$LAD·4

LITHIA MOTORS INC · Feb 11, 4:58 PM ET

LITHIA MOTORS INC 4

4 · LITHIA MOTORS INC · Filed Feb 11, 2005

Insider Transaction Report

Form 4
Period: 2005-02-09
HEIMANN M L DICK
DirectorPresident of Corporate Affairs
Transactions
  • Award

    Stock Option (right to buy)

    2005-02-09+18,00018,000 total
    Exercise: $27.58From: 2010-02-09Exp: 2011-02-09Class A Common (18,000 underlying)
Holdings
  • Stock Option (1997sd) (NQ) (right to buy)

    Exercise: $1.00Exp: 2005-12-31Class A Common (3,636 underlying)
    3,636
  • Stock Option (2000sd) (NQ) (right to buy)

    Exercise: $16.75Exp: 2010-01-06Class A Common (22,010 underlying)
    22,010
  • Stock Option (2001) (NQ) (right to buy)

    Exercise: $1.00From: 2005-12-26Exp: 2010-12-26Class A Common (16,000 underlying)
    16,000
  • Stock Option (right to buy)

    Exercise: $29.42From: 2009-03-11Exp: 2010-03-11Class A Common (16,002 underlying)
    16,002
  • Stock Option (2002nq) (right to buy)

    Exercise: $15.13From: 2007-12-26Exp: 2012-12-26Class A Common (16,000 underlying)
    16,000
  • Class A Common

    124,790
  • Stock Option (2001nq) (right to buy)

    Exercise: $19.24From: 2006-12-26Exp: 2011-12-26Class A Common (16,000 underlying)
    16,000
  • Stock Option (2001sd) (NQ) (right to purchase)

    Exercise: $11.81Exp: 2010-12-26Class A Common (31,788 underlying)
    31,788
  • Class A Common

    (indirect: By 401(k))
    26,089
  • Stock Option (2001) (ISO) (right to purchase)

    Exercise: $12.99From: 2000-12-26Exp: 2005-12-26Class A Common (7,494 underlying)
    7,494
  • Class A Common

    (indirect: By Spouse)
    15,964
  • Class B Common

    (indirect: By LLC)
    Exercise: $0.00Class A Common (1,390,188 underlying)
    1,390,188
Footnotes (5)
  • [F1]Class B Common converts to Class A Common on a 1:1 ratio at holder's discretion.
  • [F2]The Class B Common stock is owned by Heimann Family, LLC, of which M.L. Dick Heimann is the majority member and its sole manager and he has elected to report all of the securities owned by the LLC as being beneficially owned by him.
  • [F3]The options vest as to 20% of the total grant on the date of grant and 20% each anniversary date thereafter.
  • [F4]The options vest as follows: 13,627 on 1/6/01 and 8,383 on 1/6/02.
  • [F5]The options vest 8,360 shares on 12/26/00, 2,108 on 12/26/02, 10,565 on 12/26/03 and 10,755 on 12/26/04

Documents

1 file
  • 4
    hei231.xmlPrimary