Home/Filings/4/0000897069-05-002444
4//SEC Filing

STATE FINANCIAL SERVICES CORP 4

Accession 0000897069-05-002444

CIK 0000745614operating

Filed

Oct 4, 8:00 PM ET

Accepted

Oct 5, 5:02 PM ET

Size

15.5 KB

Accession

0000897069-05-002444

Insider Transaction Report

Form 4
Period: 2005-10-03
HILLSTROM BRIAN T
Sr. VP, Commercial Lending
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-10-036500 total
    Exercise: $18.69Exp: 2013-01-31Common Stock (650 underlying)
  • Disposition to Issuer

    Common Stock

    2005-10-03533.0120 total(indirect: By 401(k))
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-10-035,4750 total
    Exercise: $27.00Exp: 2014-02-03Common Stock (5,475 underlying)
  • Disposition to Issuer

    Common Stock

    2005-10-03498.470 total(indirect: Employee Stock Ownership Plan)
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-10-035,9000 total
    Exercise: $29.72Exp: 2015-01-31Common Stock (5,900 underlying)
  • Disposition to Issuer

    Common Stock

    2005-10-032,2850 total
Footnotes (3)
  • [F1]Disposed of pursuant to a merger agreement between issuer and Associated Banc-Corp. Each share of common stock was exchanged for 1.2 shares of Associated common stock having a market value of $31.42 per share on the effective date of the merger.
  • [F2]The option originally granted vested and became exercisable as follows: 25% after 1st anniversary of the date of grant, 50% after 2nd anniversary, and 100% after 3rd anniversary of the date of grant.
  • [F3]This option was canceled in the merger pursuant to a cash conversion whereby each share of common stock of the option was converted into the right to receive cash in an amount equal to the product of (i) the number of shares of issuer's common stock subject to the option multiplied by (ii) the amount by which $37.4304 exceeds the exercise price of the option.

Documents

1 file

Issuer

STATE FINANCIAL SERVICES CORP

CIK 0000745614

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0000745614

Filing Metadata

Form type
4
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 5:02 PM ET
Size
15.5 KB