NORTHERN TRUST CORP 4
4 · NORTHERN TRUST CORP · Filed Jan 24, 2014
Insider Transaction Report
Form 4
WELSH KELLY R
EVP & General Counsel
Transactions
- Exercise/Conversion
Employee Stock Option (right-to-buy)
2014-01-22−24,948→ 0 totalExercise: $52.09Exp: 2016-02-21→ Common Stock (24,948 underlying) - Exercise/Conversion
Common Stock
2014-01-22$52.09/sh+24,948$1,299,666→ 74,505 total(indirect: By Trust) - Sale
Common Stock
2014-01-22$62.95/sh−24,948$1,570,477→ 49,557 total(indirect: By Trust)
Holdings
- 35,161
Common Stock
- 710.2(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.
- [F2]Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- [F3]These options became exercisable in four equal annual installments beginning on 2/21/2007.