4//SEC Filing
WARSHAW ROBERT J 4
Accession 0000895345-21-000246
CIK 0001758730other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 8:02 PM ET
Size
11.0 KB
Accession
0000895345-21-000246
Insider Transaction Report
Form 4
WARSHAW ROBERT J
Chief Financial Officer
Transactions
- Exercise/Conversion
Class A common stock
2021-03-01$20.59/sh+30,000$617,700→ 91,453 total - Sale
Class A common stock
2021-03-01$72.20/sh−29,000$2,093,678→ 62,453 total - Exercise/Conversion
Stock Option (Right to Buy)
2021-03-01−30,000→ 39,275 totalExercise: $20.59Exp: 2028-10-26→ Class A common stock (30,000 underlying) - Sale
Class A common stock
2021-03-01$72.54/sh−1,000$72,538→ 61,453 total
Footnotes (5)
- [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2020.
- [F2]This amount includes (i) 22,004 unvested restricted stock units ("RSUs") in respect of the issuer's class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 10,483 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 20,966 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employed through the applicable vesting date.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.46 to $72.45, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.48 to $72.72, inclusive.
- [F5]This option is fully vested and exercisable as of the date hereof.
Documents
Issuer
Tradeweb Markets Inc.
CIK 0001758730
Entity typeother
Related Parties
1- filerCIK 0001278872
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 8:02 PM ET
- Size
- 11.0 KB