Tradeweb Markets Inc.·4

Apr 3, 5:19 PM ET

Spencer James 4

4 · Tradeweb Markets Inc. · Filed Apr 3, 2020

Insider Transaction Report

Form 4
Period: 2020-03-24
Spencer James
Chief Technology Officer
Transactions
  • Award

    Class A common stock

    2020-03-24+13,646111,583 total
Footnotes (2)
  • [F1]The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 24, 2020.
  • [F2]This amount includes (i) 31,663 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date, (ii) 39,604 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, subject to the reporting person's continued employment through such date, and (iii) 13,646 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4.

Documents

1 file
  • 4
    form4.xmlPrimary