4//SEC Filing
Maisey Simon 4
Accession 0000895345-22-000065
CIK 0001758730other
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 7:52 PM ET
Size
9.3 KB
Accession
0000895345-22-000065
Insider Transaction Report
Form 4
Maisey Simon
Managing Director, Corp. Dev.
Transactions
- Exercise/Conversion
Class A common stock
2022-01-14$20.59/sh+6,000$123,540→ 66,924 total - Exercise/Conversion
Stock Option (Right to Buy)
2022-01-14−6,000→ 81,028 totalExercise: $20.59Exp: 2028-10-26→ Class A common stock (6,000 underlying) - Sale
Class A common stock
2022-01-14$91.19/sh−11,000$1,003,105→ 55,924 total
Footnotes (4)
- [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.
- [F2]This amount includes (i) 6,860 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date.
- [F3]The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.86 to $91.56, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.
- [F4]This option is fully vested and exercisable as of the date hereof.
Documents
Issuer
Tradeweb Markets Inc.
CIK 0001758730
Entity typeother
Related Parties
1- filerCIK 0001771402
Filing Metadata
- Form type
- 4
- Filed
- Jan 17, 7:00 PM ET
- Accepted
- Jan 18, 7:52 PM ET
- Size
- 9.3 KB