13F-HR 1 artorius13fhr050611.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ] Amendment Number: _______ Institutional Investment Manager Filing this Report: Name: Artorius Management, LLC Address: 750 Third Avenue, 9th Floor New York, NY 10017 Form 13F File Number: 28-14106 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all the information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Sullivan Title: Chief Financial Officer Phone: 212-547-9510 Signature, Place, and Date of Signing: /s/ Michael Sullivan New York, New York May 10, 2011 -------------------- -------------------- ------------------ [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 171 Form 13F Information Table Value Total: $ 109,126 (in thousands) List of Other Included Managers: NONE

------------------------------------------------------------------------------------------------------------------------------------ Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Shares or Title of Value Principal SH/ PUT/ Investment Other Voting Authority Name of Issuer Class Cusip (x$1,000) Amount PRN CALL Discretion Managers Sole Shared None ---------------------------- -------- --------- --------- --------- --- ---- ---------- -------- ---- ------ ---------------------------------- ~~AIR~~ACACIA ~~TRANSPORT~~RESEARCH ~~SERVICES~~- ~~GROUP~~ACACIA TEC COM ~~00922R105~~003881307 ~~154~~2,082 1960,~~500~~600 SH ~~SOLE~~Sole ~~NONE~~None 1960,~~500~~600 ADVANCED MICRO DEVICES COM 007903107 235 27,300 SH Sole None 27,300 AKORN INC COM 009728106 ~~146~~92 2416,000 SH ~~SOLE~~Sole ~~NONE~~None 2416,000 ~~ALCOA~~AXCELIS TECHNOLOGIES INC COM ~~013817101~~054540109 ~~295~~109 1941,200 SH ~~SOLE~~Sole ~~NONE~~None 1941,200 ~~AMERICAN~~BROWN ~~APPAREL~~SHOE COMPANY INC COM ~~023850100~~115736100 55262 3321,~~414~~400 SH ~~SOLE~~Sole ~~NONE~~None 3321,~~414~~400 ~~AMERICAN~~CADENCE ~~CAPITAL~~DESIGN ~~AGENCY~~SYS ~~CORP~~INC COM ~~02503X105~~127387108 2404 41,~~420~~400 84SH Sole None 41,400 CALUMET SPECIALTY PRODUCTS UT LTD PARTN 131476103 684 32,200 SH ~~SOLE~~Sole ~~NONE~~None 8432,200 ~~AMERICAN~~CAPLEASE ~~SUPERCONDUCTOR~~INC ~~CORP~~ COM ~~030111108~~140288101 ~~572~~541 2098,~~000~~700 SH ~~SOLE~~Sole ~~NONE~~None 2098,~~000~~700 ~~AMERICAN~~CELGENE ~~TOWER~~ CORP~~-CL~~ A COM ~~029912201~~151020104 ~~212~~259 4,~~100~~500 SH ~~SOLE~~Sole ~~NONE~~None 4,~~100~~500 ~~AMN~~CHEESECAKE ~~HEALTHCARE~~FACTORY ~~SERVICES~~ INC/THE COM ~~001744101~~163072101 65301 10,~~528~~000 SH ~~SOLE~~Sole ~~NONE~~None 10,~~528~~000 ~~ANCESTRY.COM~~CHELSEA ~~INC~~THERAPEUTICS INTERNA COM ~~032803108~~163428105 ~~471~~250 1664,~~620~~500 SH ~~SOLE~~Sole ~~NONE~~None 1664,~~620~~500 ~~ARMOUR~~CHESAPEAKE ~~RESIDENTIAL~~ENERGY ~~REIT~~CORP ~~INC~~ COM ~~042315101~~165167107 ~~469~~305 609,~~000~~100 SH ~~SOLE~~Sole ~~NONE~~None 609,~~000~~100 ~~ARTHROCARE~~CHILDREN'S ~~CORP~~PLACE COM ~~043136100~~168905107 ~~264~~274 85,500 SH ~~SOLE~~Sole ~~NONE~~None 85,500 ~~ASCENT~~CINCINNATI ~~SOLAR~~BELL ~~TECHNOLOGIES~~INC COM ~~043635101~~171871106 3746 1117,~~000~~100 SH ~~SOLE~~Sole ~~NONE~~None 17,100 CIRRUS LOGIC INC COM 172755100 242 11,~~000~~500 ~~ASHFORD~~SH ~~HOSPITALITY~~Sole ~~TRUST~~None 11,500 COCA-COLA CO/THE COM ~~044103109~~191216100 ~~775~~285 804,300 SH ~~SOLE~~Sole ~~NONE~~None 804,300 ~~AVAGO~~CONTINENTAL ~~TECHNOLOGIES~~RESOURCES ~~LTD~~INC/OK COM ~~Y0486S104~~212015101 ~~412~~886 1412,~~500~~400 SH ~~SOLE~~Sole ~~NONE~~None 1412,~~500~~400 ~~AVANIR~~CONVERGYS ~~PHARMACEUTICALS~~CORP ~~INC-A~~ COM ~~05348P401~~212485106 ~~113~~269 2718,700 SH ~~SOLE~~Sole ~~NONE~~None 2718,700 ~~BABCOCK~~CREXUS &INVESTMENT ~~WILCOX~~CORP ~~CO/THE~~ COM ~~05615F102~~226553105 ~~230~~656 957,~~000~~400 SH ~~SOLE~~Sole ~~NONE~~None 957,~~000~~400 ~~BROADSOFT~~DST SYSTEMS INC COM ~~11133B409~~233326107 ~~450~~269 185,~~849~~100 SH ~~SOLE~~Sole ~~NONE~~None 185,~~849~~100 ~~BUCKEYE~~DATALINK ~~TECHNOLOGIES~~CORP ~~INC~~ COM ~~118255108~~237934104 ~~439~~134 2021,~~900~~000 SH ~~SOLE~~Sole ~~NONE~~None 2021,~~900~~000 ~~CADENCE~~DICE ~~DESIGN~~HOLDINGS ~~SYS~~ INC COM ~~127387108~~253017107 ~~138~~781 1651,700 SH ~~SOLE~~Sole ~~NONE~~None 1651,700 ~~CADENCE~~DICK'S ~~PHARMACEUTICALS~~SPORTING GOODS INC COM ~~12738T100~~253393102 ~~105~~252 136,~~900~~300 SH ~~SOLE~~Sole ~~NONE~~None 136,~~900~~300 ~~CAI~~DOVER ~~INTERNATIONAL~~CORP ~~INC~~ COM ~~12477X106~~260003108 ~~400~~256 203,~~400~~900 SH ~~SOLE~~Sole ~~NONE~~None 203,~~400~~900 ~~CAMELOT~~EL ~~INFORMATION~~PASO ~~SYS-ADS~~PIPELINE ~~ADS~~PARTNERS RPLP ~~ORD~~COM ~~SHS~~UNIT ~~13322V105~~LPI 283702108 1,~~586~~627 6644,~~300~~900 SH ~~SOLE~~Sole ~~NONE~~None 6644,~~300~~900 ~~CAPSTEAD~~PERRY ~~MORTGAGE~~ELLIS ~~CORP~~INTERNATIONAL COM ~~14067E506~~288853104 ~~278~~762 2227,~~100~~700 SH ~~SOLE~~Sole ~~NONE~~None 2227,~~100~~700 ~~CARIBOU~~ENCORE ~~COFFEE~~CAPITAL COGROUP INC COM ~~142042209~~292554102 ~~232~~653 2327,~~000~~600 SH ~~SOLE~~Sole ~~NONE~~None 2327,~~000~~600 ~~CARRIZO~~FX ~~OIL~~ENERGY ~~& GAS~~ INC COM ~~144577103~~302695101 ~~690~~836 20100,000 SH ~~SOLE~~Sole ~~NONE~~None 20100,000 ~~CEDAR~~FASTENAL ~~FAIR~~CO LPCOM ~~DEPO~~311900104 ~~UNIT~~240 ~~150185106~~3,700 ~~158~~SH 10Sole None 3,~~401~~700 FINANCIAL INSTITUTIONS INC COM 317585404 201 11,500 SH ~~SOLE~~Sole ~~NONE~~None 1011,~~401~~500 ~~CHARMING~~FIRSTENERGY ~~SHOPPES~~CORP COM ~~161133103~~337932107 69256 196,~~400~~900 SH ~~SOLE~~Sole ~~NONE~~None 196,~~400~~900 ~~CHIMERA~~FLOWERS ~~INVESTMENT~~FOODS ~~CORP~~INC COM ~~16934Q109~~343498101 ~~261~~253 639,~~600~~300 SH ~~SOLE~~Sole ~~NONE~~None 639,~~600~~300 ~~CHINA~~H.B. ~~YUCHAI~~FULLER ~~INTL~~CO. ~~LTD~~ COM ~~G21082105~~359694106 ~~634~~236 2011,000 SH ~~SOLE~~Sole ~~NONE~~None 2011,000 ~~CHINACAST~~FURNITURE ~~EDUCATION~~BRANDS ~~CORP~~INTL INC COM ~~16946T109~~360921100 ~~386~~120 4926,~~800~~400 SH ~~SOLE~~Sole ~~NONE~~None 4926,400 GARTNER INC COM 366651107 1,658 39,800 ~~CINCINNATI~~SH ~~BELL~~Sole ~~INC~~None 39,800 GLATFELTER COM ~~171871106~~377316104 35269 1220,~~400~~167 SH ~~SOLE~~Sole ~~NONE~~None 1220,~~400~~167 ~~CITIGROUP~~GOODYEAR ~~INC~~TIRE & RUBBER CO COM ~~172967101~~382550101 21,~~436~~094 ~~515~~73,000 SH ~~SOLE~~Sole ~~NONE~~None ~~515~~73,000 ~~CLEAN~~GREENBRIER ~~ENERGY~~COMPANIES ~~FUELS~~INC ~~CORP~~ COM ~~184499101~~393657101 ~~228~~1,592 1656,~~500~~100 SH ~~SOLE~~Sole ~~NONE~~None 1656,~~500~~100 ~~CLEARWATER~~GULFPORT ~~PAPER~~ENERGY CORP COM ~~18538R103~~402635304 ~~251~~2,276 363,~~200~~000 SH ~~SOLE~~Sole ~~NONE~~None 363,~~200~~000 ~~CLOUD~~HANCOCK ~~PEAK~~HOLDING ~~ENERGY~~CO ~~INC~~ COM ~~18911Q102~~410120109 1,~~222~~491 5245,~~600~~400 SH ~~SOLE~~Sole ~~NONE~~None 5245,~~600~~400 ~~COCA-COLA~~HARMAN ~~CO/THE~~INTERNATIONAL COM ~~191216100~~413086109 ~~270~~295 46,~~100~~300 SH ~~SOLE~~Sole ~~NONE~~None 46,~~100~~300 ~~COLDWATER~~HECKMANN ~~CREEK~~CORP ~~INC~~ COM ~~193068103~~422680108 63253 2038,~~000~~600 SH ~~SOLE~~Sole ~~NONE~~None 2038,~~000~~600 ~~COMPASS~~HERCULES ~~DIVERSIFIED~~OFFSHORE ~~HOLDINGS~~INC COM ~~20451Q104~~427093109 ~~212~~300 1245,~~000~~400 SH ~~SOLE~~Sole ~~NONE~~None 1245,~~000~~400 ~~CYPRESS~~ITT ~~SHARPRIDGE~~CORP ~~INVESTMEN~~ COM ~~23281A307~~450911102 21,~~524~~087 ~~195~~18,~~500~~100 SH ~~SOLE~~Sole ~~NONE~~None ~~195~~18,~~500~~100

------------------------------------------------------------------------------------------------------------------------------------ Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Shares or Title of Value Principal SH/ PUT/ Investment Other Voting Authority Name of Issuer Class Cusip (x$1,000) Amount PRN CALL Discretion Managers Sole Shared None ---------------------------- -------- --------- --------- --------- --- ---- ---------- -------- ---- ------ ---------------------------------- ~~DCP~~IMPERIAL ~~MIDSTREAM~~HOLDINGS ~~PARTNERS~~INC LP COM UT452834104 ~~LTD~~196 ~~PTN~~19,339 ~~23311P100~~SH ~~236~~Sole 6None 19,~~300~~339 SHKEYCORP ~~SOLE~~COM ~~NONE~~493267108 6524 59,~~300~~000 ~~DIAMOND~~SH ~~FOODS~~Sole ~~INC~~None 59,000 LSI CORP COM ~~252603105~~502161102 ~~287~~170 525,~~400~~000 SH ~~SOLE~~Sole ~~NONE~~None 525,~~400~~000 ~~DICE~~LTC ~~HOLDINGS~~PROPERTIES INC COM ~~253017107~~502175102 ~~649~~1,281 45,200 SH ~~SOLE~~Sole ~~NONE~~None 45,200 ~~DIGITAL~~LEAP ~~REALTY~~WIRELESS ~~TRUST~~INTL INC COM ~~253868103~~521863308 ~~263~~209 513,~~100~~500 SH ~~SOLE~~Sole ~~NONE~~None 513,~~100~~500 ~~DISH~~LINCOLN ~~NETWORK~~EDUCATIONAL ~~CORP-A~~SERVICES COM ~~25470M109~~533535100 ~~906~~164 4610,~~100~~300 SH ~~SOLE~~Sole ~~NONE~~None 4610,~~100~~300 ~~DOLLAR~~LINN ~~GENERAL~~ENERGY ~~CORP~~LLC-UNITS ~~COM~~UNIT ~~256677105~~LTD 2LIAB 536020100 1,~~451~~670 7942,900 SH ~~SOLE~~Sole ~~NONE~~None 7942,900 ~~DYNEX~~MAGELLAN ~~CAPITAL~~PETROLEUM ~~INC~~CORP COM ~~26817Q506~~559091301 ~~410~~77 3732,~~500~~000 SH ~~SOLE~~Sole ~~NONE~~None 3732,~~500~~000 ~~EASTMAN~~MENTOR ~~KODAK~~GRAPHICS COCORP COM ~~277461109~~587200106 ~~670~~335 ~~125~~22,~~000~~900 SH ~~SOLE~~Sole ~~NONE~~None ~~125~~22,~~000~~900 ELMERCURY ~~PASO~~COMPUTER ~~PIPELINE~~SYSTEMS ~~PARTNERS~~INC LP COM ~~UNIT~~589378108 ~~LPI~~222 ~~283702108 605 18~~10,~~100~~500 SH ~~SOLE~~Sole ~~NONE~~None 1810,~~100~~500 ~~ENTERPRISE~~MOTOROLA ~~PRODUCTS~~SOLUTIONS ~~PARTNERS~~INC COM ~~293792107~~620076307 2894 20,~~255~~014 54SH Sole None 20,~~200~~014 NEOSTEM INC COM 640650305 97 56,308 SH ~~SOLE~~Sole ~~NONE~~None 5456,~~200~~308 ~~EPICOR~~NOBLE ~~SOFTWARE~~ENERGY ~~CORP~~INC COM ~~29426L108~~655044105 ~~143~~290 143,~~200~~000 SH ~~SOLE~~Sole ~~NONE~~None 143,~~200~~000 ~~EQUITY~~NORTHROP ~~ONE~~GRUMMAN ~~INC~~CORP COM ~~294752100~~666807102 1,~~578~~644 8626,~~800~~212 SH ~~SOLE~~Sole ~~NONE~~None 8626,~~800~~212 ~~EXPRESS~~OGE ~~INC~~ENERGY CORP COM ~~30219E103~~670837103 ~~1,514~~425 808,~~545~~400 SH ~~SOLE~~Sole ~~NONE~~None 808,~~545~~400 ~~FAIRCHILD~~OASIS ~~SEMICONDUCTOR~~PETROLEUM ~~INTE~~INC COM ~~303726103~~674215108 ~~250~~509 16,~~000~~100 SH ~~SOLE~~Sole ~~NONE~~None 16,~~000~~100 ~~FINISAR~~PEP ~~CORPORATION~~BOYS-MANNY MOE & JACK COM ~~31787A507~~713278109 ~~1,024~~154 3412,~~500~~100 SH ~~SOLE~~Sole ~~NONE~~None 3412,~~500~~100 ~~FIRST~~PLAINS ~~HORIZON~~ALL ~~NATIONAL~~AMER ~~CORP~~PIPELINE ~~COM~~LP ~~320517105~~UNIT ~~383~~LTD 32PARTN 726503105 1,~~500~~631 25,600 SH ~~SOLE~~Sole ~~NONE~~None 3225,~~500~~600 ~~FIRST~~PLEXUS ~~INDUSTRIAL~~CORP ~~REALTY~~COM TR729132100 273 7,800 SH Sole None 7,800 RLI CORP COM ~~32054K103~~749607107 ~~301~~323 345,~~400~~600 SH ~~SOLE~~Sole ~~NONE~~None 345,~~400~~600 ~~FUEL~~REALTY ~~SYSTEMS~~INCOME ~~SOLUTIONS~~CORP ~~INC~~ COM ~~35952W103~~756109104 ~~996~~1,286 3336,~~900~~800 SH ~~SOLE~~Sole ~~NONE~~None 3336,~~900~~800 ~~FURIEX~~RITE ~~PHARMACEUTICALS~~AID CORP COM ~~36106P101~~767754104 ~~173~~24 1222,~~000~~400 SH ~~SOLE~~Sole ~~NONE~~None 1222,~~000~~400 FXSEQUENOM ~~ENERGY~~ INC COM ~~302695101~~817337405 ~~210~~220 34,~~106~~700 SH ~~SOLE~~Sole ~~NONE~~None 34,~~106~~700 ~~GASTAR~~STERLING ~~EXPLORATION~~BANCORP-N ~~LTD~~Y COM ~~367299203~~859158107 ~~463~~254 ~~107~~25,~~700~~400 SH ~~SOLE~~Sole ~~NONE~~None ~~107~~25,~~700~~400 ~~GENERAL~~THQ ~~GROWTH~~INC ~~PROPERTIES~~COM 872443403 83 18,100 SH Sole None 18,100 TIVO INC COM ~~370023103~~888706108 ~~587~~165 3718,~~900~~800 SH ~~SOLE~~Sole ~~NONE~~None 3718,~~900~~800 ~~GEOPETRO~~TRANSDIGM ~~RESOURCES~~GROUP COINC COM ~~37248H304~~893641100 25251 573,~~300~~000 SH ~~SOLE~~Sole ~~NONE~~None 573,~~300~~000 ~~GREEN~~UMB ~~DOT~~FINANCIAL CORP~~-CLASS~~ A COM ~~39304D102~~902788108 ~~431~~269 7,~~596~~200 SH ~~SOLE~~Sole ~~NONE~~None 7,~~596~~200 ~~HANGER~~U ~~ORTHOPEDIC~~S ~~GROUP~~GOLD ~~INC~~CORP COM ~~41043F208~~912023207 ~~303~~796 1490,~~300~~200 SH ~~SOLE~~Sole ~~NONE~~None 1490,~~300~~200 ~~HARMAN~~WAUSAU ~~INTERNATIONAL~~PAPER CORP COM ~~413086109~~943315101 ~~218~~97 412,700 SH ~~SOLE~~Sole ~~NONE~~None 412,700 ~~HARVEST~~WESTERN ~~NATURAL~~GAS ~~RESOURCES~~PARTNERS INLP COM ~~41754V103~~UNIT ~~141~~LP 11IN 958254104 1,~~600~~981 56,700 SH ~~SOLE~~Sole ~~NONE~~None 1156,~~600~~700 ~~HCP~~YPF ~~INC~~S.A.-SPONSORED ~~COM~~ADR ~~40414L109~~DEP ~~2,176~~RECEIPT 59EQU 984245100 828 18,~~150~~600 SH ~~SOLE~~Sole ~~NONE~~None 5918,~~150~~600 ~~HEALTH~~SUN ~~CARE~~HEALTHCARE ~~REIT~~GROUP INC COM ~~42217K106~~86677E100 ~~2,258~~274 4719,~~400~~500 SH ~~SOLE~~Sole ~~NONE~~None 4719,~~400~~500 ~~HEARTWARE~~AOL ~~INTERNATIONAL~~ INC COM ~~422368100~~00184X105 ~~1,611~~229 1811,~~400~~700 SH ~~SOLE~~Sole ~~NONE~~None 1811,~~400~~700 ~~HISOFT~~AASTROM ~~TECHNOLOGY~~BIOSCIENCES ~~INT-ADR~~INC ~~SPON~~COM ~~ADR~~00253U305 ~~43358R108~~87 ~~767 25~~34,~~400~~811 SH ~~SOLE~~Sole ~~NONE~~None 2534,~~400~~811 ~~HORMEL~~ACCRETIVE ~~FOODS~~HEALTH ~~CORP~~INC COM ~~440452100~~00438V103 ~~261~~2,307 583,100 SH ~~SOLE~~Sole ~~NONE~~None 583,100 ~~HOWARD~~AFFYMAX ~~HUGHES~~INC ~~CORP/THE~~ COM ~~44267D107~~00826A109 ~~735~~701 13119,500 SH ~~SOLE~~Sole ~~NONE~~None 13119,500 ~~HUNT~~ALLIANCE ~~(JB)~~HOLDINGS ~~TRANSPRT~~GP ~~SVCS~~LP ~~INC~~ COM ~~445658107~~UNITS LP 01861G100 1,~~024~~298 2524,~~100~~700 SH ~~SOLE~~Sole ~~NONE~~None 2524,~~100~~700 ~~HUNTINGTON~~AMERICAN ~~BANCSHARES~~CAPITAL ~~INC~~AGENCY CORP COM ~~446150104~~02503X105 ~~365~~1,177 5340,~~200~~400 SH ~~SOLE~~Sole ~~NONE~~None 5340,~~200~~400 ~~IAC/INTERACTIVECORP~~ARIBA INC COM ~~44919P508~~04033V203 ~~353~~270 127,~~300~~900 SH ~~SOLE~~Sole ~~NONE~~None 127,~~300~~900 ~~IKANOS~~BGC ~~COMMUNICATIONS~~PARTNERS INC-CL A COM ~~45173E105~~05541T101 17312 1333,~~000~~600 SH ~~SOLE~~Sole ~~NONE~~None 1333,~~000~~600 ~~INSULET~~BANCORP ~~CORP~~INC/THE COM ~~45784P101~~05969A105 ~~876~~262 5628,~~500~~400 SH ~~SOLE~~Sole ~~NONE~~None 5628,~~500~~400 ~~INTEL~~IPATH ~~CORP~~DJ-UBS ~~COM~~GRAINS ~~458140100~~SUBINDEX ~~246~~ETFs 1106739H305 218 4,~~700~~000 SH ~~SOLE~~Sole ~~NONE~~None 114,~~700~~000 ~~INTERMUNE~~BLACKROCK INC COM ~~45884X103~~09247X101 ~~364~~2,736 1013,~~000~~610 SH ~~SOLE~~Sole ~~NONE~~None 1013,~~000~~610 ~~INTERNATIONAL~~BODY ~~COAL~~CENTRAL ~~GROUP~~CORP ~~INC~~ COM ~~45928H106~~09689U102 ~~1,093~~616 ~~141~~26,~~200~~500 SH ~~SOLE~~Sole ~~NONE~~None ~~141~~26,~~200~~500 ~~INTRALINKS~~BRAVO ~~HOLDINGS~~BRIO ~~INC~~RESTAURANT GROUP COM ~~46118H104~~10567B109 ~~800~~525 4229,~~739~~700 SH ~~SOLE~~Sole ~~NONE~~None 4229,~~739~~700 ~~INVESCO~~CLECO ~~MORTGAGE~~CORPORATION ~~CAPITAL~~ COM ~~46131B100~~12561W105 2425 12,400 ~~109~~SH Sole None 12,~~900~~400 CME GROUP INC COM 12572Q105 211 700 SH ~~SOLE~~Sole ~~NONE~~None ~~109,900~~700

------------------------------------------------------------------------------------------------------------------------------------ Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Shares or Title of Value Principal SH/ PUT/ Investment Other Voting Authority Name of Issuer Class Cusip (x$1,000) Amount PRN CALL Discretion Managers Sole Shared None ---------------------------- -------- --------- --------- --------- --- ---- ---------- -------- ---- ------ ---- ~~IPATH DJ~~-~~UBS~~----------------------------- ~~GRAINS~~CA ~~SUBINDEX~~INC ~~ETFs~~COM ~~06739H305~~12673P105 ~~212~~244 410,~~000~~100 SH ~~SOLE~~Sole ~~NONE~~None 410,~~000~~100 ~~KEMET~~CALLON ~~CORP~~PETROLEUM CO COM ~~488360207~~13123X102 ~~1,827~~177 ~~125~~22,~~300~~800 SH ~~SOLE~~Sole ~~NONE~~None ~~125~~22,~~300~~800 ~~KKR~~CORELOGIC ~~FINANCIAL~~INC ~~HOLDINGS LLC~~ COM ~~48248A306~~21871D103 ~~2,366~~257 ~~254~~13,~~400~~900 SH ~~SOLE~~Sole ~~NONE~~None ~~254~~13,~~400~~900 ~~KODIAK~~DCP ~~OIL~~MIDSTREAM &PARTNERS ~~GAS~~LP ~~CORP~~ COM ~~50015Q100~~UT LTD PTN 23311P100 1,~~614~~361 ~~244~~33,600 SH ~~SOLE~~Sole ~~NONE~~None ~~244~~33,600 LDSW INC-3CLASS ~~COMMUNICATIONS~~A ~~HOLDINGS~~ COM ~~502424104~~23334L102 ~~275~~248 36,~~900~~200 SH ~~SOLE~~Sole ~~NONE~~None 36,~~900~~200 ~~LANNETT~~DELL CO INC COM ~~516012101~~24702R101 ~~119~~589 2140,~~300~~600 SH ~~SOLE~~Sole ~~NONE~~None 2140,~~300~~600 ~~LEGACY~~DYNEGY ~~RESERVES~~INC LPCOM ~~UNIT~~26817G300 LP495 ~~INT~~87,000 ~~524707304~~SH ~~589~~Sole 20None 87,~~500~~000 DYNEX CAPITAL INC COM NEW 26817Q506 262 26,000 SH ~~SOLE~~Sole ~~NONE~~None 2026,~~500~~000 ~~LEXINGTON~~EOG ~~REALTY~~RESOURCES ~~TRUST~~INC COM ~~529043101~~26875P101 1,~~190~~707 ~~149~~14,~~700~~400 SH ~~SOLE~~Sole ~~NONE~~None ~~149~~14,~~700~~400 ~~LIBERTY~~EV ~~PROPERTY~~ENERGY ~~TRUST~~PARTNER LP COM UNITS 26926V107 1,648 30,600 SH ~~BEN~~Sole ~~INT~~None ~~531172104~~30,600 ~~259~~ECHO 8GLOBAL LOGISTICS INC COM 27875T101 145 11,~~100~~070 SH ~~SOLE~~Sole ~~NONE~~None 811,~~100~~070 ~~LINCOLN~~ENDEAVOUR ~~EDUCATIONAL~~INTERNATIONAL ~~SERVICES~~CORP COM ~~533535100~~29259G200 ~~805~~490 5138,~~900~~600 SH ~~SOLE~~Sole ~~NONE~~None 5138,~~900~~600 ~~LINN~~ERIE ~~ENERGY~~INDEMNITY ~~LLC~~COMPANY-~~UNITS~~CL A COM ~~536020100~~29530P102 ~~2,711~~299 724,~~300~~199 SH ~~SOLE~~Sole ~~NONE~~None 724,~~300~~199 ~~LOGITECH~~EXELIXIS ~~INTERNATIONAL-REG~~INC COM ~~H50430232~~30161Q104 ~~723~~564 3949,~~000~~800 SH ~~SOLE~~Sole ~~NONE~~None 3949,~~000~~800 ~~LSI~~EXTERRAN ~~CORP~~PARTNERS LP COM ~~502161102~~UNITS ~~241~~30225N105 40589 21,~~300~~000 SH ~~SOLE~~Sole ~~NONE~~None 4021,~~300~~000 ~~MAGELLAN~~FIRST ~~PETROLEUM~~INDUSTRIAL ~~CORP~~REALTY TR COM ~~559091301~~32054K103 981,002 3484,~~030~~300 SH ~~SOLE~~Sole ~~NONE~~None 3484,~~030~~300 ~~MCDERMOTT~~1ST ~~INTL~~UNITED BANCORP INC/NORTH COM ~~580037109~~33740N105 ~~252~~195 1227,~~200~~800 SH ~~SOLE~~Sole ~~NONE~~None 1227,~~200~~800 ~~MCMORAN~~GEOPETRO ~~EXPLORATION~~RESOURCES CO COM ~~582411104~~37248H304 ~~267~~45 1569,~~600~~700 SH ~~SOLE~~Sole ~~NONE~~None 1569,~~600~~700 ~~MEMC~~HCP ~~ELECTRONIC~~INC ~~MATERIALS~~ COM ~~552715104~~40414L109 ~~134~~2,056 1154,~~900~~200 SH ~~SOLE~~Sole ~~NONE~~None 1154,~~900~~200 ~~MINEFINDERS~~HARRY WINSTON DIAMOND CORP COM ~~602900102~~41587B100 ~~893~~699 8043,~~900~~174 SH ~~SOLE~~Sole ~~NONE~~None 8043,~~900~~174 ~~MOMENTA~~HATTERAS ~~PHARMACEUTICALS~~FINANCIAL ~~INC~~CORP COM ~~60877T100~~41902R103 1,~~497~~583 ~~100~~56,~~000~~300 SH ~~SOLE~~Sole ~~NONE~~None ~~100~~56,~~000~~300 ~~MOTOROLA~~HEALTH CARE REIT INC COM ~~620076109~~42217K106 ~~998~~535 ~~110~~10,~~000~~200 SH ~~SOLE~~Sole ~~NONE~~None ~~110~~10,~~000~~200 ~~NCI~~HEALTHSPRING ~~BUILDING SYSTEMS~~ INC COM ~~628852204~~42224N101 ~~226~~2,022 1654,~~157~~100 SH ~~SOLE~~Sole ~~NONE~~None 1654,~~157~~100 ~~NETSOL~~HERTZ ~~TECHNOLOGIES~~GLOBAL HOLDINGS INC COM ~~64115A204~~42805T105 651,985 35127,000 SH ~~SOLE~~Sole ~~NONE~~None 35127,000 ~~NEW~~HHGREGG ~~YORK~~INC ~~TIMES~~COM ~~CO-A~~42833L108 150 11,200 SH Sole None 11,200 IAC/INTERACTIVECORP COM ~~650111107~~44919P508 ~~769~~365 7811,~~500~~800 SH ~~SOLE~~Sole ~~NONE~~None 7811,~~500~~800 NNIESI-BFC ~~INC~~LTD COM ~~629337106~~44951D108 ~~256~~2,090 2082,~~742~~400 SH ~~SOLE~~Sole ~~NONE~~None 2082,~~742~~400 ~~NORANDA~~INVESCO ~~ALUMINUM~~MORTGAGE ~~HOLDING~~CAPITAL ~~COR~~SHS ~~COM~~46131B100 ~~65542W107~~1,016 ~~590 40~~46,~~408~~500 SH ~~SOLE~~Sole ~~NONE~~None 4046,~~408~~500 ~~NORTHERN~~KKR ~~OIL~~FINANCIAL ~~AND~~HOLDINGS ~~GAS~~LLC ~~INC~~ COM ~~665531109~~48248A306 ~~301~~183 1118,~~056~~700 SH ~~SOLE~~Sole ~~NONE~~None 1118,~~056~~700 ~~NXSTAGE~~KINDER ~~MEDICAL~~MORGAN ~~INC~~MANAGEMENT ~~COM~~LLC ~~67072V103~~SHS ~~580~~49455U100 23236 3,~~300~~600 SH ~~SOLE~~Sole ~~NONE~~None 233,~~300~~600 ~~OBAGI~~LIBERTY ~~MEDICAL~~MEDIA ~~PRODUCTS~~CORP-INTER ~~INC~~A INT COM ~~67423R108~~SER ~~131~~A 1153071M104 1,~~300~~063 66,253 SH ~~SOLE~~Sole ~~NONE~~None 1166,~~300~~253 ~~OFFICE~~MFA ~~DEPOT~~FINANCIAL INC COM ~~676220106~~55272X102 ~~864~~1,105 ~~160~~134,~~000~~800 SH ~~SOLE~~Sole ~~NONE~~None ~~160~~134,~~000~~800 ~~OGE~~MAIN ~~ENERGY~~STREET CAPITAL CORP COM ~~670837103~~56035L104 ~~250~~502 527,~~500~~200 SH ~~SOLE~~Sole ~~NONE~~None 527,~~500~~200 ~~PATTERSON~~MEADOWBROOK ~~COS~~INSURANCE ~~INC~~GROUP COM ~~703395103~~58319P108 ~~735~~200 2419,~~000~~367 SH ~~SOLE~~Sole ~~NONE~~None 2419,~~000~~367 ~~PEP~~METLIFE ~~BOYS-MANNY~~INC ~~MOE & JACK~~ COM ~~713278109~~59156R108 ~~153~~635 1114,~~400~~200 SH ~~SOLE~~Sole ~~NONE~~None 1114,~~400~~200 ~~PHILIP~~MOLSON ~~MORRIS~~COORS ~~INTERNATIONAL~~BREWING CO -B COM ~~718172109~~60871R209 ~~316~~324 56,~~400~~900 SH ~~SOLE~~Sole ~~NONE~~None 56,~~400~~900 ~~PLAINS~~NATURAL ~~ALL~~RESOURCE ~~AMER~~PARTNERS ~~PIPELINE~~ LP COM UNIT ~~LTD~~L ~~PARTN~~P ~~726503105~~63900P103 ~~772~~1,599 1245,~~300~~600 SH ~~SOLE~~Sole ~~NONE~~None 1245,~~300~~600 ~~POLYPORE~~NETSOL ~~INTERNATIONAL~~TECHNOLOGIES INC COM ~~73179V103~~64115A204 ~~790~~93 1949,~~400~~660 SH ~~SOLE~~Sole ~~NONE~~None 1949,~~400~~660 ~~POTLATCH~~NEWCASTLE INVESTMENT CORP COM ~~737630103~~65105M108 ~~260~~1,529 8253,144 SH Sole None 253,144 OPTIMER PHARMACEUTICALS INC COM 68401H104 201 17,000 SH ~~SOLE~~Sole ~~NONE~~None 817,000 ~~POWER-ONE~~POLYPORE INTERNATIONAL INC COM ~~73930R102~~73179V103 ~~107~~1,756 1030,500 SH ~~SOLE~~Sole ~~NONE~~None 1030,500 ~~PROSPECT~~PROSHARES ~~CAPITAL~~ULTRASHORT ~~CORP~~20+Y ~~COM~~TR ~~74348T102~~ETFs ~~141~~74347R297 13374 10,~~100~~000 SH ~~SOLE~~Sole ~~NONE~~None 1310,~~100~~000 ~~QEP~~PROTALIX ~~RESOURCES~~BIOTHERAPEUTICS INC COM ~~74733V100~~74365A101 ~~327~~531 987,~~000~~300 SH ~~SOLE~~Sole ~~NONE~~None 987,~~000~~300 QLIK TECHNOLOGIES INC COM 74733T105 1,~~200~~778 4668,~~385~~400 SH ~~SOLE~~Sole ~~NONE~~None 4668,~~385~~400 ~~REALD~~QUALITY DISTRIBUTION INC COM ~~75604L105~~74756M102 ~~778~~127 3010,~~000~~689 SH ~~SOLE~~Sole ~~NONE~~None 3010,~~000~~689 ~~REALPAGE~~QUIDEL ~~INC~~CORP COM ~~75606N109~~74838J101 ~~1,191~~159 3813,~~500~~298 SH ~~SOLE~~Sole ~~NONE~~None 3813,~~500~~298 ~~REALTY~~RESOURCE ~~INCOME~~CAPITAL CORP COM ~~756109104~~76120W302 1,~~368~~622 40246,~~000~~100 SH ~~SOLE~~Sole ~~NONE~~None 40246,~~000~~100 SPDR GOLD TRUST ETFs 78463V107 350 2,500 SH Sole None 2,500

------------------------------------------------------------------------------------------------------------------------------------ Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Shares or Title of Value Principal SH/ PUT/ Investment Other Voting Authority Name of Issuer Class Cusip (x$1,000) Amount PRN CALL Discretion Managers Sole Shared None ---------------------------- -------- --------- --------- --------- --- ---- ---------- -------- ---- ------ ---------------------------------- ~~REPUBLIC~~SPDR ~~AIRWAYS~~S&P ~~HOLDINGS~~METALS IN& ~~COM~~MINING ~~760276105~~EFT ~~231~~ETFs ~~31,600~~78464A755 SH552 ~~SOLE NONE 31~~7,~~600~~424 ~~ROCKWOOD HOLDINGS INC COM 774415103 2,707 69,200~~ SH ~~SOLE~~Sole ~~NONE~~None 697,~~200~~424 ~~SCIENTIFIC GAMES CORP-A COM 80874P109 153 15,400 SH SOLE NONE 15,400~~ SELECT COMFORT CORPORATION COM 81616X103 ~~151~~123 1610,~~500~~200 SH ~~SOLE~~Sole ~~NONE~~None 1610,~~500~~200 ~~SENIOR~~SIRONA ~~HOUSING~~DENTAL ~~PROP~~SYSTEMS ~~TRUST SH BEN INT 81721M109 2,639 120,300 SH SOLE NONE 120,300 SEQUENOM~~ INC COM ~~817337405~~82966C103 ~~161 20,000 SH SOLE NONE 20,000 SILVERCORP METALS INC COM 82835P103~~ 1,~~706~~417 ~~133~~28,~~000~~257 SH ~~SOLE~~Sole ~~NONE~~None ~~133~~28,~~000~~257 ~~SINO~~STONEMOR ~~CLEAN~~PARTNERS ~~ENERGY~~LP ~~INC~~ COM ~~82936G200~~UNITS 8186183Q100 12265 9,~~200~~400 SH ~~SOLE~~Sole ~~NONE~~None 129,~~200~~400 ~~SKILLED~~SUN ~~HEALTHCARE~~BANCORP ~~GROU~~INC-CLNJ A COM ~~83066R107~~86663B102 ~~164~~63 18,~~270~~100 SH ~~SOLE~~Sole ~~NONE~~None 18,~~270~~100 ~~SPDR~~TFS ~~GOLD~~FINANCIAL ~~TRUST~~CORP ~~ETFs 78463V107 347 2,500 SH SOLE NONE 2,500 SPECTRA ENERGY PARTNERS LP~~ COM ~~84756N109~~87240R107 ~~746~~244 22,~~700~~983 SH ~~SOLE~~Sole ~~NONE~~None 22,~~700~~983 ~~SPS~~TEAM ~~COMMERCE~~HEALTH ~~INC~~HOLDINGS ~~COM 78463M107 175 11,097 SH SOLE NONE 11,097 STAR SCIENTIFIC~~ INC COM ~~85517P101~~87817A107 61683 3139,~~203~~100 SH ~~SOLE~~Sole ~~NONE~~None 3139,~~203~~100 ~~STARWOOD~~3D ~~PROPERTY~~SYSTEMS ~~TRUST~~CORP ~~INC~~ COM ~~85571B105~~88554D205 21,~~606~~314 ~~121~~27,~~300~~070 SH ~~SOLE~~Sole ~~NONE~~None ~~121~~27,~~300~~070 ~~STILLWATER~~TRIANGLE ~~MINING~~PETROLEUM COCORP COM ~~86074Q102~~89600B201 ~~2,519~~644 ~~118~~77,~~000~~600 SH ~~SOLE~~Sole ~~NONE~~None ~~118~~77,~~000~~600 ~~STRYKER~~TWO HARBORS INVESTMENT CORP COM ~~863667101~~90187B101 ~~279~~146 513,~~200~~985 SH ~~SOLE~~Sole ~~NONE~~None 513,~~200~~985 ~~SUN~~UNITED ~~HEALTHCARE~~STATES ~~GROUP~~GAS ~~INC~~FUND ~~COM~~LP ~~86677E100~~ETFs ~~522~~91201T102 41201 4,~~200~~000 SH ~~SOLE~~Sole ~~NONE~~None 414,~~200~~000 ~~TEEKAY~~UNIVERSAL ~~OFFSHORE~~DISPLAY ~~PARTNERS~~CORP LP COM ~~UNIT~~91347P105 ~~LPI Y8565J101 2~~1,~~142~~756 7731,~~200~~900 SH ~~SOLE~~Sole ~~NONE~~None 7731,~~200~~900 ~~TERRA~~VALEANT ~~NOVA~~PHARMACEUTICALS ~~ROYALTY~~INTE ~~CORP~~ COM ~~88102D103~~91911K102 ~~221~~314 286,~~336~~300 SH ~~SOLE~~Sole ~~NONE~~None 286,~~336~~300 ~~THQ~~VALUECLICK INC COM ~~872443403~~92046N102 ~~267~~156 4410,~~000~~800 SH ~~SOLE~~Sole ~~NONE~~None 4410,~~000~~800 ~~TICC~~VALUEVISION ~~CAPITAL~~MEDIA ~~CORP~~INC-A COM ~~87244T109~~92047K107 ~~902~~859 80135,~~500~~000 SH ~~SOLE~~Sole ~~NONE~~None 80135,~~500~~000 ~~TOWERSTREAM~~VERMILLION ~~CORP~~INC COM ~~892000100~~92407M206 7991 19,~~500~~800 SH ~~SOLE~~Sole ~~NONE~~None 19,~~500~~800 ~~TPC~~W.P. ~~GROUP~~CAREY ~~INC~~& CO. LLC COM ~~89236Y104~~92930Y107 ~~420~~361 1310,~~862~~100 SH ~~SOLE~~Sole ~~NONE~~None 1310,~~862~~100 ~~TUTOR~~WINDSTREAM ~~PERINI~~ CORP COM ~~901109108~~97381W104 ~~1,311~~164 6112,~~247~~700 SH ~~SOLE~~Sole ~~NONE~~None 6112,~~247~~700 ~~TWO~~ZHONGPIN ~~HARBORS~~INC ~~INVESTMENT CORP~~ COM ~~90187B101~~98952K107 1,~~463~~112 ~~149~~73,~~411~~400 SH ~~SOLE~~Sole ~~NONE~~None ~~149~~73,~~411~~400 USAXIS ~~NATURAL~~CAPITAL ~~GAS~~HOLDINGS ~~FUND~~LTD LPCOM ~~ETFs~~G0692U109 ~~912318102~~258 ~~180 30~~7,~~000~~400 SH ~~SOLE~~Sole ~~NONE~~None 307,~~000~~400 ~~VALLEY~~ENERGY ~~NATIONAL~~XXI ~~BANCORP~~BERMUDA COM ~~919794107~~G10082140 ~~319~~338 229,~~300~~900 SH ~~SOLE~~Sole ~~NONE~~None 229,~~300~~900 ~~VALUEVISION~~CHINA ~~MEDIA~~YUCHAI ~~INC-A~~INTL LTD COM ~~92047K107~~G21082105 ~~154~~411 2514,~~200~~000 SH ~~SOLE~~Sole ~~NONE~~None 2514,~~200~~000 ~~VANCEINFO~~FABRINET ~~TECHNOLOGIES-ADR~~SHS ~~ADR~~G3323L100 ~~921564100~~201 ~~953 27~~11,~~600~~500 SH ~~SOLE~~Sole ~~NONE~~None 2711,~~600~~500 VANTAGE DRILLING CO COM G93205113 ~~122~~140 6077,~~000~~600 SH ~~SOLE~~Sole ~~NONE~~None 6077,~~000~~600 ~~VITAMIN~~WARNER ~~SHOPPE~~CHILCOTT ~~INC~~PLC-CLASS A COM ~~92849E101~~G94368100 1,~~413~~651 4271,000 SH ~~SOLE~~Sole ~~NONE~~None 4271,000 ~~WATSON~~TE ~~PHARMACEUTICALS~~CONNECTIVITY ~~INC~~LTD COM ~~942683103~~H84989104 ~~253~~230 46,~~900~~600 SH ~~SOLE~~Sole ~~NONE~~None 46,~~900~~600 ~~WAUSAU~~TYCO ~~PAPER~~INTERNATIONAL ~~CORP~~LTD COM ~~943315101~~H89128104 97237 115,300 SH ~~SOLE~~Sole ~~NONE~~None 115,300 ~~WEBSTER~~NXP ~~FINANCIAL~~SEMICONDUCTORS ~~CORP~~NV COM ~~947890109~~N6596X109 21,~~904~~960 ~~147~~65,400 SH ~~SOLE~~Sole ~~NONE~~None ~~147~~65,400 ~~WESTERN~~SENSATA ~~GAS~~TECHNOLOGIES ~~PARTNERS~~HOLDING LP COM ~~UNIT~~N7902X106 LP917 ~~IN 958254104 488 16~~26,~~100~~400 SH ~~SOLE~~Sole ~~NONE~~None 1626,~~100~~400 ~~WILLIAMS~~AVAGO ~~PARTNERS~~TECHNOLOGIES LPLTD COM ~~UNIT~~Y0486S104 L255 ~~P 96950F104 2~~8,~~482 53,~~200 SH ~~SOLE~~Sole ~~NONE~~None 538,200 ~~WINDSTREAM~~GENERAL ~~CORP~~MARITIME ~~COM 97381W104 309 22,200 SH SOLE NONE 22,200 WINTRUST FINANCIAL~~ CORP COM ~~97650W108~~Y2693R101 ~~1,850~~513 56250,000 SH ~~SOLE~~Sole ~~NONE~~None 56250,000 ~~WUXI PHARMATECH INC-ADR SPON ADR 929352102 300 18~~109,~~600 SH SOLE NONE 18,600 YM BIOSCIENCES INC COM 984238105 117 50,000 SH SOLE NONE 50,000 ZOLTEK COMPANIES INC COM 98975W104 329 28,393 SH SOLE NONE 28,393~~126

Filing Compare · Artorius Management, LLC