4//SEC Filing
OEP HOLDING CORP 4
Accession 0000893750-09-000562
CIK 0000790818other
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 5:24 PM ET
Size
21.7 KB
Accession
0000893750-09-000562
Insider Transaction Report
Form 4
X RITE INCXRIT
OEP General Partner III, L.P.
10% Owner
Transactions
- Exercise of In-Money
Common Stock Warrant (right to buy)
2009-11-17−1→ 0 totalExercise: $0.01From: 2009-10-28Exp: 2019-08-18→ Common Stock (4,568,527.88 underlying) - Exercise of In-Money
Common Stock
2009-11-17+4,568,527→ 33,146,266 total
Holdings
- 77,430(indirect: See footnote)
Common Stock
OEP HOLDING CORP
10% Owner
Transactions
- Exercise of In-Money
Common Stock Warrant (right to buy)
2009-11-17−1→ 0 totalExercise: $0.01From: 2009-10-28Exp: 2019-08-18→ Common Stock (4,568,527.88 underlying) - Exercise of In-Money
Common Stock
2009-11-17+4,568,527→ 33,146,266 total
Holdings
- 77,430(indirect: See footnote)
Common Stock
OEPX, LLC
10% Owner
Transactions
- Exercise of In-Money
Common Stock Warrant (right to buy)
2009-11-17−1→ 0 totalExercise: $0.01From: 2009-10-28Exp: 2019-08-18→ Common Stock (4,568,527.88 underlying) - Exercise of In-Money
Common Stock
2009-11-17+4,568,527→ 33,146,266 total
Holdings
- 77,430(indirect: See footnote)
Common Stock
One Equity Partners III, L.P.
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2009-11-17+4,568,527→ 33,146,266 total - Exercise of In-Money
Common Stock Warrant (right to buy)
2009-11-17−1→ 0 totalExercise: $0.01From: 2009-10-28Exp: 2019-08-18→ Common Stock (4,568,527.88 underlying)
Holdings
- 77,430(indirect: See footnote)
Common Stock
Footnotes (4)
- [F1]On November 17, 2009, OEPX, LLC ("OEPX") exercised a warrant (the "Warrant") to purchase 4,568,527.88 shares of Common Stock of X-Rite, Incorporated (the "Issuer") at an exercise price of $0.01 per share. Pursuant to the terms of the Warrant, OEPX received cash in lieu of fractional shares.
- [F2]On October 28, 2009, 3,155 shares of restricted common stock previously granted to each of David M. Cohen and Colin M. Farmer vested and were transferred from Mr. Cohen and Mr. Farmer to OEPX for no consideration. Mr. Cohen and Mr. Farmer had previously held such securities for the benefit of OEP, and such securities were deemed to be indirectly beneficially owned by OEPX. As a result of this transfer, such securities are now directly owned by OEPX.
- [F3]These securities are held by OEPX. The managing member of OEPX is One Equity Partners III, L.P., a Cayman Islands limited partnership ("OEP"), of which the sole general partner is OEP General Partner III, L.P., a Cayman Islands limited partnership ("OEP GP"), of which the sole general partner is OEP Holding Corporation ("OEP Holding"), of which the sole stockholder is Bank One Investment Corporation, a Delaware corporation, of which the sole stockholder is JP Morgan Capital Corporation, a Delaware corporation, of which the sole stockholder is Banc One Financial LLC, a Delaware limited liability company, of which the sole member is JPMorgan Chase & Co., a Delaware corporation.
- [F4]These securities consist of 38,715 shares of restricted stock granted to each of David M. Cohen and Colin M. Farmer. Mr. Cohen and Mr. Farmer are officers of OEP Holding, which is the general partner of OEP GP, which is the general partner of OEP, which is the managing member of OEPX. These securities were granted to Mr. Farmer and Mr. Cohen pursuant to the X-Rite, Incorporated 2008 Long Term Incentive Plan in consideration of their service on the Board of Directors of the Issuer, and Mr. Farmer and Mr. Cohen hold these shares for the benefit of OEP.
Documents
Issuer
X RITE INC
CIK 0000790818
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001266797
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 5:24 PM ET
- Size
- 21.7 KB