4//SEC Filing
BAKER TIMOTHY T 4
Accession 0000895447-19-000012
CIK 0000895447other
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 4:20 PM ET
Size
9.0 KB
Accession
0000895447-19-000012
Insider Transaction Report
Form 4
BAKER TIMOTHY T
EXEC. VP - STORE OPERATIONS
Transactions
- Disposition to Issuer
Common Stock
2019-03-20−4,803→ 118,145 total - Award
Common Stock
2019-03-20+3,075→ 122,948 total - Award
Common Stock
2019-03-20+15,038→ 133,183 total
Footnotes (4)
- [F1]Issued as restricted stock units, which represent the contingent right to receive an equivalent number of shares of common stock of Shoe Carnival, Inc. (the"Company"). The restricted stock units will vest in two equal annual installments commencing on March 31, 2020, subject to the reporting person's continuous service with the Company through such dates.
- [F2]Since the date of the reporting person's last Form 4, the reporting person transferred 6,766 shares of the Company's common stock to his previous spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his previous spouse. Also, this number includes 53 shares purchased by the reporting person pursuant to the Company's Employee Stock Purchase Plan.
- [F3]Represents the shares of performance-based restricted stock from the award granted to the reporting person on April 18, 2017 that were not earned based on the Company's cumulative fully diluted earnings per share for fiscal 2017 and fiscal 2018, as determined on March 20, 2019.
- [F4]On April 9, 2018, the reporting person was granted performance stock units representing a contingent right to receive up to 15,038 shares of common stock at the maximum level of performance, with the number of performance stock units earned to be determined based on the Company's fully diluted earnings per share for fiscal 2018. As determined on March 20, 2019, the reporting person earned 15,038 performance stock units based on the Company's fiscal 2018 performance. One-half of these earned performance stock units will vest on March 31, 2019 and one-half will vest on March 31, 2020, subject to the reporting person's continuous service with the Company through such dates.
Documents
Issuer
SHOE CARNIVAL INC
CIK 0000895447
Entity typeother
Related Parties
1- filerCIK 0001215348
Filing Metadata
- Form type
- 4
- Filed
- Mar 21, 8:00 PM ET
- Accepted
- Mar 22, 4:20 PM ET
- Size
- 9.0 KB