4//SEC Filing
WARSHAW ROBERT J 4
Accession 0000895345-21-000579
CIK 0001758730other
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 8:24 PM ET
Size
19.8 KB
Accession
0000895345-21-000579
Insider Transaction Report
Form 4
WARSHAW ROBERT J
Chief Financial Officer
Transactions
- Exercise/Conversion
Class A common stock
2021-06-15$20.59/sh+10,955$225,563→ 74,779 total - Sale
Class A common stock
2021-06-16$85.09/sh−6,700$570,102→ 63,824 total - Sale
Class A common stock
2021-06-17$85.04/sh−1,323$112,505→ 63,824 total - Sale
Class A common stock
2021-06-15$85.01/sh−10,955$931,286→ 63,824 total - Exercise/Conversion
Class A common stock
2021-06-17$20.59/sh+1,323$27,241→ 65,147 total - Exercise/Conversion
Stock Option (Right to Buy)
2021-06-15−10,955→ 28,320 totalExercise: $20.59Exp: 2028-10-26→ Class A common stock (10,955 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2021-06-16−6,700→ 21,620 totalExercise: $20.59Exp: 2028-10-26→ Class A common stock (6,700 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2021-06-17−1,323→ 20,297 totalExercise: $20.59Exp: 2028-10-26→ Class A common stock (1,323 underlying) - Exercise/Conversion
Class A common stock
2021-06-16$20.59/sh+6,700$137,953→ 70,524 total
Footnotes (6)
- [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.
- [F2]This amount includes (i) 22,004 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,989 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 20,966 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,865 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employed through the applicable vesting date.
- [F3]The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.06, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4.
- [F4]The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.30, inclusive.
- [F5]The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.13, inclusive.
- [F6]This option is fully vested and exercisable as of the date hereof.
Documents
Issuer
Tradeweb Markets Inc.
CIK 0001758730
Entity typeother
Related Parties
1- filerCIK 0001278872
Filing Metadata
- Form type
- 4
- Filed
- Jun 16, 8:00 PM ET
- Accepted
- Jun 17, 8:24 PM ET
- Size
- 19.8 KB