Home/Filings/4/0000896595-04-000340
4//SEC Filing

LITHIA MOTORS INC 4

Accession 0000896595-04-000340

$LADCIK 0001023128operating

Filed

Dec 22, 7:00 PM ET

Accepted

Dec 23, 3:18 PM ET

Size

20.7 KB

Accession

0000896595-04-000340

Insider Transaction Report

Form 4
Period: 2004-12-23
HEIMANN M L DICK
DirectorPresident of Corporate Affairs
Transactions
  • Gift

    Class A Common

    2004-12-233,900114,800 total
Holdings
  • Stock Option (2001sd) (NQ) (right to purchase)

    Exercise: $11.81Exp: 2010-12-26Class A Common (31,788 underlying)
    31,788
  • Stock Option (2001) (NQ) (right to buy)

    Exercise: $1.00From: 2005-12-26Exp: 2010-12-26Class A Common (16,000 underlying)
    16,000
  • Class A Common

    (indirect: By 401(k))
    26,036
  • Stock Option (1997sd) (NQ) (right to buy)

    Exercise: $1.00Exp: 2005-12-31Class A Common (3,636 underlying)
    3,636
  • Class A Common

    (indirect: By Spouse)
    15,964
  • Stock Option (2002nq) (right to buy)

    Exercise: $15.13From: 2007-12-26Exp: 2012-12-26Class A Common (16,000 underlying)
    16,000
  • Stock Option (right to buy)

    Exercise: $29.42From: 2009-03-11Exp: 2010-03-11Class A Common (16,002 underlying)
    16,002
  • Stock Option (2000sd) (ISO) (right to buy)

    Exercise: $18.43Exp: 2005-01-06Class A Common (9,990 underlying)
    9,990
  • Stock Option (2001nq) (right to buy)

    Exercise: $19.24From: 2006-12-26Exp: 2011-12-26Class A Common (16,000 underlying)
    16,000
  • Class B Common

    (indirect: By LLC)
    Exercise: $0.00Class A Common (1,390,188 underlying)
    1,390,188
  • Stock Option (2000sd) (NQ) (right to buy)

    Exercise: $16.75Exp: 2010-01-06Class A Common (22,010 underlying)
    22,010
  • Stock Option (2001) (ISO) (right to purchase)

    Exercise: $12.99From: 2000-12-26Exp: 2005-12-26Class A Common (7,494 underlying)
    7,494
Footnotes (6)
  • [F1]Class B Common converts to Class A Common on a 1:1 ratio at holder's discretion.
  • [F12]The options vest as follows: 4,745 on 1/6/03 and 5,245 on 1/6/04.
  • [F13]The options vest as follows: 13,627 on 1/6/01 and 8,383 on 1/6/02.
  • [F14]The options vest 8,360 shares on 12/26/00, 2,108 on 12/26/02, 10,565 on 12/26/03 and 10,755 on 12/26/04
  • [F2]The Class B Common stock is owned by Heimann Family, LLC, of which M.L. Dick Heimann is the majority member and its sole manager and he has elected to report all of the securities owned by the LLC as being beneficially owned by him.
  • [F6]The options vest as to 20% of the total grant on the date of grant and 20% each anniversary date thereafter.

Documents

1 file

Issuer

LITHIA MOTORS INC

CIK 0001023128

Entity typeoperating
IncorporatedOR

Related Parties

1
  • filerCIK 0001023128

Filing Metadata

Form type
4
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 3:18 PM ET
Size
20.7 KB