STATE FINANCIAL SERVICES CORP·4

Oct 5, 5:08 PM ET

STATE FINANCIAL SERVICES CORP 4

4 · STATE FINANCIAL SERVICES CORP · Filed Oct 5, 2005

Insider Transaction Report

Form 4
Period: 2005-10-03
STURINO JERYL M
Sr. Vice President
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-10-031,368.50 total
    Exercise: $13.00From: 2002-02-28Exp: 2009-02-28Common Stock (1,368.5 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-10-033,6100 total
    Exercise: $18.69Exp: 2013-01-31Common Stock (3,610 underlying)
  • Disposition to Issuer

    Common Stock

    2005-10-037,738.7270 total(indirect: Employee Stock Ownership Plan)
  • Disposition to Issuer

    Common Stock

    2005-10-036,465.8090 total
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-10-031,1730 total
    Exercise: $13.00From: 2002-02-28Exp: 2007-08-28Common Stock (1,173 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-10-03977.50 total
    Exercise: $13.00From: 2002-02-28Exp: 2012-02-28Common Stock (977.5 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-10-033,7600 total
    Exercise: $27.00Exp: 2014-02-03Common Stock (3,760 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-10-034,0800 total
    Exercise: $29.72Exp: 2015-01-31Common Stock (4,080 underlying)
Footnotes (3)
  • [F1]Disposed of pursuant to a merger agreement between issuer and Associated Banc-Corp. Each share of common stock was exchanged for 1.2 shares of Associated common stock having a market value of $31.42 per share on the effective date of the merger.
  • [F2]This option was canceled in the merger pursuant to a cash conversion whereby each share of common stock of the option was converted into the right to receive cash in an amount equal to the product of (i) the number of shares of issuer's common stock subject to the option multiplied by (ii) the amount by which $37.4304 exceeds the exercise price of the option.
  • [F3]The option originally granted vested and became exercisable as follows: 25% after 1st anniversary of the date of grant, 50% after 2nd anniversary, and 100% after 3rd anniversary of the date of grant.

Documents

1 file
  • 4
    stu23.xmlPrimary