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CASH TECHNOLOGIES INC 4

Accession 0000897069-05-001360

CIK 0001022964operating
View on SEC.govCompany Profile

Filed

May 31, 8:00 PM ET

Accepted

Jun 1, 7:17 PM ET

Size

35.5 KB

Accession

0000897069-05-001360

Insider Transaction Report

Form 4
Period: 2005-05-27
CASH TECHNOLOGIES INCTQ
BUTLEIN ERIC
10% Owner
Transactions
  • Other

    Warrants (right to buy)

    2005-05-27+25,000→ 25,000 total(indirect: By Partnership)
    Exercise: $2.00From: 2005-05-31Exp: 2010-05-31→ Common Stock (25,000 underlying)
Holdings

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.75From: 2005-01-10Exp: 2010-01-10→ Common Stock (240,000 underlying)
    240,000

  • Common Stock

    (indirect: By Partnership)
    1,221,542

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.50From: 2004-09-17Exp: 2009-09-17→ Common Stock (75,000 underlying)
    75,000

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.75From: 2005-02-01Exp: 2010-02-01→ Common Stock (90,000 underlying)
    90,000

  • Warrants (right to buy)

    (indirect: By Foundation)
    Exercise: $1.75From: 2005-02-01Exp: 2010-02-01→ Common Stock (60,000 underlying)
    60,000

  • Common Stock

    (indirect: By Trust)
    10,000

  • Series C 8% Convertible Preferred Stock

    (indirect: By Partnership)
    From: 2001-01-09→ Common Stock (480,769 underlying)
    480,769

  • Common Stock

    (indirect: By Foundation)
    367,631

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.50From: 2004-09-09Exp: 2009-09-09→ Common Stock (102,231 underlying)
    102,231

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $3.50From: 2004-09-10Exp: 2009-09-10→ Common Stock (15,000 underlying)
    15,000

  • Warrants (right to buy)

    (indirect: By Trust)
    Exercise: $1.00From: 2004-12-14Exp: 2009-12-14→ Common Stock (25,000 underlying)
    25,000

  • Common Stock

    (indirect: By Trust)
    5,200

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $2.50From: 2004-09-10Exp: 2009-09-10→ Common Stock (10,000 underlying)
    10,000

  • Warrants (right to buy)

    (indirect: By Foundation)
    Exercise: $0.95From: 2002-10-30Exp: 2007-10-30→ Common Stock (97,369 underlying)
    97,369

  • Series G 6% Cumulative Convertible Preferred Stock

    (indirect: By Partnership)
    From: 2004-09-10→ Common Stock (28,571 underlying)
    28,571

  • Warrants (right to buy)

    (indirect: By Trust)
    Exercise: $1.00From: 2004-09-14Exp: 2009-09-14→ Common Stock (50,000 underlying)
    50,000

  • Common Stock

    (indirect: By Trust)
    98,947

  • Common Stock

    (indirect: By LLC)
    98,872

  • Warrants (right to buy)

    (indirect: By LLC)
    Exercise: $1.75From: 2005-02-02Exp: 2010-02-02→ Common Stock (30,000 underlying)
    30,000

  • Series B 8% Cumulative Preferred Stock

    (indirect: By Partnership)
    From: 2000-08-23→ Common Stock (80,000 underlying)
    80,000

  • Warrants (right to buy)

    (indirect: By Foundation)
    Exercise: $1.50From: 2004-09-23Exp: 2009-09-23→ Common Stock (52,631 underlying)
    52,631
BUTLEIN JAYNE
10% Owner
Transactions
  • Other

    Warrants (right to buy)

    2005-05-27+25,000→ 25,000 total(indirect: By Partnership)
    Exercise: $2.00From: 2005-05-31Exp: 2010-05-31→ Common Stock (25,000 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    10,000

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.75From: 2005-02-01Exp: 2010-02-01→ Common Stock (90,000 underlying)
    90,000

  • Warrants (right to buy)

    (indirect: By LLC)
    Exercise: $1.75From: 2005-02-02Exp: 2010-02-02→ Common Stock (30,000 underlying)
    30,000

  • Common Stock

    (indirect: By LLC)
    98,872

  • Series G 6% Cumulative Convertible Preferred Stock

    (indirect: By Partnership)
    From: 2004-09-10→ Common Stock (28,571 underlying)
    28,571

  • Warrants (right to buy)

    (indirect: By Trust)
    Exercise: $1.00From: 2004-09-14Exp: 2009-09-14→ Common Stock (50,000 underlying)
    50,000

  • Warrants (right to buy)

    (indirect: By Trust)
    Exercise: $1.00From: 2004-12-14Exp: 2009-12-14→ Common Stock (25,000 underlying)
    25,000

  • Warrants (right to buy)

    (indirect: By Foundation)
    Exercise: $0.95From: 2002-10-30Exp: 2007-10-30→ Common Stock (97,369 underlying)
    97,369

  • Warrants (right to buy)

    (indirect: By Foundation)
    Exercise: $1.50From: 2004-09-23Exp: 2009-09-23→ Common Stock (52,631 underlying)
    52,631

  • Common Stock

    (indirect: By Foundation)
    367,631

  • Common Stock

    (indirect: By Partnership)
    1,221,542

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.50From: 2004-09-09Exp: 2009-09-09→ Common Stock (102,231 underlying)
    102,231

  • Series C 8% Convertible Preferred Stock

    (indirect: By Partnership)
    From: 2001-01-09→ Common Stock (480,769 underlying)
    480,769

  • Common Stock

    (indirect: By Trust)
    98,947

  • Warrants (right to buy)

    (indirect: By Foundation)
    Exercise: $1.75From: 2005-02-01Exp: 2010-02-01→ Common Stock (60,000 underlying)
    60,000

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.75From: 2005-01-10Exp: 2010-01-10→ Common Stock (240,000 underlying)
    240,000

  • Series B 8% Cumulative Preferred Stock

    (indirect: By Partnership)
    From: 2000-08-23→ Common Stock (80,000 underlying)
    80,000

  • Common Stock

    (indirect: By Trust)
    5,200

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $2.50From: 2004-09-10Exp: 2009-09-10→ Common Stock (10,000 underlying)
    10,000

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $3.50From: 2004-09-10Exp: 2009-09-10→ Common Stock (15,000 underlying)
    15,000

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.50From: 2004-09-17Exp: 2009-09-17→ Common Stock (75,000 underlying)
    75,000
EJADA L P
10% Owner
Transactions
  • Other

    Warrants (right to buy)

    2005-05-27+25,000→ 25,000 total(indirect: By Partnership)
    Exercise: $2.00From: 2005-05-31Exp: 2010-05-31→ Common Stock (25,000 underlying)
Holdings

  • Common Stock

    (indirect: By Partnership)
    1,221,542

  • Warrants (right to buy)

    (indirect: By Foundation)
    Exercise: $1.50From: 2004-09-23Exp: 2009-09-23→ Common Stock (52,631 underlying)
    52,631

  • Common Stock

    (indirect: By Foundation)
    367,631

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $2.50From: 2004-09-10Exp: 2009-09-10→ Common Stock (10,000 underlying)
    10,000

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.75From: 2005-01-10Exp: 2010-01-10→ Common Stock (240,000 underlying)
    240,000

  • Common Stock

    (indirect: By Trust)
    98,947

  • Series G 6% Cumulative Convertible Preferred Stock

    (indirect: By Partnership)
    From: 2004-09-10→ Common Stock (28,571 underlying)
    28,571

  • Warrants (right to buy)

    (indirect: By LLC)
    Exercise: $1.75From: 2005-02-02Exp: 2010-02-02→ Common Stock (30,000 underlying)
    30,000

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.75From: 2005-02-01Exp: 2010-02-01→ Common Stock (90,000 underlying)
    90,000

  • Warrants (right to buy)

    (indirect: By Trust)
    Exercise: $1.00From: 2004-09-14Exp: 2009-09-14→ Common Stock (50,000 underlying)
    50,000

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.50From: 2004-09-09Exp: 2009-09-09→ Common Stock (102,231 underlying)
    102,231

  • Common Stock

    (indirect: By LLC)
    98,872

  • Common Stock

    (indirect: By Trust)
    5,200

  • Common Stock

    (indirect: By Trust)
    10,000

  • Warrants (right to buy)

    (indirect: By Foundation)
    Exercise: $0.95From: 2002-10-30Exp: 2007-10-30→ Common Stock (97,369 underlying)
    97,369

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.50From: 2004-09-17Exp: 2009-09-17→ Common Stock (75,000 underlying)
    75,000

  • Warrants (right to buy)

    (indirect: By Foundation)
    Exercise: $1.75From: 2005-02-01Exp: 2010-02-01→ Common Stock (60,000 underlying)
    60,000

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $3.50From: 2004-09-10Exp: 2009-09-10→ Common Stock (15,000 underlying)
    15,000

  • Series B 8% Cumulative Preferred Stock

    (indirect: By Partnership)
    From: 2000-08-23→ Common Stock (80,000 underlying)
    80,000

  • Series C 8% Convertible Preferred Stock

    (indirect: By Partnership)
    From: 2001-01-09→ Common Stock (480,769 underlying)
    480,769

  • Warrants (right to buy)

    (indirect: By Trust)
    Exercise: $1.00From: 2004-12-14Exp: 2009-12-14→ Common Stock (25,000 underlying)
    25,000
Footnotes (5)
  • [F1]The Series B Convertible Preferred Stock is convertible into common stock at any time following the issue date, at the liquidation price ($5.00) divided by the lesser of: (a) $5.50 per share; or (b) the average closing price for the issuer's common stock for the five trading days ending on the trading day prior to the date of the conversion notice; provided, however, in no event will the conversion rate be less than $2.50 per share. The issuer may redeem the Series B Convertible Preferred Stock, in whole or in part, at its option.
  • [F2]The Series C Convertible Preferred Stock is convertible into common stock at any time following the issue date. The Series C Convertible Preferred Stock is convertible into common stock on the basis of one share of common stock for each share of preferred stock.
  • [F3]The Series G Convertible Preferred Stock is convertible into common stock at any time following the issue date. The conversion price of the Series G Convertible Preferred Stock is 80% of the "market price" of the issuer's common stock at the time of the conversion, subject to a minimum of $1.75 per share and a maximum of $2.75 per share. The "market price" is the average of the closing prices of the issuer's common stock for the 20 trading days immediately preceding the conversion date. At the issuer's option, the issuer may require conversion when the "market price" reaches $9 per share.
  • [F4]Ejada Limited Partnership acquired these warrants from the issuer in connection with a $100,000 loan to the issuer.
  • [F5]The reporting person's prior Form 4, filed on February 22, 2005, inadvertently failed to identify these remaining shares. The reporting person reported the acquisition of 150,000 warrants in a Form 4 executed on July 25, 2003 and filed on August 6, 2003. The Form 4 filed on February 22, 2005 reported the exercise of 52,631 of the original 150,000 warrants. So, 97,369 of these warrants remain.

Documents

1 file

Issuer

CASH TECHNOLOGIES INC

CIK 0001022964

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001022964

Filing Metadata

Form type
4
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 7:17 PM ET
Size
35.5 KB
View on SEC.gov