LITHIA MOTORS INC 4
4 · LITHIA MOTORS INC · Filed Aug 16, 2007
Insider Transaction Report
Form 4
HEIMANN M L DICK
DirectorPresident of Corporate Affairs
Transactions
- Discretionary Transaction
Class A Common
2007-08-15$18.69/sh+41,107$768,290→ 68,261 total(indirect: By 401(k))
Holdings
- 16,000
Stock Option (2001nq) (right to buy)
Exercise: $19.24From: 2006-12-26Exp: 2011-12-26→ Class A Common (16,000 underlying) - 18,000
Stock Option (right to buy)
Exercise: $27.58From: 2010-02-09Exp: 2011-02-09→ Class A Common (18,000 underlying) - 16,000
Stock Option (2001) (NQ) (right to buy)
Exercise: $1.00From: 2005-12-26Exp: 2010-12-26→ Class A Common (16,000 underlying) - 31,788
Stock Option (2001sd) (NQ) (right to purchase)
Exercise: $11.81Exp: 2010-12-26→ Class A Common (31,788 underlying) - 16,000
Stock Option (2002nq) (right to buy)
Exercise: $15.13From: 2007-12-26Exp: 2012-12-26→ Class A Common (16,000 underlying) - 16,002
Stock Option (right to buy)
Exercise: $29.42From: 2009-03-11Exp: 2010-03-11→ Class A Common (16,002 underlying) - 140,120
Class A Common
- 15,964(indirect: By Spouse)
Class A Common
- 18,000
Stock Option (right to buy)
Exercise: $31.67From: 2011-03-10Exp: 2012-03-10→ Class A Common (18,000 underlying) - 1,390,188(indirect: By LLC)
Class B Common
Exercise: $0.00→ Class A Common (1,390,188 underlying) - 22,010
Stock Option (2000sd) (NQ) (right to buy)
Exercise: $16.75Exp: 2010-01-06→ Class A Common (22,010 underlying)
Footnotes (4)
- [F1]Class B Common converts to Class A Common on a 1:1 ratio at holder's discretion.
- [F2]The Class B Common stock is owned by Heimann Family, LLC, of which M.L. Dick Heimann is the majority member and its sole manager and he has elected to report all of the securities owned by the LLC as being beneficially owned by him.
- [F3]The options vest as follows: 13,627 on 1/6/01 and 8,383 on 1/6/02.
- [F4]The options vest 8,360 shares on 12/26/00, 2,108 on 12/26/02, 10,565 on 12/26/03 and 10,755 on 12/26/04