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4//SEC Filing

WELSH KELLY R 4

Accession 0000895813-13-000167

CIK 0000073124other
View on SEC.govCompany Profile

Filed

May 16, 8:00 PM ET

Accepted

May 17, 1:25 PM ET

Size

15.9 KB

Accession

0000895813-13-000167

Insider Transaction Report

Form 4
Period: 2013-05-15
NORTHERN TRUST CORPNTRS
WELSH KELLY R
EVP & General Counsel
Transactions
  • Sale

    Common Stock

    2013-05-15$56.99/sh−22,500$1,282,280→ 46,365 total(indirect: By Trust)
  • Exercise/Conversion

    Employee Stock Option (right-to-buy)

    2013-05-15−22,500→ 22,500 total
    Exercise: $44.47From: 2005-03-31Exp: 2015-02-15→ Common Stock (22,500 underlying)
  • Exercise/Conversion

    Common Stock

    2013-05-15$49.12/sh+27,500$1,350,800→ 73,865 total(indirect: By Trust)
  • Sale

    Commoon Stock

    2013-05-15$56.99/sh−27,500$1,567,283→ 46,365 total(indirect: By Trust)
  • Exercise/Conversion

    Employee Stock Option (right-to-buy)

    2013-05-15−27,500→ 0 total
    Exercise: $49.12Exp: 2014-02-17→ Common Stock (27,500 underlying)
  • Exercise/Conversion

    Common Stock

    2013-05-15$44.47/sh+22,500$1,000,463→ 68,865 total(indirect: By Trust)
Holdings

  • Common Stock

    41,179

  • Common Stock

    (indirect: By 401(k))
    699.68
Footnotes (6)
  • [F1]This option exercise was made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1.
  • [F2]This sale was made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1.
  • [F3]The price in Column 4 is the weighted average price. The prices actually received ranged from $56.95 to $57.19. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price within this range.
  • [F4]Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  • [F5]as of 03/31/2013
  • [F6]The option became exercisable in four equal annual installments beginning February 17, 2005.

Documents

1 file

Issuer

NORTHERN TRUST CORP

CIK 0000073124

→
Entity typeother

Related Parties

1
  • filerCIK 0001188087

Filing Metadata

Form type
4
Filed
May 16, 8:00 PM ET
Accepted
May 17, 1:25 PM ET
Size
15.9 KB
View on SEC.gov