4//SEC Filing
STATE FINANCIAL SERVICES CORP 4
Accession 0000897069-05-002466
CIK 0000745614operating
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 5:08 PM ET
Size
25.8 KB
Accession
0000897069-05-002466
Insider Transaction Report
Form 4
WESTROPE DANIEL L
Sr Vice President & CFO
Transactions
- Disposition to Issuer
Stock Option (right to buy)
2005-10-03−438→ 0 totalExercise: $15.69From: 1999-11-30Exp: 2006-11-30→ Common Stock (438 underlying) - Disposition to Issuer
Common Stock
2005-10-03−3,904→ 0 total - Disposition to Issuer
Stock Option (right to buy)
2005-10-03−4,143→ 0 totalExercise: $13.00From: 2002-02-28Exp: 2009-02-28→ Common Stock (4,143 underlying) - Disposition to Issuer
Common Stock
2005-10-03−193.477→ 0 total(indirect: Dividend Reinvestment Plan) - Disposition to Issuer
Stock Option (right to buy)
2005-10-03−4,150→ 0 totalExercise: $13.00From: 2002-02-28Exp: 2012-02-28→ Common Stock (4,150 underlying) - Disposition to Issuer
Stock Option (right to buy)
2005-10-03−15,159→ 0 totalExercise: $18.69Exp: 2013-01-31→ Common Stock (15,159 underlying) - Disposition to Issuer
Common Stock
2005-10-03−3,495.959→ 0 total(indirect: Employee Stock Ownership Plan) - Disposition to Issuer
Stock Option (right to buy)
2005-10-03−19,410→ 0 totalExercise: $27.00Exp: 2014-02-03→ Common Stock (19,410 underlying) - Disposition to Issuer
Stock Option (right to buy)
2005-10-03−312→ 0 totalExercise: $15.69From: 1999-11-30Exp: 2009-11-30→ Common Stock (312 underlying) - Disposition to Issuer
Stock Option (right to buy)
2005-10-03−13,440→ 0 totalExercise: $29.72Exp: 2015-01-31→ Common Stock (13,440 underlying) - Disposition to Issuer
Common Stock
2005-10-03−1,694.292→ 0 total(indirect: By 401(k))
Footnotes (3)
- [F1]Disposed of pursuant to a merger agreement between issuer and Associated Banc-Corp. Each share of common stock was exchanged for 1.2 shares of Associated common stock having a market value of $31.42 per share on the effective date of the merger.
- [F2]This option was canceled in the merger pursuant to a cash conversion whereby each share of common stock of the option was converted into the right to receive cash in an amount equal to the product of (i) the number of shares of issuer's common stock subject to the option multiplied by (ii) the amount by which $37.4304 exceeds the exercise price of the option.
- [F3]The option originally granted vested and became exercisable as follows: 25% after 1st anniversary of the date of grant, 50% after 2nd anniversary, and 100% after 3rd anniversary of the date of grant.
Documents
Issuer
STATE FINANCIAL SERVICES CORP
CIK 0000745614
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0000745614
Filing Metadata
- Form type
- 4
- Filed
- Oct 4, 8:00 PM ET
- Accepted
- Oct 5, 5:08 PM ET
- Size
- 25.8 KB