Home/Filings/4/0000897069-03-001520
4//SEC Filing

SICHTERMAN JANET R 4

Accession 0000897069-03-001520

CIK 0000009534other

Filed

Nov 23, 7:00 PM ET

Accepted

Nov 24, 6:56 PM ET

Size

13.9 KB

Accession

0000897069-03-001520

Insider Transaction Report

Form 4
Period: 2003-11-20
BANDAG INCBDG & BDGA
SICHTERMAN JANET R
VP, North American Fleet Sales
Transactions
  • Purchase

    Common Stock, $1.00 Par Value

    2003-11-20$40.02/sh+37.481$1,500613.68 total
Holdings
  • Stock Option (Right to Buy)

    Exercise: $21.09Exp: 2010-03-07Class A Common Stock (10,400 underlying)
    10,400
  • Class A Common Stock, $1.00 Par Value

    469.323
  • Stock Fund Unit

    (indirect: By Profit Sharing Plan)
    Exercise: $0.00Common Stock (205.45 underlying)
    205.45
  • Stock Fund Unit

    (indirect: By Profit Sharing Plan)
    Exercise: $0.00Class A Common Stock (238.782 underlying)
    238.782
  • Stock Option (Right to Buy)

    Exercise: $24.35Exp: 2011-03-13Class A Common Stock (7,000 underlying)
    7,000
  • Stock Option (Right to Buy)

    Exercise: $32.53Exp: 2012-03-12Class A Common Stock (8,600 underlying)
    8,600
  • Stock Option (Right to Buy)

    Exercise: $27.68Exp: 2013-02-25Class A Common Stock (11,700 underlying)
    11,700
Footnotes (8)
  • [F1]Column 5 of Table I includes 5.1186 shares of Common Stock and 4.6828 shares of Class A Common Stock acquired through automatic reinvestment of dividends under the Bandag, Incorporated Dividend Reinvestment and Optional Cash Purchase Plan ("DRP") since August 22, 2003.
  • [F2]Janet R. Sichterman participates in the Bandag, Incorporated Restricted Stock Grant Plan ("Plan"). Column 5 of Table I includes 305 shares of Common Stock and 305 shares of Class A Common Stock held by Ms. Sichterman under the Plan. The shares are restricted for 7 years when granted and are held by a Trustee for the benefit of Ms. Sichterman.
  • [F3]Represents stock fund units under the Bandag Salaried Profit Sharing, Retirement and Savings Plan ("Profit Sharing Plan"). Distributions will be made upon the earliest to occur of termination of employment, death or retirement, subject to limited exceptions.
  • [F4]The number of underlying securities is based on the number of stock fund units, the value of these units and the Company's Common and Class A Common Stock market values as of October 31, 2003. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of Company stock and other investments.
  • [F5]Options for 10,400 shares of Class A Common Stock with 20% vesting (2,080 shares) on each of March 7, 2001, 2002, 2003, 2004, 2005.
  • [F6]Options for 7,000 shares of Class A Common Stock with 20% vesting (1,400 shares) on each of March 13, 2002, 2003, 2004, 2005, 2006.
  • [F7]Options for 8,600 shares of Class A Common Stock with 25% vesting (2,150 shares) on each of March 12, 2003, 2004, 2005, 2006.
  • [F8]Options for 11,700 shares of Class A Common Stock with 25% vesting (2,925 shares) on each of February 25, 2004, 2005, 2006, 2007.

Issuer

BANDAG INC

CIK 0000009534

Entity typeother

Related Parties

1
  • filerCIK 0001207260

Filing Metadata

Form type
4
Filed
Nov 23, 7:00 PM ET
Accepted
Nov 24, 6:56 PM ET
Size
13.9 KB