4//SEC Filing
Spencer James 4
Accession 0000895345-20-000263
CIK 0001758730other
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 6:47 PM ET
Size
8.1 KB
Accession
0000895345-20-000263
Insider Transaction Report
Form 4
Spencer James
Chief Technology Officer
Transactions
- Award
Class A common stock
2020-02-21+39,604→ 97,937 total - Award
Stock Option (Right to Buy)
2020-02-21+84,542→ 169,083 totalExercise: $20.59Exp: 2028-10-26→ Class A common stock (84,542 underlying)
Footnotes (5)
- [F1]The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on February 13, 2019, subject to the achievement of certain performance goals in respect of calendar year 2019. Those performance goals were deemed achieved at the maximum performance level on February 21, 2020. These RSUs remain unvested and are scheduled to vest on January 1, 2022, subject to the reporting person's continued employment through such date.
- [F2]This amount includes (i) 31,663 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date, and (ii) 39,604 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, subject to the reporting person's continued employment through such date.
- [F3]The reported transaction reflects the acquisition of options that were granted to the reporting person on October 26, 2018, subject to the achievement of certain performance goals in respect of calendar year 2019 which were deemed achieved on February 21, 2020.
- [F4]This option is fully vested and exercisable as of the date hereof.
- [F5]This amount reflects the options reported on this Form 4 in addition to 84,541 options that were granted on October 26, 2018 and previously reported by the reporting person, all of which are currently vested and exercisable.
Documents
Issuer
Tradeweb Markets Inc.
CIK 0001758730
Entity typeother
Related Parties
1- filerCIK 0001771296
Filing Metadata
- Form type
- 4
- Filed
- Feb 24, 7:00 PM ET
- Accepted
- Feb 25, 6:47 PM ET
- Size
- 8.1 KB