value
2015-07-01+445→ 47,287 total - Exercise/Conversion
Common Stock; $.01 Par Value
2015-07-01+764→ 46,681 total - Tax Payment
Common Stock; $.01 Par Value
2015-07-01$46.12/sh−209$9,639→ 46,842 total - Tax Payment
Common Stock; $.01 Par Value
2015-07-01$46.12/sh−149$6,872→ 47,138 total - Tax Payment
Common Stock; $.01 Par Value
2015-07-01$46.12/sh−2,167$99,942→ 51,464 total - Exercise/Conversion
Restricted Stock Units
2015-07-01−625→ 626 total→ Common Stock (625 underlying) - Exercise/Conversion
Common Stock; $.01 Par Value
2015-07-01+6,493→ 53,631 total - Exercise/Conversion
Restricted Stock Units
2015-07-01−764→ 0 total→ Common Stock (764 underlying) - Exercise/Conversion
Restricted Stock Units
2015-07-01−445→ 893 total→ Common Stock (445 underlying) - Exercise/Conversion
Performance Share Units
2015-07-01−6,493→ 0 total→ Common Stock (6,493 underlying) - Award
Performance Share Units
2015-07-01+6,493→ 6,493 total→ Common Stock (6,493 underlying)
Footnotes (5)
- [F1]The reporting person purchased 333 shares of the issuer's common stock on June 30, 2015, through the issuer's Employee Stock Purchase Plan.
- [F2]Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2013. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.
- [F3]Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2014. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.
- [F4]Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2015. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.
- [F5]On July 1, 2015, the Compensation Committee of the Board of Directors of the issuer determined that 6,493 shares of the issuer's common stock had been earned by the reporting person under the terms of a grant of performance share units (the "PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the issuer's common stock. The PSUs were granted to the reporting person on July 1, 2012, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs vested in three equal annual installments beginning on July 1, 2013.
Documents
Issuer
SM Energy Co
CIK 0000893538
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000893538
Filing Metadata
- Form type
- 4
- Filed
- Jul 5, 8:00 PM ET
- Accepted
- Jul 6, 5:43 PM ET
- Size
- 28.0 KB