NORTHERN TRUST CORP·4

Oct 26, 1:21 PM ET

Kukla Richard D. 4

4 · NORTHERN TRUST CORP · Filed Oct 26, 2012

Insider Transaction Report

Form 4
Period: 2012-10-24
Transactions
  • Exercise/Conversion

    Common Stock

    2012-10-24$32.62/sh+1,892$61,70831,378 total
  • Exercise/Conversion

    Employee Stock Option (right-to-buy)

    2012-10-241,8920 total
    Exercise: $32.62Exp: 2013-02-18Common Stock (1,892 underlying)
  • Sale

    Common Stock

    2012-10-24$47.29/sh1,892$89,47629,486 total
Holdings
  • Common Stock

    3,843
  • Common Stock

    (indirect: By 401(k))
    10,455.17
Footnotes (4)
  • [F1]Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  • [F2]as of 9/30/2012.
  • [F3]This option became excercisable in three annual installments beginning 2/18/2004.
  • [F4]The price in Column 4 is the weighted average price. The prices actually received ranged from $47.29 to $47.293. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price within this range.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT