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4//SEC Filing

FAIRPOINT COMMUNICATIONS INC 4

Accession 0000895813-17-000046

CIK 0001062613operating

Filed

Jul 5, 8:00 PM ET

Accepted

Jul 6, 3:37 PM ET

Size

15.7 KB

Accession

0000895813-17-000046

Insider Transaction Report

Form 4
Period: 2017-07-03
METGE BRUCE F
EVP, Chief Legal Officer
Transactions
  • Disposition to Issuer

    Stock Options

    2017-07-0320,0000 total
    Exercise: $14.16Exp: 2026-09-06Common Stock (20,000 underlying)
  • Tax Payment

    Common Stock, par value $0.01 per share

    2017-07-035,27411,961 total
  • Disposition to Issuer

    Common Stock, par value $0.01 per share

    2017-07-0311,9610 total
Footnotes (3)
  • [F1]Pursuant to an agreement and plan of merger (as amended, the "Merger Agreement") among FairPoint Communications, Inc. ("FairPoint"), Consolidated Communications Holdings, Inc. ("Consolidated") and Falcon Merger Sub, Inc., each of the Reporting Person's FairPoint restricted shares issued pursuant to The FairPoint Communications, Inc. Amended and Restated 2010 Long Term Incentive Plan, to the extent outstanding and subject to vesting or forfeiture conditions (whether time-based or performance-based), became fully vested or released from such forfeiture conditions as of the effective time of the merger. In connection with the merger, 5,274 FairPoint restricted shares were forfeited by the Reporting Person to satisfy applicable withholding tax obligations with respect to the vesting of restricted shares on such date. No consideration was received by the Reporting Person for the Reporting Person's forfeiture of the restricted shares.
  • [F2]Disposed of pursuant to the Merger Agreement in exchange for 8,731 shares of Consolidated common stock having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.
  • [F3]This option, which provided for vesting in three equal installments beginning September 6, 2017, became fully vested in the merger and was automatically canceled in exchange for the right to receive 943 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

Issuer

FAIRPOINT COMMUNICATIONS INC

CIK 0001062613

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001062613

Filing Metadata

Form type
4
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 3:37 PM ET
Size
15.7 KB