4//SEC Filing
WARSHAW ROBERT J 4
Accession 0000895345-21-000632
CIK 0001758730other
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 8:44 PM ET
Size
9.4 KB
Accession
0000895345-21-000632
Insider Transaction Report
Form 4
WARSHAW ROBERT J
Chief Financial Officer
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2021-06-21−16,022→ 4,275 totalExercise: $20.59Exp: 2028-10-26→ Class A common stock (16,022 underlying) - Exercise/Conversion
Class A common stock
2021-06-21$20.59/sh+16,022$329,893→ 79,846 total - Sale
Class A common stock
2021-06-21$85.15/sh−16,022$1,364,217→ 63,824 total
Footnotes (4)
- [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.
- [F2]This amount includes (i) 22,004 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,989 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 20,966 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,865 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employed through the applicable vesting date.
- [F3]The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.36, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.
- [F4]This option is fully vested and exercisable as of the date hereof.
Documents
Issuer
Tradeweb Markets Inc.
CIK 0001758730
Entity typeother
Related Parties
1- filerCIK 0001278872
Filing Metadata
- Form type
- 4
- Filed
- Jun 21, 8:00 PM ET
- Accepted
- Jun 22, 8:44 PM ET
- Size
- 9.4 KB