4//SEC Filing
Maisey Simon 4
Accession 0000895345-22-000234
CIK 0001758730other
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 5:56 PM ET
Size
8.4 KB
Accession
0000895345-22-000234
Insider Transaction Report
Form 4
Maisey Simon
Managing Director, Corp. Dev.
Transactions
- Award
Class A common stock
2022-02-24+11,650→ 66,574 total - Award
Stock Option (Right to Buy)
2022-02-24+45,290→ 126,318 totalExercise: $20.59Exp: 2028-10-26→ Class A common stock (45,290 underlying)
Footnotes (5)
- [F1]The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on March 15, 2021, subject to the achievement of certain performance goals in respect of calendar year 2021. Those performance goals were deemed achieved at the maximum performance level on February 24, 2022. These RSUs remain unvested and are scheduled to vest on January 1, 2024, subject to the reporting person's continued employment through such date.
- [F2]This amount includes (i) 6,860 unvested RSUs in respect of the issuer's Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, and (iv) 11,650 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, in each case subject to the reporting person's continued employment through the applicable vesting date.
- [F3]The reported transaction reflects the acquisition of options that were granted to the reporting person on October 26, 2018, subject to the achievement of certain performance goals in respect of calendar year 2021 which were deemed achieved on February 24, 2022.
- [F4]The option is fully vested and exercisable as of the date hereof.
- [F5]This amount reflects the options reported on this Form 4 in addition to 81,028 options that were granted on October 26, 2018 and previously reported by the reporting person, all of which are currently vested and exercisable.
Documents
Issuer
Tradeweb Markets Inc.
CIK 0001758730
Entity typeother
Related Parties
1- filerCIK 0001771402
Filing Metadata
- Form type
- 4
- Filed
- Feb 24, 7:00 PM ET
- Accepted
- Feb 25, 5:56 PM ET
- Size
- 8.4 KB