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4//SEC Filing

OEP HOLDING CORP 4

Accession 0000893750-09-000481

CIK 0000790818other
View on SEC.govCompany Profile

Filed

Aug 19, 8:00 PM ET

Accepted

Aug 20, 6:54 PM ET

Size

30.2 KB

Accession

0000893750-09-000481

Insider Transaction Report

Form 4
Period: 2009-04-15
X RITE INCXRIT
OEPX, LLC
10% Owner
Transactions
  • Award

    Common Stock

    2009-05-20+38,715→ 41,870 total(indirect: See footnotes)
  • Award

    Stock Options (Right to Buy)

    2009-04-15+81,566→ 81,566 total(indirect: See footnotes)
    Exercise: $1.21From: 2009-12-31Exp: 2019-04-15→ Common Stock (81,566 underlying)
  • Award

    Stock Options (Right to Buy)

    2009-04-15+81,566→ 81,566 total(indirect: See footnotes)
    Exercise: $1.21From: 2009-12-31Exp: 2019-04-15→ Common Stock (81,566 underlying)
  • Award

    Common Stock

    2009-05-20+38,715→ 41,870 total(indirect: See footnotes)
  • Award

    Stock Options (Right to Buy)

    2009-05-20+87,109→ 87,109 total(indirect: See footnotes)
    Exercise: $1.97From: 2010-05-20Exp: 2019-05-20→ Common Stock (87,109 underlying)
  • Award

    Stock Options (Right to Buy)

    2009-05-20+87,109→ 87,109 total(indirect: See footnotes)
    Exercise: $1.97From: 2010-05-20Exp: 2019-05-20→ Common Stock (87,109 underlying)
Holdings

  • Common Stock

    28,571,429
One Equity Partners III, L.P.
10% Owner
Transactions
  • Award

    Common Stock

    2009-05-20+38,715→ 41,870 total(indirect: See footnotes)
  • Award

    Stock Options (Right to Buy)

    2009-04-15+81,566→ 81,566 total(indirect: See footnotes)
    Exercise: $1.21From: 2009-12-31Exp: 2019-04-15→ Common Stock (81,566 underlying)
  • Award

    Stock Options (Right to Buy)

    2009-05-20+87,109→ 87,109 total(indirect: See footnotes)
    Exercise: $1.97From: 2010-05-20Exp: 2019-05-20→ Common Stock (87,109 underlying)
  • Award

    Common Stock

    2009-05-20+38,715→ 41,870 total(indirect: See footnotes)
  • Award

    Stock Options (Right to Buy)

    2009-04-15+81,566→ 81,566 total(indirect: See footnotes)
    Exercise: $1.21From: 2009-12-31Exp: 2019-04-15→ Common Stock (81,566 underlying)
  • Award

    Stock Options (Right to Buy)

    2009-05-20+87,109→ 87,109 total(indirect: See footnotes)
    Exercise: $1.97From: 2010-05-20Exp: 2019-05-20→ Common Stock (87,109 underlying)
Holdings

  • Common Stock

    28,571,429
OEP HOLDING CORP
10% Owner
Transactions
  • Award

    Common Stock

    2009-05-20+38,715→ 41,870 total(indirect: See footnotes)
  • Award

    Common Stock

    2009-05-20+38,715→ 41,870 total(indirect: See footnotes)
  • Award

    Stock Options (Right to Buy)

    2009-04-15+81,566→ 81,566 total(indirect: See footnotes)
    Exercise: $1.21From: 2009-12-31Exp: 2019-04-15→ Common Stock (81,566 underlying)
  • Award

    Stock Options (Right to Buy)

    2009-05-20+87,109→ 87,109 total(indirect: See footnotes)
    Exercise: $1.97From: 2010-05-20Exp: 2019-05-20→ Common Stock (87,109 underlying)
  • Award

    Stock Options (Right to Buy)

    2009-04-15+81,566→ 81,566 total(indirect: See footnotes)
    Exercise: $1.21From: 2009-12-31Exp: 2019-04-15→ Common Stock (81,566 underlying)
  • Award

    Stock Options (Right to Buy)

    2009-05-20+87,109→ 87,109 total(indirect: See footnotes)
    Exercise: $1.97From: 2010-05-20Exp: 2019-05-20→ Common Stock (87,109 underlying)
Holdings

  • Common Stock

    28,571,429
OEP General Partner III, L.P.
10% Owner
Transactions
  • Award

    Common Stock

    2009-05-20+38,715→ 41,870 total(indirect: See footnotes)
  • Award

    Stock Options (Right to Buy)

    2009-04-15+81,566→ 81,566 total(indirect: See footnotes)
    Exercise: $1.21From: 2009-12-31Exp: 2019-04-15→ Common Stock (81,566 underlying)
  • Award

    Stock Options (Right to Buy)

    2009-05-20+87,109→ 87,109 total(indirect: See footnotes)
    Exercise: $1.97From: 2010-05-20Exp: 2019-05-20→ Common Stock (87,109 underlying)
  • Award

    Common Stock

    2009-05-20+38,715→ 41,870 total(indirect: See footnotes)
  • Award

    Stock Options (Right to Buy)

    2009-04-15+81,566→ 81,566 total(indirect: See footnotes)
    Exercise: $1.21From: 2009-12-31Exp: 2019-04-15→ Common Stock (81,566 underlying)
  • Award

    Stock Options (Right to Buy)

    2009-05-20+87,109→ 87,109 total(indirect: See footnotes)
    Exercise: $1.97From: 2010-05-20Exp: 2019-05-20→ Common Stock (87,109 underlying)
Holdings

  • Common Stock

    28,571,429
Footnotes (6)
  • [F1]Each of Mr. David M. Cohen and Mr. Colin M. Farmer serves as a director of X-Rite, Incorporated and as an officer of OEP Holding Corporation, a Delaware corporation ("OEP Holding"), which is the general partner of OEP General Partner III, L.P., a Cayman Islands limited partnership ("OEP GP"), the general partner of One Equity Partners III, L.P., a Cayman Islands limited partnership ("OEP"), the managing member of OEPX, LLC, a Delaware limited liability company ("OEPX"). The Reporting Persons are OEPX, OEP, OEP GP and OEP Holding.
  • [F2]Consists of restricted stock granted pursuant to the X-Rite, Incorporated 2008 Omnibus Long Term Incentive Plan in consideration of Mr. Cohen's service on the Board of Directors of X-Rite, Incorporated (the "Issuer"). The restricted stock vests one year from its grant date. Mr. Cohen holds these shares of restricted stock for the benefit of OEP.
  • [F3]Consists of restricted stock granted pursuant to the X-Rite, Incorporated 2008 Omnibus Long Term Incentive Plan in consideration of Mr. Farmer's service on the Board of Directors of the Issuer. The restricted stock vests one year from its grant date. Mr. Farmer holds these shares of restricted stock for the benefit of OEP.
  • [F4]These securities are held by OEPX. The managing member of OEPX is OEP, of which the sole general partner is OEP GP, of which the sole general partner is OEP Holding, of which the sole stockholder is Bank One Investment Corporation, a Delaware corporation, of which the sole stockholder is JP Morgan Capital Corporation, a Delaware corporation, of which the sole stockholder is Banc One Financial LLC, a Delaware limited liability company, of which the sole member is JPMorgan Chase & Co., a Delaware corporation.
  • [F5]Consists of stock options granted pursuant to the X-Rite, Incorporated 2008 Omnibus Long Term Incentive Plan in consideration of Mr. Cohen's service on the Board of Directors of the Issuer. Mr. Cohen holds these stock options for the benefit of OEP.
  • [F6]Consists of stock options granted pursuant to the X-Rite, Incorporated 2008 Omnibus Long Term Incentive Plan in consideration of Mr. Farmer's service on the Board of Directors of the Issuer. Mr. Farmer holds these stock options for the benefit of OEP.

Documents

2 files

Issuer

X RITE INC

CIK 0000790818

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001266797

Filing Metadata

Form type
4
Filed
Aug 19, 8:00 PM ET
Accepted
Aug 20, 6:54 PM ET
Size
30.2 KB
View on SEC.gov