Earnings Feed
Start Free
Home/Filings/4/0000896595-05-000017
4//SEC Filing

HEIMANN M L DICK 4

Accession 0000896595-05-000017

CIK 0001023128other
View on SEC.govCompany Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 5:57 PM ET

Size

21.6 KB

Accession

0000896595-05-000017

Insider Transaction Report

Form 4
Period: 2005-01-05
LITHIA MOTORS INCLAD
HEIMANN M L DICK
DirectorPresident of Corporate Affairs
Transactions
  • Exercise/Conversion

    Class A Common

    2005-01-05$18.43/sh+9,990$184,116→ 124,790 total
  • Exercise/Conversion

    Stock Option (2000sd) (ISO) (right to buy)

    2005-01-05−9,990→ 0 total
    Exercise: $18.43Exp: 2005-01-06→ Class A Common (9,990 underlying)
Holdings

  • Class A Common

    (indirect: By Spouse)
    15,964

  • Stock Option (2000sd) (NQ) (right to buy)

    Exercise: $16.75Exp: 2010-01-06→ Class A Common (22,010 underlying)
    22,010

  • Stock Option (1997sd) (NQ) (right to buy)

    Exercise: $1.00Exp: 2005-12-31→ Class A Common (3,636 underlying)
    3,636

  • Stock Option (2001sd) (NQ) (right to purchase)

    Exercise: $11.81Exp: 2010-12-26→ Class A Common (31,788 underlying)
    31,788

  • Stock Option (2001) (ISO) (right to purchase)

    Exercise: $12.99From: 2000-12-26Exp: 2005-12-26→ Class A Common (7,494 underlying)
    7,494

  • Stock Option (2001) (NQ) (right to buy)

    Exercise: $1.00From: 2005-12-26Exp: 2010-12-26→ Class A Common (16,000 underlying)
    16,000

  • Class A Common

    (indirect: By 401(k))
    26,036

  • Stock Option (right to buy)

    Exercise: $29.42From: 2009-03-11Exp: 2010-03-11→ Class A Common (16,002 underlying)
    16,002

  • Stock Option (2001nq) (right to buy)

    Exercise: $19.24From: 2006-12-26Exp: 2011-12-26→ Class A Common (16,000 underlying)
    16,000

  • Class B Common

    (indirect: By LLC)
    Exercise: $0.00→ Class A Common (1,390,188 underlying)
    1,390,188

  • Stock Option (2002nq) (right to buy)

    Exercise: $15.13From: 2007-12-26Exp: 2012-12-26→ Class A Common (16,000 underlying)
    16,000
Footnotes (6)
  • [F1]The options vest as follows: 4,745 on 1/6/03 and 5,245 on 1/6/04.
  • [F2]Class B Common converts to Class A Common on a 1:1 ratio at holder's discretion.
  • [F3]The Class B Common stock is owned by Heimann Family, LLC, of which M.L. Dick Heimann is the majority member and its sole manager and he has elected to report all of the securities owned by the LLC as being beneficially owned by him.
  • [F4]The options vest as to 20% of the total grant on the date of grant and 20% each anniversary date thereafter.
  • [F5]The options vest as follows: 13,627 on 1/6/01 and 8,383 on 1/6/02.
  • [F6]The options vest 8,360 shares on 12/26/00, 2,108 on 12/26/02, 10,565 on 12/26/03 and 10,755 on 12/26/04

Documents

1 file

Issuer

LITHIA MOTORS INC

CIK 0001023128

→
Entity typeother

Related Parties

1
  • filerCIK 0001170773

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 5:57 PM ET
Size
21.6 KB
View on SEC.gov