4//SEC Filing
BLACKSTONE FAMILY INVESTMENT PARTNERSHIP IV-A LP 4
Accession 0000893750-05-000011
CIK 0001301063other
Filed
Jan 10, 7:00 PM ET
Accepted
Jan 11, 4:17 PM ET
Size
17.5 KB
Accession
0000893750-05-000011
Insider Transaction Report
Form 4
Transactions
- Other
Common Stock, par value $0.01 per share
2005-01-07+63,630→ 425,738 total(indirect: See footnotes) - Other
Common Stock, par value $0.01 per share
2005-01-07+1,208,972→ 8,089,020 total(indirect: See footnotes)
Transactions
- Other
Common Stock, par value $0.01 per share
2005-01-07+1,208,972→ 8,089,020 total(indirect: See footnotes) - Other
Common Stock, par value $0.01 per share
2005-01-07+63,630→ 425,738 total(indirect: See footnotes)
Transactions
- Other
Common Stock, par value $0.01 per share
2005-01-07+63,630→ 425,738 total(indirect: See footnotes) - Other
Common Stock, par value $0.01 per share
2005-01-07+1,208,972→ 8,089,020 total(indirect: See footnotes)
SCHWARZMAN STEPHEN A
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2005-01-07+1,208,972→ 8,089,020 total(indirect: See footnotes) - Other
Common Stock, par value $0.01 per share
2005-01-07+63,630→ 425,738 total(indirect: See footnotes)
PETERSON PETER G
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2005-01-07+1,208,972→ 8,089,020 total(indirect: See footnotes) - Other
Common Stock, par value $0.01 per share
2005-01-07+63,630→ 425,738 total(indirect: See footnotes)
Footnotes (5)
- [F1]In connection with the Issuer's initial public offering (the "IPO"), on December 8, 2004, the Issuer declared a stock dividend payable to the holders of record of the Issuer's common stock (the "Common Stock") issued and outstanding on December 8, 2004 (the "Record Date"). The payment of such stock dividend was contingent upon whether the underwriters in the IPO exercised their option to purchase an additional 3,541,500 shares of Common Stock (the "Over-Allotment Option"). On January 7, 2004, the Over-Allotment Option expired, and as of that date the underwriters had purchased 511,900 shares pursuant to the Over-Allotment Option. The remaining 3,029,600 shares were issued ratably to the Issuer's holders as of the Record Date.
- [F2]Following the reported transaction, Blackstone FCH Capital Partners IV L.P. owns 8,089,020 shares of Common Stock reported as beneficially owned in the above table. (This amount of shares reported as beneficially owned by Blackstone FCH Capital Partners IV L.P. reflects an adjustment of four shares fewer than were previously reported on Form 3. The adjustment is to correct a previous rounding error.) Blackstone Family Investment Partnership IV-A L.P. (together with Blackstone FCH Capital Partners IV L.P., the "Blackstone Funds") owns 425,738 shares of Common Stock reported as beneficially owned in the above table. Blackstone Management Associates IV L.L.C. is the sole general partner of each of the Blackstone Funds and, as such, may be deemed to share beneficial ownership of the shares of Common Stock held by the Blackstone Funds.
- [F3]Messrs. Peter G. Peterson and Stephen A. Schwarzman are the founding members of Blackstone Management Associates IV L.L.C. and, as such, may be deemed to share beneficial ownership of the shares of Common Stock held by the Blackstone Funds.
- [F4]Information with respect to each of the Reporting Persons is given solely by such Reporting Persons, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
- [F5]Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, each of the Reporting Persons, other than the Blackstone Funds, herein states that this filing shall not be deemed an admission that he or it is the beneficial owner of any of the shares of Common Stock covered by this Statement. Each of Blackstone Management Associates IV L.L.C., Messrs. Peter G. Peterson and Stephen A. Schwarzman disclaims beneficial ownership of the Common Stock, except to the extent of his or its pecuniary interest in such shares of Common Stock.
Documents
Issuer
Foundation Coal Holdings, Inc.
CIK 0001301063
Entity typeother
Related Parties
1- filerCIK 0001277408
Filing Metadata
- Form type
- 4
- Filed
- Jan 10, 7:00 PM ET
- Accepted
- Jan 11, 4:17 PM ET
- Size
- 17.5 KB