LITHIA MOTORS INC 4
4 · LITHIA MOTORS INC · Filed Dec 23, 2004
Insider Transaction Report
Form 4
HEIMANN M L DICK
DirectorPresident of Corporate Affairs
Transactions
- Gift
Class A Common
2004-12-23−3,900→ 114,800 total
Holdings
- 31,788
Stock Option (2001sd) (NQ) (right to purchase)
Exercise: $11.81Exp: 2010-12-26→ Class A Common (31,788 underlying) - 16,000
Stock Option (2001) (NQ) (right to buy)
Exercise: $1.00From: 2005-12-26Exp: 2010-12-26→ Class A Common (16,000 underlying) - 26,036(indirect: By 401(k))
Class A Common
- 3,636
Stock Option (1997sd) (NQ) (right to buy)
Exercise: $1.00Exp: 2005-12-31→ Class A Common (3,636 underlying) - 15,964(indirect: By Spouse)
Class A Common
- 16,000
Stock Option (2002nq) (right to buy)
Exercise: $15.13From: 2007-12-26Exp: 2012-12-26→ Class A Common (16,000 underlying) - 16,002
Stock Option (right to buy)
Exercise: $29.42From: 2009-03-11Exp: 2010-03-11→ Class A Common (16,002 underlying) - 9,990
Stock Option (2000sd) (ISO) (right to buy)
Exercise: $18.43Exp: 2005-01-06→ Class A Common (9,990 underlying) - 16,000
Stock Option (2001nq) (right to buy)
Exercise: $19.24From: 2006-12-26Exp: 2011-12-26→ Class A Common (16,000 underlying) - 1,390,188(indirect: By LLC)
Class B Common
Exercise: $0.00→ Class A Common (1,390,188 underlying) - 22,010
Stock Option (2000sd) (NQ) (right to buy)
Exercise: $16.75Exp: 2010-01-06→ Class A Common (22,010 underlying) - 7,494
Stock Option (2001) (ISO) (right to purchase)
Exercise: $12.99From: 2000-12-26Exp: 2005-12-26→ Class A Common (7,494 underlying)
Footnotes (6)
- [F1]Class B Common converts to Class A Common on a 1:1 ratio at holder's discretion.
- [F12]The options vest as follows: 4,745 on 1/6/03 and 5,245 on 1/6/04.
- [F13]The options vest as follows: 13,627 on 1/6/01 and 8,383 on 1/6/02.
- [F14]The options vest 8,360 shares on 12/26/00, 2,108 on 12/26/02, 10,565 on 12/26/03 and 10,755 on 12/26/04
- [F2]The Class B Common stock is owned by Heimann Family, LLC, of which M.L. Dick Heimann is the majority member and its sole manager and he has elected to report all of the securities owned by the LLC as being beneficially owned by him.
- [F6]The options vest as to 20% of the total grant on the date of grant and 20% each anniversary date thereafter.