$NTRS·4

NORTHERN TRUST CORP · Jul 24, 12:35 PM ET

NORTHERN TRUST CORP 4

4 · NORTHERN TRUST CORP · Filed Jul 24, 2013

Insider Transaction Report

Form 4
Period: 2013-07-23
MOEN TIMOTHY P
Executive Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    2013-07-23$52.09/sh+49,895$2,599,28090,879 total(indirect: By Trust)
  • Exercise/Conversion

    Employee Stock Option (right-to-buy)

    2013-07-2348,8950 total
    Exercise: $52.09Exp: 2016-02-21Common Stock (49,895 underlying)
  • Sale

    Common Stock

    2013-07-23$60.10/sh49,895$2,998,77440,984 total(indirect: By Trust)
Holdings
  • Common Stock

    (indirect: By 401(k))
    5.85
  • Common Stock

    39,044
Footnotes (4)
  • [F1]The price in Column 4 is the weighted average price. The prices actually received ranged from $60.00 to $60.19. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price within this range.
  • [F2]Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  • [F3]as of 06/30/2013
  • [F4]This option became exercisable in four annual installments beginning 2/21/2007.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT