Home/Filings/4/0000895813-14-000016
4//SEC Filing

NORTHERN TRUST CORP 4

Accession 0000895813-14-000016

$NTRSCIK 0000073124operating

Filed

Jan 23, 7:00 PM ET

Accepted

Jan 24, 2:56 PM ET

Size

10.0 KB

Accession

0000895813-14-000016

Insider Transaction Report

Form 4
Period: 2014-01-22
WELSH KELLY R
EVP & General Counsel
Transactions
  • Exercise/Conversion

    Employee Stock Option (right-to-buy)

    2014-01-2224,9480 total
    Exercise: $52.09Exp: 2016-02-21Common Stock (24,948 underlying)
  • Exercise/Conversion

    Common Stock

    2014-01-22$52.09/sh+24,948$1,299,66674,505 total(indirect: By Trust)
  • Sale

    Common Stock

    2014-01-22$62.95/sh24,948$1,570,47749,557 total(indirect: By Trust)
Holdings
  • Common Stock

    35,161
  • Common Stock

    (indirect: By 401(k))
    710.2
Footnotes (3)
  • [F1]This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.
  • [F2]Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  • [F3]These options became exercisable in four equal annual installments beginning on 2/21/2007.

Issuer

NORTHERN TRUST CORP

CIK 0000073124

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000073124

Filing Metadata

Form type
4
Filed
Jan 23, 7:00 PM ET
Accepted
Jan 24, 2:56 PM ET
Size
10.0 KB