4//SEC Filing
NORTHERN TRUST CORP 4
Accession 0000895813-13-000197
$NTRSCIK 0000073124operating
Filed
Jul 7, 8:00 PM ET
Accepted
Jul 8, 3:11 PM ET
Size
15.3 KB
Accession
0000895813-13-000197
Insider Transaction Report
Form 4
WELSH KELLY R
EVP & General Counsel
Transactions
- Exercise/Conversion
Common Stock
2013-07-05$44.47/sh+22,500$1,000,463→ 68,865 total(indirect: By Trust) - Exercise/Conversion
Employee Stock Option (right-to-buy)
2013-07-05−24,947→ 24,948 totalExercise: $52.09From: 2009-02-21Exp: 2016-02-21→ Common Stock (24,947 underlying) - Exercise/Conversion
Common Stock
2013-07-05$52.09/sh+24,947$1,299,614→ 71,312 total(indirect: By Trust) - Sale
Commoon Stock
2013-07-05$59.95/sh−24,947$1,495,573→ 46,365 total(indirect: By Trust) - Exercise/Conversion
Employee Stock Option (right-to-buy)
2013-07-05−22,500→ 0 totalExercise: $44.47From: 2008-02-15Exp: 2015-02-15→ Common Stock (22,500 underlying) - Sale
Common Stock
2013-07-05$59.95/sh−22,500$1,348,875→ 46,365 total(indirect: By Trust)
Holdings
- 41,179
Common Stock
- 703.13(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]This option exercise was made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1.
- [F2]This sale was made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1.
- [F3]Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- [F4]as of 06/30/2013
Documents
Issuer
NORTHERN TRUST CORP
CIK 0000073124
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000073124
Filing Metadata
- Form type
- 4
- Filed
- Jul 7, 8:00 PM ET
- Accepted
- Jul 8, 3:11 PM ET
- Size
- 15.3 KB