4//SEC Filing
OBRIEN MICHAEL R 4
Accession 0000895345-09-001061
CIK 0001331301other
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 5:06 PM ET
Size
38.6 KB
Accession
0000895345-09-001061
Insider Transaction Report
Form 4
OBRIEN MICHAEL R
Director
Transactions
- Sale
Common Stock
2009-12-21$5.74/sh−2,874$16,497→ 25,326 total(indirect: By Trust) - Sale
Common Stock
2009-12-21$5.73/sh−1,626$9,317→ 23,600 total(indirect: By Trust) - Sale
Common Stock
2009-12-21$5.83/sh−2,830$16,499→ 61,540 total(indirect: By Aragon Trading Company, L.P.) - Sale
Common Stock
2009-12-21$5.81/sh−4,839$28,092→ 55,201 total(indirect: By Aragon Trading Company, L.P.) - Sale
Common Stock
2009-12-21$5.78/sh−200$1,156→ 66,400 total(indirect: By Bayway Investment Fund) - Sale
Common Stock
2009-12-21$5.81/sh−1,500$8,715→ 60,040 total(indirect: By Aragon Trading Company, L.P.) - Sale
Common Stock
2009-12-21$5.80/sh−2,849$16,525→ 52,352 total(indirect: By Aragon Trading Company, L.P.) - Sale
Common Stock
2009-12-21$5.80/sh−14,125$81,925→ 38,227 total(indirect: By Aragon Trading Company, L.P.) - Sale
Common Stock
2009-12-21$5.75/sh−10,831$62,278→ 27,396 total(indirect: By Aragon Trading Company, L.P.) - Sale
Common Stock
2009-12-21$5.77/sh−5,600$32,312→ 60,800 total(indirect: By Bayway Investment Fund) - Sale
Common Stock
2009-12-21$5.85/sh−6,000$35,100→ 1,000 total(indirect: By Trust) - Sale
Common Stock
2009-12-21$5.76/sh−4,500$25,922→ 56,300 total(indirect: By Bayway Investment Fund) - Sale
Common Stock
2009-12-21$5.84/sh−1,400$8,176→ 28,200 total(indirect: By Trust) - Sale
Common Stock
2009-12-21$5.76/sh−1,700$9,792→ 54,600 total(indirect: By Bayway Investment Fund) - Sale
Common Stock
2009-12-21$5.76/sh−2,300$13,248→ 27,700 total(indirect: By Trust) - Sale
Common Stock
2009-12-21$5.75/sh−3,700$21,275→ 24,000 total(indirect: By Trust) - Sale
Common Stock
2009-12-21$5.74/sh−100$574→ 25,226 total(indirect: By Trust)
Holdings
- 5,000(indirect: By Trust)
Common Stock
- 5,000(indirect: By IRA)
Common Stock
- 5,000(indirect: By Trust)
Common Stock
- 5,000(indirect: By Trust)
Common Stock
- 20,000(indirect: By Shorecrest Investment Fund)
Common Stock
- 7,000(indirect: By Trust)
Common Stock
- 6,000(indirect: By Trust)
Common Stock
- 20,000(indirect: By Trust)
Common Stock
- 3,000(indirect: By Shorecrest Investment Fund)
Common Stock
- 3,000(indirect: By Shannon Patrick O'Brien Tust)
Common Stock
- 5,000(indirect: By Trust)
Common Stock
- 39,878
Common Stock
Footnotes (5)
- [F1]Mr. O'Brien has sole voting and investment power over these shares and disclaims beneficial ownership over them except to the extent of his pecuniary interest in Bayway Investment Fund, L.P.
- [F2]Mr. O'Brien is the trustee of Hawkeye Irrevocable Trust, of which his wife, Dianne C. O'Brien, is beneficiary. Mr. O'Brien has sole voting and investment control over the shares held by the trust.
- [F3]Mr. O'Brien is the beneficiary of Jayhawk Irrevocable Trust and has investment control over the shares held by the trust.
- [F4]A charitable remainder trust established for the benefit of Mr. O'Brien's son, Shannon P. O'Brien.
- [F5]A charitable remainder trust established for the benefit of Mr. O'Brien's daughter, Megan E. O'Brien
Documents
Issuer
SMART BALANCE, INC.
CIK 0001331301
Entity typeother
Related Parties
1- filerCIK 0001268935
Filing Metadata
- Form type
- 4
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 5:06 PM ET
- Size
- 38.6 KB