STATE FINANCIAL SERVICES CORP 4
4 · STATE FINANCIAL SERVICES CORP · Filed Oct 5, 2005
Insider Transaction Report
Form 4
FALBO MICHAEL J
DirectorChairman of the Board & CEO
Transactions
- Disposition to Issuer
Stock Option (right to buy)
2005-10-03−41,000→ 0 totalExercise: $18.69Exp: 2013-01-31→ Common Stock (41,000 underlying) - Disposition to Issuer
Common Stock
2005-10-03−74,547→ 0 total - Disposition to Issuer
Common Stock
2005-10-03−12.034→ 0 total(indirect: Dividend Reinvestment Plan) - Disposition to Issuer
Common Stock
2005-10-03−206→ 0 total(indirect: Jessica Falbo) - Disposition to Issuer
Stock Option (right to buy)
2005-10-03−10,887→ 0 totalExercise: $10.13From: 2001-01-31Exp: 2006-01-31→ Common Stock (10,887 underlying) - Disposition to Issuer
Stock Option (right to buy)
2005-10-03−12,702→ 0 totalExercise: $10.13From: 2001-01-31Exp: 2008-01-31→ Common Stock (12,702 underlying) - Disposition to Issuer
Stock Option (right to buy)
2005-10-03−43,770→ 0 totalExercise: $27.00Exp: 2014-02-03→ Common Stock (43,770 underlying) - Disposition to Issuer
Stock Option (right to buy)
2005-10-03−10,250→ 0 totalExercise: $13.00From: 2002-02-28Exp: 2012-02-28→ Common Stock (10,250 underlying) - Disposition to Issuer
Common Stock
2005-10-03−21,875.346→ 0 total(indirect: By 401(k)) - Disposition to Issuer
Stock Option (right to buy)
2005-10-03−8,708→ 0 totalExercise: $13.00From: 2002-02-28Exp: 2007-02-28→ Common Stock (8,708 underlying) - Disposition to Issuer
Common Stock
2005-10-03−20,478.064→ 0 total(indirect: Employee Stock Ownership Plan) - Disposition to Issuer
Stock Option (right to buy)
2005-10-03−17,942→ 0 totalExercise: $13.00From: 2002-02-28Exp: 2007-08-28→ Common Stock (17,942 underlying) - Disposition to Issuer
Stock Option (right to buy)
2005-10-03−9,072→ 0 totalExercise: $10.13From: 2001-01-31Exp: 2011-01-31→ Common Stock (9,072 underlying) - Disposition to Issuer
Stock Option (right to buy)
2005-10-03−59,030→ 0 totalExercise: $29.72Exp: 2015-01-31→ Common Stock (59,030 underlying)
Footnotes (3)
- [F1]Disposed of pursuant to a merger agreement between issuer and Associated Banc-Corp. Each share of common stock was exchanged for 1.2 shares of Associated common stock having a market value of $31.42 per share on the effective date of the merger.
- [F2]This option was canceled in the merger pursuant to a cash conversion whereby each share of common stock of the option was converted into the right to receive cash in an amount equal to the product of (i) the number of shares of issuer's common stock subject to the option multiplied by (ii) the amount by which $37.4304 exceeds the exercise price of the option.
- [F3]The option originally granted vested and became exercisable as follows: 25% after 1st anniversary of the date of grant, 50% after 2nd anniversary, and 100% after 3rd anniversary of the date of grant.