4//SEC Filing
MOEN TIMOTHY P 4
Accession 0000895813-13-000019
CIK 0000073124other
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 3:15 PM ET
Size
13.9 KB
Accession
0000895813-13-000019
Insider Transaction Report
Form 4
MOEN TIMOTHY P
Executive Vice President
Transactions
- Sale
Common Stock
2013-01-28$51.63/sh−100,000$5,162,690→ 35,346 total(indirect: By Trust) - Exercise/Conversion
Employee Stock Option (right to buy)
2013-01-28−55,000→ 0 totalExercise: $49.12Exp: 2014-02-17→ Common Stock (55,000 underlying) - Exercise/Conversion
Common Stock
2013-01-28$44.47/sh+45,000$2,000,925→ 135,346 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2013-01-28$47.72/sh+55,000$2,624,600→ 90,346 total(indirect: By Trust) - Exercise/Conversion
Employee Stock Option (right to buy)
2013-01-28−45,000→ 0 totalExercise: $44.47From: 2005-03-31Exp: 2015-02-15→ Common Stock (45,000 underlying)
Holdings
- 5.79(indirect: By 401(k))
Common Stock
- 41,685
Common Stock
Footnotes (4)
- [F1]The price in Column 4 is the weighted average price. The prices actually received ranged from $51.52 to $51.83. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price within this range.
- [F2]Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- [F3]as of 12/31/2012
- [F4]The option became exercisable in four equal annual installments beginning February 17, 2005.
Documents
Issuer
NORTHERN TRUST CORP
CIK 0000073124
Entity typeother
Related Parties
1- filerCIK 0001188083
Filing Metadata
- Form type
- 4
- Filed
- Jan 28, 7:00 PM ET
- Accepted
- Jan 29, 3:15 PM ET
- Size
- 13.9 KB