HEIMANN M L DICK 4

4 · LITHIA MOTORS INC · Filed Jan 5, 2005

Form 4

Period: 2005-01-05

DirectorPresident of Corporate Affairs

Transactions

Exercise/Conversion
Class A Common
2005-01-05$18.43/sh+9,990$184,116→ 124,790 total
Exercise/Conversion
Stock Option (2000sd) (ISO) (right to buy)
2005-01-05−9,990→ 0 total
Exercise: $18.43Exp: 2005-01-06→ Class A Common (9,990 underlying)

Holdings

Class A Common
(indirect: By Spouse)
15,964
Stock Option (2000sd) (NQ) (right to buy)
Exercise: $16.75Exp: 2010-01-06→ Class A Common (22,010 underlying)
22,010
Stock Option (1997sd) (NQ) (right to buy)
Exercise: $1.00Exp: 2005-12-31→ Class A Common (3,636 underlying)
3,636
Stock Option (2001sd) (NQ) (right to purchase)
Exercise: $11.81Exp: 2010-12-26→ Class A Common (31,788 underlying)
31,788
Stock Option (2001) (ISO) (right to purchase)
Exercise: $12.99From: 2000-12-26Exp: 2005-12-26→ Class A Common (7,494 underlying)
7,494
Stock Option (2001) (NQ) (right to buy)
Exercise: $1.00From: 2005-12-26Exp: 2010-12-26→ Class A Common (16,000 underlying)
16,000
Class A Common
(indirect: By 401(k))
26,036
Stock Option (right to buy)
Exercise: $29.42From: 2009-03-11Exp: 2010-03-11→ Class A Common (16,002 underlying)
16,002
Stock Option (2001nq) (right to buy)
Exercise: $19.24From: 2006-12-26Exp: 2011-12-26→ Class A Common (16,000 underlying)
16,000
Class B Common
(indirect: By LLC)
Exercise: $0.00→ Class A Common (1,390,188 underlying)
1,390,188
Stock Option (2002nq) (right to buy)
Exercise: $15.13From: 2007-12-26Exp: 2012-12-26→ Class A Common (16,000 underlying)
16,000

Footnotes (6)

[F1]The options vest as follows: 4,745 on 1/6/03 and 5,245 on 1/6/04.
[F2]Class B Common converts to Class A Common on a 1:1 ratio at holder's discretion.
[F3]The Class B Common stock is owned by Heimann Family, LLC, of which M.L. Dick Heimann is the majority member and its sole manager and he has elected to report all of the securities owned by the LLC as being beneficially owned by him.
[F4]The options vest as to 20% of the total grant on the date of grant and 20% each anniversary date thereafter.
[F5]The options vest as follows: 13,627 on 1/6/01 and 8,383 on 1/6/02.
[F6]The options vest 8,360 shares on 12/26/00, 2,108 on 12/26/02, 10,565 on 12/26/03 and 10,755 on 12/26/04

Documents

1 file