4//SEC Filing
WARSHAW ROBERT J 4
Accession 0000895345-21-000381
CIK 0001758730other
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 9:21 PM ET
Size
9.3 KB
Accession
0000895345-21-000381
Insider Transaction Report
Form 4
WARSHAW ROBERT J
Chief Financial Officer
Transactions
- Award
Class A common stock
2021-03-18+7→ 65,613 total - Tax Payment
Class A common stock
2021-03-18$72.75/sh−1,712$124,548→ 65,606 total - Sale
Class A common stock
2021-03-19$72.26/sh−1,789$129,265→ 63,824 total
Footnotes (5)
- [F1]Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person.
- [F2]This amount includes (i) 22,004 unvested RSUs in respect of the Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 6,989 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 20,966 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,865 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employed through the applicable vesting date.
- [F3]Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.
- [F4]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2020.
- [F5]The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.96 to $72.695, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 5 to this Form 4.
Documents
Issuer
Tradeweb Markets Inc.
CIK 0001758730
Entity typeother
Related Parties
1- filerCIK 0001278872
Filing Metadata
- Form type
- 4
- Filed
- Mar 21, 8:00 PM ET
- Accepted
- Mar 22, 9:21 PM ET
- Size
- 9.3 KB