4//SEC Filing
SM Energy Co 4
Accession 0000893538-16-000167
$SMCIK 0000893538operating
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 6:24 PM ET
Size
25.7 KB
Accession
0000893538-16-000167
Insider Transaction Report
Form 4
MUELLER MARK D
Sr. VP & Regional Manager
Transactions
- Exercise/Conversion
Common Stock; $.01 Par Value
2016-07-01+626→ 52,977 total - Tax Payment
Common Stock; $.01 Par Value
2016-07-01$27.00/sh−209$5,643→ 52,768 total - Exercise/Conversion
Common Stock; $.01 Par Value
2016-07-01+743→ 53,808 total - Exercise/Conversion
Common Stock; $.01 Par Value
2016-07-01+1,053→ 54,613 total - Tax Payment
Common Stock; $.01 Par Value
2016-07-01$27.00/sh−352$9,504→ 54,261 total - Exercise/Conversion
Restricted Stock Units
2016-07-01−626→ 0 total→ Common Stock (626 underlying) - Exercise/Conversion
Restricted Stock Units
2016-07-01−743→ 1,487 total→ Common Stock (743 underlying) - Other
Common Stock; $.01 Par Value
2016-06-30$16.71/sh+610$10,194→ 52,351 total - Exercise/Conversion
Common Stock; $.01 Par Value
2016-07-01+446→ 53,214 total - Tax Payment
Common Stock; $.01 Par Value
2016-07-01$27.00/sh−248$6,696→ 53,560 total - Other
Common Stock; $.01 Par Value
2015-12-31$16.71/sh+277$4,629→ 51,741 total - Exercise/Conversion
Restricted Stock Units
2016-07-01−446→ 447 total→ Common Stock (446 underlying) - Tax Payment
Common Stock; $.01 Par Value
2016-07-01$27.00/sh−149$4,023→ 53,065 total
Footnotes (6)
- [F1]The reporting person purchased 277 shares of the issuer's common stock on December 31, 2015, through the issuer's Employee Stock Purchase Plan.
- [F2]The reporting person purchased 610 shares of the issuer's common stock on June 30, 2016, through the issuer's Employee Stock Purchase Plan.
- [F3]Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2014. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.
- [F4]Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2015. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.
- [F5]Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.
- [F6]On July 1, 2016, the Compensation Committee of the Board of Directors of the issuer determined that 1,053 shares of the issuer's common stock had been earned by the reporting person under the terms of a grant of performance share units (the "PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the issuer's common stock. The PSUs were granted to the reporting person on July 1, 2013, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs vested on July 1, 2016.
Documents
Issuer
SM Energy Co
CIK 0000893538
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000893538
Filing Metadata
- Form type
- 4
- Filed
- Jul 5, 8:00 PM ET
- Accepted
- Jul 6, 6:24 PM ET
- Size
- 25.7 KB