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NORTHERN TRUST CORP·4

Jan 29, 3:15 PM ET

MOEN TIMOTHY P 4

4 · NORTHERN TRUST CORP · Filed Jan 29, 2013

Insider Transaction Report

Form 4
Period: 2013-01-28
NORTHERN TRUST CORPNTRS
MOEN TIMOTHY P
Executive Vice President
Transactions
  • Sale

    Common Stock

    2013-01-28$51.63/sh−100,000$5,162,690→ 35,346 total(indirect: By Trust)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2013-01-28−55,000→ 0 total
    Exercise: $49.12Exp: 2014-02-17→ Common Stock (55,000 underlying)
  • Exercise/Conversion

    Common Stock

    2013-01-28$44.47/sh+45,000$2,000,925→ 135,346 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2013-01-28$47.72/sh+55,000$2,624,600→ 90,346 total(indirect: By Trust)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2013-01-28−45,000→ 0 total
    Exercise: $44.47From: 2005-03-31Exp: 2015-02-15→ Common Stock (45,000 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    5.79

  • Common Stock

    41,685
Footnotes (4)
  • [F1]The price in Column 4 is the weighted average price. The prices actually received ranged from $51.52 to $51.83. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price within this range.
  • [F2]Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  • [F3]as of 12/31/2012
  • [F4]The option became exercisable in four equal annual installments beginning February 17, 2005.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT