Lamb Martin 4
4 · Evoqua Water Technologies Corp. · Filed Feb 18, 2021
Insider Transaction Report
Form 4
Lamb Martin
Director
Transactions
- Gift
Common Stock
2020-12-03+130,000→ 130,000 total(indirect: By FIC) - Award
Common Stock
2021-02-16+4,039→ 195,948 total - Gift
Common Stock
2020-12-03−130,000→ 65,948 total
Holdings
- 139,711(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued service as a director of the issuer through the vesting date, these restricted stock units are scheduled to vest on February 16, 2022, and settle within 30 days thereafter.
- [F2]Reflects transfers of 139,711 shares, in the aggregate, previously held directly by the reporting person to a Bare trust. These transfers were exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
- [F3]Reflects a gift of 130,000 shares previously held directly by the reporting person to a family investment company ("FIC").
- [F4]Shares held by an FIC, for which the reporting person retains investment control. The reporting person disclaims beneficial ownership with respect to these securities except to the extent of his pecuniary interest therein.
- [F5]Shares held by a Bare trust, for benefit of the reporting person's immediate family members and for which the reporting person retains investment control.