4//SEC Filing
Spencer James 4
Accession 0000895345-20-000176
CIK 0001758730other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 6:48 PM ET
Size
19.0 KB
Accession
0000895345-20-000176
Insider Transaction Report
Form 4
Spencer James
Chief Technology Officer
Transactions
- Exercise/Conversion
Class A common stock
2020-02-12$20.59/sh+74,996$1,544,168→ 133,329 total - Sale
Class A common stock
2020-02-12$47.11/sh−74,996$3,533,392→ 58,333 total - Exercise/Conversion
Class A common stock
2020-02-13$20.59/sh+30,321$624,309→ 88,654 total - Sale
Class A common stock
2020-02-13$47.07/sh−30,321$1,427,064→ 58,333 total - Exercise/Conversion
Class A common stock
2020-02-14$20.59/sh+1,835$37,783→ 60,168 total - Sale
Class A common stock
2020-02-14$50.00/sh−1,835$91,750→ 58,333 total - Exercise/Conversion
Stock Option (Right to Buy)
2020-02-12−74,996→ 227,583 totalExercise: $20.59Exp: 2028-10-26→ Class A common stock (74,996 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2020-02-13−30,321→ 197,262 totalExercise: $20.59Exp: 2028-10-26→ Class A common stock (30,321 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2020-02-14−1,835→ 195,427 totalExercise: $20.59Exp: 2028-10-26→ Class A common stock (1,835 underlying)
Footnotes (5)
- [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.
- [F2]This amount includes 31,663 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.63, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.45, inclusive.
- [F5]This option is fully vested and exercisable as of the date hereof.
Documents
Issuer
Tradeweb Markets Inc.
CIK 0001758730
Entity typeother
Related Parties
1- filerCIK 0001771296
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 6:48 PM ET
- Size
- 19.0 KB